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Monday, July 17, 2006

General News 
Notice: Revised Regulation SHO Threshold Securities List for July 7, 2006

Please Route to:
Head Traders; Technical Contacts; Compliance Officers

What you need to know:
  • Certain securities included in the July 7, 2006, Regulation SHO Threshold List published on the NASDAQ Trader website should not have been included.
  • Firms are advised to review the revised list of securities subject to the Regulation SHO requirements for July 7, 2006.

Whom you should contact:
NASD Operations at 866.776.0800

What do I need to know about the Regulation SHO Threshold List?
The following securities should not have been included in NASDAQ’s Regulation SHO Threshold List for July 7, 2006, as they did not meet the criteria for inclusion:

SECID NAME
AHBRF ALHAMBRA RES LTD
ALGSF ALTAGAS UTILITY GROUP INC COMM
ANCGF ADANAC MOLY CORP (CANADA)
BDGR BLACK DRAGON RESOURCE COMPANIES
BDRBF BOMBARDIER INC CL-B (F)
CCJFF COALCORP MINING INC ORDINARY S
COSWF CANADIAN OIL SANDS TRUST
CTXNY CONTAX PARTICIPACOES SA SPONSO
EGLXF EAGLECREST EXPLORATIONS LTD
ENMFF ENERGEM RESOURCES INC
ERUG ER URGENT CARE HOLDINGS INC
GHLT GHL TECHNOLOGIES INC COM STK
GTXC GTX GLOBAL CORP
HBNRF HABANERO RESOURCES INC (F)
HGKGY HONG-KONG ELEC HLDGS SPONS ADR
HLDCY HENDERSON LAND DEV LTD SP ADR
HLSV HELENA SILVER MINES INC NEW
IDWD IDS WORLDWIDE INC
ILKG INTERLINK GLOBAL CORP
KEYDP KEYCORP CAPITAL VIII GTD ENHAN
LNVGY LENOVO GROUP LTD SPONS ADR
LUNFF LUDIN MINING CORPORATION
LYJN LYRIC JEANS, INC. COMMON STOCK
MAUXF MART RESOURCES INC (F)
MDIUY MEDIASET S.P.A SPONSORED ADR R
MIOGF MISSION OIL AND GAS INC
ORBMW ORBIMAGE INC WARRANTS EXP 3/31
PEUGY PEUGEOT S A SPONS ADR-NEW-
PGDP PARAMOUNT GOLD MINING CORP COM
PNPFF PINETREE CAPITAL LTD
PXXFF PEARL EXPLORATION & PRODUCTION
RCTEF ROCTEST LTEE
RNGZY ROSNEFTEGAZSTROY JSC SPN ADR
SBTLY SIBERTELECOM (OJSC) SPONS ADR
SXRFF SXR URANIUM ONE INC
TDCP 3DICON CORPORATION
UEYCF U.T.S. ENERGY CORP
VYPCF VALKYRIES PETROLEUM CORPORATION
WRMA WIREMEDIA INC
WSDT WISDOMTREE INVESTMENTS, INC.
WXJXF WESTERN CANADIAN COAL CORP

Please review the revised list of securities that are subject to the Regulation SHO requirements for July 7, 2006.

Where can I get additional information on Regulation SHO?