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Product LoginPSX Information Circulars 2011
The NASDAQ Stock Market, NASDAQ BX and PSX
Overview
The NASDAQ Stock Market, NASDAQ BX (BX), and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.
This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of NASDAQ Rule 2310, BX Rule 2310 and PSX Rule763 which require members to determine the suitability of investments recommended to customers.
| AdvisorShares Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.05.11 | Trim Tabs Float Shrink ETF | TTFS |
| 06.23.11 | Meidell Tactical Advantage ETF | MATH |
| 06.21.11 | Madrona Forward Domestic ETF Madrona Forward International ETF Madrona Forward Global Bond ETF |
FWDD FWDI FWDB |
| 01.27.11 | AdvisorShares Active Bear ETF | HDGE |
| Barclays Bank PLC | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 09.19.11 | iPath Inverse S&P 500 VIX Short-Term Futures ETN | IVOP |
| 08.18.11 | iPath S&P 500 Dynamic VIX ETN | XVZ |
| 07.12.11 | iPath US Treasury 5-year Bull ETN | DFVL |
| 07.12.11 | iPath US Treasury 5-year Bear ETN | DFVS |
| 07.11.11 | iPath Long Enhanced S&P 500 VIX Mid-Term Futures ETN | VZZB |
| 04.21.11 | iPath Pure Beta Broad Commodity ETN iPath Pure Beta S&P GSCI-Weighted ETN iPath Pure Beta Cocoa ETN iPath Pure Beta Coffee ETN iPath Pure Beta Cotton ETN iPath Pure Beta Sugar ETN iPath Pure Beta Aluminum ETN iPath Pure Beta Copper ETN iPath Pure Beta Lead ETN iPath Pure Beta Nickel ETN iPath Pure Beta Crude Oil ETN iPath Seasonal Natural Gas ETN iPath Pure Beta Agriculture ETN iPath Pure Beta Grains ETN iPath Pure Beta Softs ETN iPath Pure Beta Industrial Metals ETN iPath Pure Beta Energy ETN iPath Pure Beta Livestock ETN iPath Pure Beta Precious Metals ETN |
BCM SBV CHOC CAF� CTNN SGAR FOIL CUPM LEDD NINI OLEM DCNG DIRT WEET GRWN HEVY ONG LSTK BLNG |
| 01.14.11 | iPath Inverse January 2021 S&P 500 VIX Short-Term Futures ETN | IVO |
| Claymore Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 09.22.11 | Guggenheim Yuan Bond ETF | RMB |
| 06.08.11 | Guggenheim ABC High Dividend ETF | ABCS |
| 01.25.11 | Guggenheim BulletShares 2012 High Yield Corporate Bond ETF Guggenheim BulletShares 2013 High Yield Corporate Bond ETF Guggenheim BulletShares 2014 High Yield Corporate Bond ETF Guggenheim BulletShares 2015 High Yield Corporate Bond ETF |
BSJC BSJD BSJE BSJF |
| Credit Suisse AG | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.17.11 | VelocityShares 3x Long Gold ETN linked to the S&P GSCI Gold Index VelocityShares 3x Long Silver ETN linked to the S&P GSCI Silver Index VelocityShares 2x Long Platinum ETN linked to the S&P GSCI Platinum Index VelocityShares 2x Long Palladium ETN linked to the S&P GSCI Palladium Index VelocityShares 3x Inverse Gold ETN linked to the S&P GSCI Gold Index VelocityShares 3x Inverse Silver ETN linked to the S&P GSCI Silver Index VelocityShares 2x Inverse Platinum ETN linked to the S&P GSCI Platinum Index VelocityShares 2x Inverse Palladium ETN linked to the S&P GSCI Palladium Index |
UGLD USLV LPLT LPAL DGLD DSLV DPLT DPAL |
| 09.21.11 | Credit Suisse Market Neutral Equity ETN Linked to the HS Market Neutral Index Powered by HOLT due September 22, 2031 | CSMN |
