Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01.02.2020 EJAN
IJAN
Innovator ETFs Trust Innovator MSCI Emerging Markets Power Buffer ETF - January
Innovator MSCI EAFE Power Buffer ETF - January
NYSE ARCA
01.02.2020 KJAN
NJAN
Innovator ETFs Trust Innovator Russell 2000 Power Buffer ETF - January
Innovator Nasdaq-100 Power Buffer ETF - January
BATS
01.06.2020 LCR Leuthold Funds, Inc. Leuthold Core ETF NYSE ARCA
01.10.2020 TECB iShares Trust iShares U.S. Tech Breakthrough Multisector ETF NYSE ARCA
01.16.2020 STLG
STLV
iShares Trust iShares Factors US Growth Style ETF
iShares Factors US Value Style ETF
BATS
01.17.2020 SSUS Strategy Shares Day Hagan/Ned Davis Research Smart Sector ETF NYSE ARCA
01.17.2020 SMDY Syntax ETF Trust Syntax Stratified MidCap ETF NYSE ARCA
01.22.2020 ABEQ Unified Series Trust Absolute Core Strategy ETF NYSE ARCA
01.22.2020 HYTR Northern Lights Fund Trust III CP High Yield Trend ETF NYSE ARCA
02.03.2020 BFEB
PFEB
UFEB
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - February
Innovator S&P 500 Power Buffer ETF - February
Innovator S&P 500 Ultra Buffer ETF - February
BATS
02.04.2020 BTYS Barclays PLC iPath Series B US Treasury 10-year Bear ETN BATS
02.05.2020 ESNG
FLYT
QMJ
Direxion Funds Direxion MSCI USA ESG - Leaders vs. Laggards ETF
Direxion Flight to Safety Strategy ETF
Direxion S&P 500 High minus Low Quality ETF
NYSE ARCA
02.05.2020 MARB First Trust Exchange-Traded Fund III First Trust Merger Arbitrage ETF NYSE ARCA
02.11.2020 ARMR Exchange Listed Funds Trust Armor US Equity Index ETF NYSE ARCA
02.13.2020 AWAY Exchange Listed Funds Trust ETF Managers Trust NYSE ARCA
02.20.2020 HCRB Hartford Funds Exchange-Traded Trust Hartford Core Bond ETF BATS
02.24.2020 DFEB
FFEB
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - February
FT Cboe Vest U.S. Equity Buffer ETF - February
BATS
02.27.2020 HDIV Exchange Listed Funds Trust QRAFT AI-Enhanced U.S. High Dividend ETF NYSE ARCA
02.27.2020 BUYZ
HELX
IQM
Franklin Templeton ETF Trust Franklin Disruptive Commerce ETF
Franklin Genomic Advancements ETF
Franklin Intelligent Machines ETF
BATS
03.02.2020 BMAR
PMAR
UMAR
Innovator ETFs Trust Innovator S&P 500 Buffer ETF - Marchy
Innovator S&P 500 Power Buffer ETF - March
Innovator S&P 500 Ultra Buffer ETF - March
BATS
03.02.2020 ECOZ
LRNZ
Listed Funds Trust TrueMark ESG Active Opportunities ETF
TrueMark Technology, AI & Deep Learning ETF
NYSE ARCA
03.10.2020 MRSK
THY
Northern Lights Fund Trust AGILITY SHARES MANAGED RISK ETF
AGILITY SHARES MANAGED RISK ETF
BATS
03.13.2020 DLBS Barclays PLC iPath US Treasury Long Bond Bear ETN BATS
03.31.2020 WUGI Esoterica Thematic Trust Esoterica NextG Economy ETF BATS
04.01.2020 KAPR
NAPR
Innovator ETFs Trust Innovator Russell 2000 Power Buffer ETF - April
Innovator Nasdaq-100 Power Buffer ETF - April
BATS
04.02.2020 FDG
FLV
American Century ETF American Century Focused Dynamic Growth ETF
American Century Focused Large Cap Value ETF
BATS
