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Wednesday, December 30, 2020

Equity Corporate Actions Alert #2020 - 255
Information Regarding the Merger of Tottenham Acquisition I Limited (TOTA/R/W/U) & Clene Inc.

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  • Industry Announcement

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The business combination of Tottenham Acquisition I Limited (TOTA/R/W/U) and Petros Pharmaceuticals, Inc. has closed. As a result the Ordinary Shares, Rights, Warrants & Units will be suspended from trading and the combined company will be listed on the Nasdaq Capital Market. The details are as follows:

Company: Tottenham Acquisition I Limited
Issue: Ordinary Shares
CUSIP#: G8959N106
Symbol: TOTA
Last Trading Date: December 30, 2020
Marketplace Effective Date for Suspension: December 31, 2020
Merger Consideration: One (1) share of CLNN for every share held.
Company: Tottenham Acquisition I Limited
Issue: Rights
CUSIP#: G8959N122
Symbol: TOTAR
Last Trading Date: December 30, 2020
Marketplace Effective Date for Suspension: December 31, 2020
Merger Consideration: One (1) share of CLNN for every ten (10) rights held.
Company: Tottenham Acquisition I Limited
Issue: Warrants
CUSIP#: G8959N114
Symbol: TOTAW
Last Trading Date: December 30, 2020
Marketplace Effective Date for Suspension: December 31, 2020
Merger Consideration: One (1) CLNNW warrant for every warrant held.
Company: Tottenham Acquisition I Limited
Issue: Units
CUSIP#: G8959N130
Symbol: TOTAU
Last Trading Date: December 30, 2020
Marketplace Effective Date for Suspension: December 31, 2020
Merger Consideration: One and one tenth (1.1) of a share of CLNN & One (1) CLNNW warrant for every unit held.

As a result of the business combination, the combined company will be listed on the Nasdaq Capital Market. The details are as follows:

Company: Clene Inc.
Issue: Common Stock
CUSIP#: 185634102
Symbol: CLNN
Marketplace Effective Date: December 31, 2020

Company: Clene Inc.
Issue: Warrants
CUSIP#: 185634110
Symbol: CLNNW
Marketplace Effective Date: December 31, 2020

If you would like to register as a market maker in CLNN or CLNNW, contact Nasdaq Trading Services at +1 212 231 5100.


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