| 03.08.11 | Credit Suisse 2X Monthly Leveraged Credit Suisse Merger Arbitrage Liquid Index (Net) ETN | CSMB |
| CurrencyShares | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.04.11 | CurrencyShares Chinese Renminbi Trust | FXCH |
| DBX ETFs | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 06.09.11 | DBX MSCI Emerging Markets Currency-Hedged Equity Fund DBX MSCI EAFE Currency-Hedged Equity Fund DBX MSCI Brazil Currency-Hedged Equity Fund DBX MSCI Canada Currency-Hedged Equity Fund DBX MSCI Japan Currency-Hedged Equity Fund |
DBEM DBEF DBBR DBCN DBJP |
| Deutsche Bank AG | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.06.11 | PowerShares DB US Inflation ETNs PowerShares DB US Deflation ETNs |
INFL DEFL |
| 11.09.11 | PowerShares DB Inverse Japanese Govt Bond Futures ETNs PowerShares DB 3X Inverse Japanese Govt Bond Futures ETNs |
JGBS JGBD |
| 05.24.11 | PowerShares DB 3X Long US Dollar Index Futures ETNs PowerShares DB 3X Short US Dollar Index Futures ETNs |
UUPT UDNT |
| 03.23.11 | PowerShares DB German Bund Futures ETNs PowerShares DB 3X German Bund Futures ETNs PowerShares DB Japanese Government Bond Futures ETNs PowerShares DB 3X Japanese Government Bond Futures ETNs PowerShares DB Italian Treasury Bond Futures ETNs PowerShares DB 3X Italian Treasury Bond Futures ETNs |
BUNL BUNT JGBL JGBT ITLY ITLT |
| Direxion Shares | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.08.11 | Direxion Large Cap Insider Sentiment Shares Direxion All Cap Insider Sentiment Shares |
INSD KNOW |
| 06.15.11 | Direxion Daily Basic Materials Bull 3X Shares Direxion Daily Basic Materials Bear 3X Shares Direxion Daily Healthcare Bull 3X Shares Direxion Daily Healthcare Bear 3X Shares Direxion Daily Total Market Bear 1X Shares |
MATL MATS CURE SICK TOTS |
| 05.25.11 | Direxion Daily Russia Bull 3X Shares Direxion Daily Russia Bear 3X Shares Direxion Daily Agribusiness Bull 3X Shares Direxion Daily Agribusiness Bear 3X Shares |
RUSL RUSS COWL COWS |
| 03.22.11 | Direxion Daily 20+ Year Treasury Bear 1X Shares Direxion Daily 7-10 Year Treasury Bear 1X Shares Direxion Daily Total Bond Market Bear 1X Shares |
TYBS TYNS SAGG |
| EGShares | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 08.10.11 | EGShares India Consumer ETF | INCO |
| 08.04.11 | EGShares Emerging Markets High Income Low Beta ETF | HILO |
| 06.23.11 | EGShares Basic Materials GEMS ETF EGShares Health Care GEMS ETF EGShares Industrials GEMS ETF EGShares Consumer Goods GEMS ETF EGShares Consumer Services GEMS ETF EGShares Technology GEMS ETF EGShares Telecom GEMS ETF EGShares Utilities GEMS ETF |
LGEM HGEM IGEM GGEM VGEM QGEM TGEM UGEM |
| ETFS Asian Gold Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 01.14.11 | ETFS Physical Asian Gold Shares | AGOL |
| FactorShares | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 02.24.11 | FactorShares 2X: Gold Bull/S&P500 Bear Fund FactorShares 2X: Oil Bull/S&P500 Bear Fund FactorShares 2X: TBond Bull/S&P500 Bear Fund FactorShares 2X: S&P 500 Bull/TBond Bear Fund FactorShares 2X: S&P 500 Bull/USD Bear Fund |
FSG FOL FSA FSE FSU |