04.07.2020 HSMV First Trust Exchange-Traded Fund III First Trust Horizon Managed Volatility Small/Mid ETF NYSE ARCA
04.08.2020 KOKU DBX ETF Trust Xtrackers MSCI Kokusai Equity ETF NYSE ARCA
04.09.2020 BKLC
BKMC
BKSE
BNY Mellon ETF Trust BNY Mellon US Large Cap Core Equity ETF
BNY Mellon US Mid Cap Core Equity ETF
BNY Mellon US Small Cap Core Equity ETF
NYSE ARCA
04.15.2020 BBMC J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders U.S. Mid Cap Equity ETF NYSE ARCA
04.16.2020 STLC
STMB
STSB
iShares Trust iShares Factors US Blend Style ETF
iShares Factors US Mid Blend Style ETF
iShares Factors US Small Blend Style ETF
BATS
04.24.2020 BKAG
BKEM
BKHY
BKIE
BKSB
BNY Mellon ETF Trust BNY Mellon Core Bond ETF
BNY Mellon Emerging Markets Equity ETF
BNY Mellon High Yield Beta ETF
BNY Mellon International Equity ETF
BNY Mellon Short Duration Corporate Bond ETF
NYSE ARCA
04.30.2020 DEED First Trust Exchange-Traded Fund VIII First Trust Exchange-Traded Fund VIII ETF NYSE ARCA
05.07.2020 ARB AltShares Trust AltShares Merger Arbitrage ETF NYSE ARCA
05.08.2020 TAAG
TADS
TAEQ
TEGS
Collaborative Investment Series Trust Trend Aggregation Aggressive Growth ETF
Trend Aggregation Dividend Stock ETF
Trend Aggregation U.S. ETF
Trend Aggregation ESG ETF
NYSE ARCA
05.11.2020 THNQ Exchange Traded Concepts Trust ROBO Global Artificial Intelligence ETF NYSE ARCA
05.11.2020 SIXA
SIXH
SIXL
SIXS
Collaborative Investment Series Trust 6 Meridian Mega Cap Equity ETF
6 Meridian Hedged Equity-Index Option Strategy ETF
6 Meridian Low Beta Equity Strategy ETF
6 Meridian Small Cap Equity ETF
NYSE ARCA
05.12.2020 SQEW ETwo Roads Shared Trust LeaderShares Equity Skew ETF NYSE ARCA
05.14.2020 MSVX ETF Series Solutions LHA Market State Alpha Seeker ETF NYSE ARCA
05.14.2020 GSEE
GSID
GSUS
Goldman Sachs ETF Trust Goldman Sachs MarketBeta Emerging Markets Equity ETF
Goldman Sachs MarketBeta International Equity ETF
Goldman Sachs MarketBeta U.S. Equity ETF
BATS
05.18.2020 DMAY
FMAY
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - May
FT Cboe Vest U.S. Equity Buffer ETF - May
BATS
05.21.2020 JEPI
JIG
J.P. Morgan Exchange-Traded Fund Trust JPMorgan Equity Premium Income ETF
JPMorgan International Growth ETF
NYSE ARCA
05.28.2020 CFCV ActiveShares ETF Trust ClearBridge Focus Value ETF BATS
05.28.2020 SGOV iShares Trust iShares 0-3 Month Treasury Bond ETF NYSE ARCA
05.29.2020 SSLY Syntax ETF Trust Syntax Stratified SmallCap ETF NYSE ARCA
06.01.2020 AZAA
AZBA
AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Apr ETF
AllianzIM U.S. Large Cap Buffer20 Apr ETF
NYSE ARCA
06.03.2020 EMBD Global X Funds Global X Emerging Markets Bond ETF NYSE ARCA
06.03.2020 BDCX
CEFD
MLPR
MVRL
UBS AG FiETRACS Quarterly Pay 1.5X Leveraged Wells Fargo BDC Index ETN
ETRACS Monthly Pay 1.5X Leveraged Closed-End Fund Index ETN
ETRACS Quarterly Pay 1.5X Leveraged Alerian MLP Index ETN
ETRACS Monthly Pay 1.5X Leveraged Mortgage REIT ETN
NYSE ARCA
06.04.2020 FBCG
FBCV
FMIL
Fidelity Covington Trust Fidelity Blue Chip Growth ETF