| First Trust Exchange-Traded Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 05.12.11 | First Trust Mega Cap AlphaDEX Fund | FMK |
| 05.10.11 | First Trust NASDAQ Global Auto Index Fund | CARZ |
| 04.19.11 | First Trust Mid Cap Value AlphaDEX Fund First Trust Mid Cap Growth AlphaDEX Fund First Trust Small Cap Value AlphaDEX Fund First Trust Small Cap Growth AlphaDEX Fund First Trust Developed Markets ex-US AlphaDEX Fund First Trust Emerging Markets AlphaDEX Fund First Trust Europe AlphaDEX Fund First Trust Latin America AlphaDEX Fund First Trust Asia Pacific ex-Japan AlphaDEX Fund First Trust Brazil AlphaDEX Fund First Trust China AlphaDEX Fund First Trust South Korea AlphaDEX Fund First Trust Japan AlphaDEX Fund |
FNK FNY FYT FYC FDT FEM FEP FLN FPA FBZ FCA FKO FJP |
| 02.18.11 | First Trust NASDAQ CEA Smartphone Index Fund | FONE |
| FlexShares | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 09.22.11 | FlexShares Morningstar US Market Factors Tilt Index Fund FlexShares Global Upstream Natural Resources Index Fund FlexShares iBoxx 3-Year Target Duration TIPS Index Fund FlexShares iBoxx 5-Year Target Duration TIPS Index Fund |
TILT GUNR TDTT TDTF |
| FocusShares | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 03.30.11 | Focus Morningstar US Market Index ETF Focus Morningstar Large Cap Index ETF Focus Morningstar Mid Cap Index ETF Focus Morningstar Small Cap Index ETF Focus Morningstar Basic Materials Index ETF Focus Morningstar Communication Services Index ETF Focus Morningstar Consumer Cyclical Index ETF Focus Morningstar Consumer Defensive Index ETF Focus Morningstar Energy Index ETF Focus Morningstar Financial Services Index ETF Focus Morningstar Health Care Index ETF Focus Morningstar Industrials Index ETF Focus Morningstar Real Estate Index ETF Focus Morningstar Technology Index ETF Focus Morningstar Utilities Index ETF |
FMU FLG FMM FOS FBM FCQ FCL FCD FEG FFL FHC FIL FRL FTQ FUI |
| Global X Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.13.11 | Global X Nasdaq China Technology Index ETF | QQQC |
| 12.08.11 | Global X FTSE Greece 20 ETF | GREK |
| 12.06.11 | Global X NASDAQ 400 Mid Cap ETF Global X NASDAQ 500 ETF |
QQQM QQQV |
| 11.15.11 | Global X Social Media Index ETF | SOCL |
| 06.09.11 | Global X SuperDividend ETF | SDIV |
| 06.02.11 | Global X Farming ETF | BARN |
| 05.26.11 | Global X Fertilizers/Potash ETF | SOIL |
| 05.24.11 | Global X Canada Preferred ETF | CNPF |
| 05.19.11 | Global X Auto ETF | VROM |
| 05.05.11 | Global X Mexico Small-Cap ETF | MEXS |
| 05.04.11 | Global X Fishing Industry ETF | FISN |
| 05.03.11 | Global X Food ETF | EATX |
| 04.13.11 | Global X Waste Management ETF | WSTE |
| 03.17.11 | Global X S&P/TSX Venture 30 Canada ETF | TSXV |
| 03.15.11 | Global X Pure Gold Miners ETF Global X Oil Equities ETF |
GGGG XOIL |
| 03.03.11 | Global X FTSE Argentina 20 ETF | ARGT |
| 02.17.11 | Global X FTSE ASEAN 40 ETF | ASEA |
| 02.03.11 | Global X FTSE Andean 40 ETF | AND |
| 01.25.11 | Global X Russell Emerging Markets Growth ETF Global X Russell Emerging Markets Value ETF |
EMGX EMVX |
| 01.05.11 | Global X Aluminum ETF | ALUM |
| IndexIQ Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 07.13.11 | IQ Emerging Markets Mid Cap ETF | EMER |
| 06.14.11 | IQ U.S. Real Estate Small Cap ETF | ROOF |
| 06.02.11 | IQ Japan Mid Cap ETF | RSUN |
| 05.18.11 | IQ Hong Kong Small Cap ETF | HKK |
| 05.05.11 | IQ Global Oil Small Cap ETF | IOIL |
| 03.22.11 | IQ Global Agribusiness Small Cap ETF | CROP |
| iShares | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.17.11 | iShares S&P International Preferred Stock Index Fund | IPFF |
| 10.20.11 | iShares Emerging Markets Local Currency Bond Fund iShares MSCI USA Minimum Volatility Index Fund iShares MSCI EAFE Minimum Volatility Index Fund iShares MSCI All Country World Minimum Volatility Index Fund iShares MSCI Emerging Markets Minimum Volatility Index Fund |
LEMB USMV EFAV ACWV EEMV |
| 08.18.11 | iShares S&P Target Date 2045 Index Fund iShares S&P Target Date 2050 Index Fund iShares MSCI Emerging Markets Small Cap Index Fund |
TWZ TYZ EEMS |
| 06.17.11 | iShares Floating Rate Note Fund | FLOT |
| 05.20.11 | iShares Global Inflation-Linked Bond Fund iShares International Inflation-Linked Bond Fund |
GTIP ITIP |
| 03.31.11 | iShares MSCI China Index Fund iShares High Dividend Equity Fund |
MCHI HDV |
| Market Vectors Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.21.11 | Market Vectors Biotech ETF Market Vectors Bank and Brokerage ETF Market Vectors Oil Services ETF Market Vectors Pharmaceutical ETF Market Vectors Retail ETF Market Vectors Semiconductors ETF |
BBH RKH OIH PPH RTH SMH |
| 10.12.11 | Market Vectors Renminbi Bond ETF | CHLC |
| 08.16.11 | Market Vectors REIT Income ETF | MORT |
| 07.13.11 | Market Vectors CEF Municipal Income ETF | XMPT |
| 05.12.11 | Market Vectors LatAM Aggregate Bond ETF | BONO |
| 04.26.11 | Market Vectors Investment Grade Floating Rate ETF | FLTR |
| 04.14.11 | Market Vectors Russia Small-Cap ETF | RSXJ |
| 04.05.11 | Market Vectors Germany Small-Cap ETF | GERJ |
| 03.15.11 | Market Vectors Colombia ETF | COLX |
| Morgan Stanley | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 06.29.11 | Morgan Stanley S&P 500 Crude Oil Linked ETNs | BARL |
| 03.17.11 | Morgan Stanley Cushing MLP High Income Index ETNs | MLPY |
| Pax World Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 01.27.11 | Pax MSCI EAFE ESG Index ETF | EAPS |
| PIMCO Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.10.11 | PIMCO Canada Bond Index Fund PIMCO Germany Bond Index Fund |
CAD BUND |
| 11.01.11 | PIMCO Australia Bond Index Fund | AUD |
| 06.17.11 | PIMCO 0-5 Year High Yield Corporate Bond Index Fund | HYS |
| PowerShares Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.01.11 | PowerShares KBW Bank Portfolio PowerShares KBW Regional Banking Portfolio PowerShares KBW Insurance Portfolio PowerShares KBW Capital Markets Portfolio |
KBWB KBWR KBWI KBWC |
| 09.23.11 | PowerShares Chinese Yuan Dim Sum Portfolio | DSUM |
| 09.15.11 | PowerShares Fundamental Investment Grade Corporate Bond Portfolio | PFIG |
| 06.16.11 | PowerShares Fundamental Pure Large Growth Portfolio PowerShares Fundamental Pure Large Value Portfolio |
PXLG PXLV |
| 05.26.11 | PowerShares Convertible Securities Portfolio | CVRT |