Fidelity Blue Chip Value ETF
Fidelity New Millennium ETF
BATS
06.04.2020 BETZ Listed Funds Trust Roundhill Sports Betting & iGaming ETF NYSE ARCA
06.11.2020 FLGV Franklin Templeton ETF Trust Franklin Liberty U.S. Treasury Bond ETF NYSE ARCA
06.10.2020 DYHG
HIPR
NIFE
Direxion Shares ETF Trust Direxion Dynamic Hedge ETF
Direxion High Growth ETF
Direxion Fallen Knives ETF
NYSE ARCA
06.15.2020 PQDI Principal Exchange-Traded Funds Principal Spectrum Tax-Advantaged Dividend Active ETF NYSE Arca
06.16.2020 GERM ETF Managers Trust ETFMG Treatments, Testing and Advancements ETF NYSE Arca
06.18.2020 EAOA
EAOK
EAOM
EAOR
iShares Trust iShares ESG Aware Aggressive Allocation ETF
iShares ESG Aware Conservative Allocation ETF
iShares ESG Aware Moderate Allocation ETF
iShares ESG Aware Growth Allocation ETF
BATS
06.22.2020 DJUN
FJUN
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - June
FT Cboe Vest U.S. Equity Buffer ETF - June
BATS
06.22.2020 AMNA UBS AG ETRACS Alerian Midstream Energy Index ETN NYSE Arca
06.24.2020 PFFV Global X Funds Global X Variable Rate Preferred ETF NYSE Arca
06.25.2020 WFH Direxion Funds Direxion Work From Home ETF NYSE Arca
06.25.2020 VIRS Pacer Funds Pacer BioThreat Strategy ETF BATS
06.25.2020 ALTL
PALC
PAMC
Pacer Funds Pacer Lunt Large Cap Alternator ETF
Pacer Lunt Large Cap Multi-Factor Alternator ETF
Pacer Lunt MidCap Multi-Factor Alternator ETF
NYSE Arca
06.25.2020 EUSB
IBDV
Pacer Funds iShares ESG Advanced Total USD Bond Market ETF
iShares iBonds Dec 2030 Term Corporate ETF
NYSE Arca
07.01.2020 KJUL
NJUL
Innovator ETFs Trust Innovator Russell 2000 Power Buffer ETF - July
Innovator Nasdaq-100 Power Buffer ETF - July
BATS
06.30.2020 JULZ Listed Funds Trust TrueShares Structured Outcome (July) ETF BATS
07.01.2020 AZAL
AZBL
AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Jul ETF
AllianzIM U.S. Large Cap Buffer20 Jul ETF
NYSE ARCA
07.09.2020 GSIG Golden Sachs ETF Trust Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF NYSE ARCA
07.15.2020 ESGA
MID
American Century ETF American Century Sustainable Equity ETF
American Century Mid Cap Growth Impact ETF
NYSE ARCA
07.16.2020 RISN Northern Lights Fund Trust IV Inspire Tactical Balanced ESG ETF NYSE ARCA
07.16.2020 FLUD Franklin Templeton ETF Trust Franklin Liberty Ultra Short Bond ETF NYSE ARCA
07.20.2020 DJUL
FJUL
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF July
FT Cboe Vest U.S. Equity Buffer ETF July
BATS
07.22.2020 MMLG First Trust Exchange-Traded Fund VIII First Trust Multi-Manager Large Growth ETF NYSE ARCA
07.24.2020 GBGR
GBLO
Global Beta ETF Trust Global Beta Momentum-Growth ETF
Global Beta Low Beta ETF
NYSE ARCA
07.28.2020 EFIV SPDR Series Trust SPDR S&P 500 ESG ETF NYSE ARCA
07.29.2020 KESG KraneShares Trust KraneShares MSCI China ESG Leaders Index ETF NYSE ARCA
07.30.2020 KRBN KraneShares Trust KFA Global Carbon ETF NYSE ARCA
08.03.2020 AUGZ Listed Funds Trust TrueShares Structured Outcome (August) ETF BATS
08.05.2020 TCHP
TDVG
TEQI
TGRW
T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Blue Chip Growth ETF
T. Rowe Price Dividend Growth ETF
T. Rowe Price Equity Income ETF
T. Rowe Price Growth Stock ETF
NYSE ARCA
08.11.2020 BUFR First Trust Exchange-Traded Fund VIII FT Cboe Vest Fund of Buffer ETFs BATS
08.12.2020 DUAL Exchange Traded Concepts Trust North Shore Dual Share Class ETF NYSE ARCA
09.18.2020 TBJL
TFJL
Innovator ETFs Trust Innovator 20+ Year Treasury Bond 9 Buffer ETF - July
Innovator 20+ Year Treasury Bond 5 Floor ETF - July
BATS
08.18.2020 ADFI Two Roads Shared Trust Anfield Dynamic Fixed Income ETF BATS
08.20.2020 FUNL Trust for Advised Portfolios CornerCap Fundametrics Large-Cap ETF BATS
08.25.2020 CCON Direxion Shares ETF Trust Direxion Connected Consumer ETF NYSE ARCA
08.27.2020 LCG Northern Lights Fund Trust IV Sterling Capital Focus Equity ETF NYSE ARCA
09.01.2020 SEPZ Listed Funds Trust TrueShares Structured Outcome (September) ETF BATS
09.02.2020 MSOS AdvisorShares Trust AdvisorShares Pure US Cannabis ETF NYSE ARCA
09.03.2020 KWT iShares Trust iShares MSCI Kuwait ETF BATS
09.03.2020 CCRV iShares U.S. ETF Trust iShares Commodity Curve Carry Strategy ETF NYSE ARCA
09.04.2020 SPD
SPUC
SPYC
Simplify Exchange Traded Funds Simplify US Equity PLUS Downside Convexity ETF
Simplify US Equity PLUS Upside Convexity ETF
Simplify US Equity PLUS Convexity ETF
NYSE ARCA
09.09.2020 AAA Listed Funds Trust AAF First Priority CLO Bond ETF NYSE ARCA
09.10.2020 GCOR Goldman Sachs ETF Trust Goldman Sachs Access U.S. Aggregate Bond ETF NYSE ARCA
09.17.2020 TDSA
TDSB
TDSC
TDSD
TDSE
Exchange Listed Funds Trust Cabana Target Drawdown 5 ETF
Cabana Target Drawdown 7 ETF
Cabana Target Drawdown 10 ETF
Cabana Target Drawdown 13 ETF
Cabana Target Drawdown 16 ETF
NYSE ARCA
09.17.2020 FLRG Fidelity Covington Trust Fidelity U.S. Multifactor ETF NYSE ARCA
09.17.2020 EQOP
VNMC
VNSE
Natixis ETF Trust II Natixis U.S. Equity Opportunities ETF
Natixis Vaughan Nelson Mid Cap ETF
Natixis Vaughan Nelson Select ETF
NYSE ARCA
09.21.2020 XYLG Global X Funds Global X S&P 500 Covered Call & Growth ETF NYSE ARCA
09.21.2020 DSEP
FSEP
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - September
FT Cboe Vest U.S. Equity Buffer ETF - September
BATS
09.24.2020 GOVZ
XJH
XJR
XVV
iShares Trust iShares 25+ Year Treasury STRIPS Bond ETF
iShares ESG Screened S&P Mid-Cap ETF
iShares ESG Screened S&P Small-Cap ETF
iShares ESG Screened S&P 500 ETF
BATS
09.24.2020 BLDG Cambria ETF Trust Cambria Global Real Estate ETF BATS
09.24.2020 BILS SPDR Series Trust SPDR Bloomberg Barclays 3-12 Month T-Bill ETF NYSE ARCA
09.24.2020 VCEB Vanguard World Funds Vanguard ESG U.S. Corporate Bond ETF BATS
09.30.2020 MSTB ETF Series Solutions LHA Market State Tactical Beta ETF BATS
10.01.2020 OCTZ Listed Funds Trust TrueShares Structured Outcome (October) ETF BATS
10.01.2020 DBOC
DSOC
TSOC
Innovator ETFs Trust Innovator Double Stacker 9 Buffer ETF - October
Innovator Double Stacker ETF - October
Innovator Triple Stacker ETF - October