| 05.05.11 | PowerShares S&P 500 High Beta Portfolio PowerShares S&P 500 Low Volatility Portfolio |
SPHB SPLV |
| 03.03.11 | PowerShares Senior Loan Portfolio | BKLN |
| Precidian Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 07.13.11 | MAXIS Nikkei 225 Index Fund | NKY |
| ProShares | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.06.11 | ProShares Ultra DJ-UBS Natural Gas ProShares UltraShort DJ-UBS Natural Gas |
BOIL KOLD |
| 10.04.11 | ProShares Ultra VIX Short-Term Futures ETF ProShares Short VIX Short-Term Futures ETF |
UVXY SVXY |
| 07.14.11 | ProShares Hedge Replication ETF | HDG |
| 04.14.11 | ProShares Ultra High Yield ProShares Ultra Investment Grade Corporate |
UJB IGU |
| 04.05.11 | ProShares Short 7-10 Year Treasury ProShares UltraShort 3-7 Year Treasury |
TBX TBZ |
| 03.29.11 | ProShares Short Investment Grade Corporate | IGS |
| 03.22.11 | ProShares Short High Yield | SJB |
| 02.10.11 | ProShares UltraShort TPS | TPS |
| 01.04.11 | ProShares VIX Short-Term Futures ETF ProShares VIX Mid-Term Futures ETF |
VIXY VIXM |
| QuantShares | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 09.13.11 | QuantShares U.S. Market Neutral Value Fund QuantShares U.S. Market Neutral Beta Fund QuantShares U.S. Market Neutral Anti-Beta Fund |
CHEP BTAH BTAL |
| 09.07.11 | QuantShares U.S. Market Neutral Momentum Fund QuantShares U.S. Market Neutral Size Fund QuantShares U.S. Market Neutral Quality Fund QuantShares U.S. Market Neutral Anti-Momentum Fund |
MOM SIZ QLT NOMO |
| The Royal Bank of Scotland NV | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.13.11 | RBS NASDAQ-100 Trendpilot Exchange-Traded Notes | TNDQ |
| 10.24.11 | RBS Global Big Pharma Exchange-Traded Notes | DRGS |
| 09.15.11 | RBS Oil Trendpilot Exchange-Traded Notes | TWTI |
| 02.22.11 | RBS Gold Trendpilot Exchange-Traded Notes | TBAR |
| 01.27.11 | RBS US Mid Cap Trendpilot Exchange-Traded Notes | TRNM |
| Russell ETFs | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.03.11 | Russell Developed ex-U.S. Low Beta ETF Russell Developed ex-U.S. Low Volatility ETF Russell Developed ex-U.S. High Momentum ETF |
XLBT XLVO XHMO |
| 10.05.11 | Russell Small Cap Low P/E ETF Russell Small Cap Aggressive Growth ETF Russell Small Cap Consistent Growth ETF Russell Small Cap Contrarian ETF |
SCLP SGGG SCOG SCTR |
| 05.27.11 | Russell 1000 Low Beta ETF Russell 1000 High Beta ETF Russell 1000 Low Volatility ETF Russell 1000 High Volatility ETF Russell 1000 High Momentum ETF Russell 2000 Low Beta ETF Russell 2000 High Beta ETF Russell 2000 Low Volatility ETF Russell 2000 High Volatility ETF Russell 2000 High Momentum ETF |
LBTA HBTA LVOL HVOL HMTM SLBT SHBT SLVY SHVY SHMO |
| 05.19.11 | Russell Aggressive Growth ETF Russell Consistent Growth ETF Russell Growth at a Reasonable Price ETF Russell Contrarian ETF Russell Equity Income ETF Russell Low P/E ETF |
AGRG CONG GRPC CNTR EQIN LWPE |
| Rydex Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 08.04.11 | Rydex S&P MidCap 400 Equal Weight ETF Rydex S&P SmallCap 600 Equal Weight ETF |
EWMD EWSM |
| 01.12.11 | Rydex MSCI All Country World (ACWI) Equal Weight ETF | EWAC |
| Schwab Strategic Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.20.11 | Schwab U.S. Dividend Equity ETF | SCHD |
| 07.13.11 | Schwab U.S. Aggregate Bond ETF | SCHZ |
| 01.13.11 | Schwab U.S. Mid-Cap ETF Schwab U.S. REIT ETF |
SCHM SCHH |
| SPDR Series Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.01.11 | SPDR Barclays Capital Investment Grade Floating Rate ETF SPDR Barclays Capital Short Term Treasury ETF |
FLRN SST |
| 09.29.11 | SPDR S&P Software & Services Equipment SPDR S&P Health Care Services ETF SPDR S&P Aerospace & Defense ETF |
XSW XHS XAR |
| 04.14.11 | SPDR Nuveen S&P High Yield Municipal Bond ETF | HYMB |
| 04.07.11 | SPDR Barclays Capital Issuer Scored Corporate Bond ETF | CBND |
| 02.24.11 | SPDR Barclays Capital Emerging Markets ETF SPDR S&P Emerging Markets Dividend ETF |
EBND EDIV |
| 01.27.11 | SPDR S&P Health Care Equipment ETF SPDR S&P Transportation ETF SPDR S&P Telecom ETF |
XHE XTN XTL |
| Teucrium Commodity Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 09.19.11 | Teucrium Wheat Fund Teucrium Soybean Fund Teucrium Sugar Fund |
WEAT SOYB CANE |
| 02.23.11 | Teucrium Crude Oil Fund | CRUD |
| 02.01.11 | Teucrium Natural Gas Fund | NAGS |
| UBS AG | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.30.11 | ETRACS Fisher-Gartman Risk On Exchange-Traded Notes ETRACS Fisher-Gartman Risk Off Exchange-Traded Notes |
ONN OFF |
| 10.05.11 | UBS AG ETRACS Monthly 2xLeveraged ISE Cloud Computing TR Index ETN due October 4, 2041 | LSKY |
| 09.15.11 | ETRACS ISE Solid State Drive Index ETN due September 13, 2041 ETRACS Monthly 2xLeveraged ISE Solid State Drive Index ETN due September 13, 2041 |
SSDD SSDL |
| 09.08.11 | ETRACS Daily Short 1-Month S&P 500 VIX Futures ETN ETRACS Daily Short 2-Month S&P 500 VIX Futures ETN ETRACS Daily Short 3-Month S&P 500 VIX Futures ETN ETRACS Daily Short 4-Month S&P 500 VIX Futures ETN ETRACS Daily Short 5-Month S&P 500 VIX Futures ETN ETRACS Daily Short 6-Month S&P 500 VIX Futures ETN ETRACS 1-Month S&P 500 VIX Futures ETN ETRACS 2-Month S&P 500 VIX Futures ETN ETRACS 3-Month S&P 500 VIX Futures ETN ETRACS 4-Month S&P 500 VIX Futures ETN ETRACS 5-Month S&P 500 VIX Futures ETN ETRACS 6-Month S&P 500 VIX Futures ETN |
AAVX BBVX CCVX DDVX EEVX FFVX VXAA VXBB VXCC VXDD VXEE VXFF |
| 07.21.11 | ETRACS Internet IPO ETN due July 19, 2041 Monthly 2xLeveraged ETRACS Internet IPO ETN due July 19, 2041 |
EIPO EIPL |
| 06.16.11 | Oil Futures Contango ETN due June 14, 2041 Natural Gas Futures Contango ETN due June 14, 2041 |
OILZ GASZ |
| 05.25.11 | UBS AG 2X Leveraged Long Exchange Traded Access Securities Linked to the Wells Fargo Business Development Company Index | BDCL |
| 04.28.11 | UBS AG Exchange Traded Access Securities Linked to the Wells Fargo Business Development Company Index | BDCS |
| United States Copper Index Fund | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.15.11 | United States Copper Index Fund | CPER |
| Vanguard Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 01.28.11 | Vanguard Total International Stock ETF | VXUS |
Related Files
Contact Information
- NASDAQ Listing Qualifications at
+1 301 978 8008.