BATS
10.01.2020 AZAO
AZBO
Innovator ETFs Trust AllianzIM U.S. Large Cap Buffer10 Oct ETF
AllianzIM U.S. Large Cap Buffer20 Oct ETF
NYSE ARCA
10.01.2020 SPAK ETF Series Solutions defiance Next Gen SPAC Derived ETF NYSE ARCA
10.01.2020 IWFH iShares Trust iShares Virtual Work and Life Multisector ETF NYSE ARCA
10.01.2020 BFTR
BMED
BTEK
BlackRock ETF Trust BlackRock Future Innovators ETF
BlackRock Future Health ETF
BlackRock Future Tech ETF
NYSE ARCA
10.02.2020 TGIF Tidal ETF Trust SoFi Weekly Income ETF NYSE ARCA
10.02.2020 PIFI ETF Series Solutions ClearShares Piton Intermediate Fixed income ETF NYSE ARCA
10.08.2020 HYBB iShares Trust iShares BB Rated Corporate Bond ETF NYSE ARCA
10.15.2020 AMER
FEDX
LIV
REC
Emles Trust Emles Made in America ETF
Emles Federal Contractors ETF
Emles @Home ETF
Emles Real Estate Credit ETF
BATS
10.15.2020 AVIG
AVSF
American Century ETF Avantis Core Fixed Income ETF
Avantis Short-Term Fixed Income ETF
NYSE ARCA
10.16.2020 ANEW ProShares Trust ProShares MSCI Transformational Changes ETF NYSE ARCA
10.19.2020 DOCT
FOCT
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - October
FT Cboe Vest U.S. Equity Buffer ETF - October
BATS
10.19.2020 JAAA Janus Detroit Street Trust Janus Henderson AAA CLO ETF NYSE ARCA
10.20.2020 INDF Exchange Traded Concepts Trust Nifty India Financials ETF NYSE ARCA
10.21.2020 RFDI
RTAI
Collaborative Investment Series Trust Rareview Dynamic Fixed Income ETF
Rareview Tax Advantaged Income ETF
BATS
10.21.2020 AMTR UBS AG ETRACS Alerian Midstream Energy Total Return Index ETN NYSE ARCA
10.21.2020 TACE Collaborative Investment Series Trust Trend Aggregation Conservative ETF NYSE ARCA
10.27.2020 ACTV
LSAT
Two Roads Shared Trust LeaderShares Activist Leaders ETF
LeaderShares AlphaFactor Tactical Focused ETF
NYSE ARCA
10.29.2020 SVAL iShares Trust iShares US Small Cap Value Factor ETF BATS
10.29.2020 ACVF ETF Opportunities Trust American Conservative Values ETF NYSE ARCA
11.02.2020 NVMZ Listed Funds Trust TrueShares Structured Outcome (November) ETF BATS
11.09.2020 GINN Goldman Sachs ETF Trust Goldman Sachs Innovate Equity ETF NYSE ARCA
11.10.2020 RBND SPDR Series Trust SPDR Bloomberg SASB Corporate Bond ESG Select ETF NYSE ARCA
11.12.2020 SULR Guinness Atkinson Funds SmartETFs Sustainable Energy II ETF BATS
11.12.2020 IBHF iShares Trust iShares iBonds 2026 Term High Yield and Income ETF BATS
11.12.2020 MOON Direxion Funds Direxion Moonshot Innovators ETF NYSE ARCA
11.13.2020 CBLS
CBSE
Listed Funds Trust Changebridge Capital Long/Short Equity ETF
Changebridge Capital Sustainable Equity ETF
NYSE ARCA
11.17.2020 BBSC J.P. Morgan Exchange-Traded Fund Trust JPMorgan BetaBuilders U.S. Small Cap Equity ETF NYSE ARCA
11.17.2020 LBAY Tidal ETF Trust Leatherback Long/Short Alternative Yield ETF NYSE ARCA
11.18.2020 EGIS
LYFE
2nd Vote Funds 2ndVote Society Defended ETF
2ndVote Life Neutral Plus ETF
BATS
11.18.2020 RORO Tidal ETF Trust ATAC US Rotation ETF NYSE ARCA
11.18.2020 DFAI
DFAU
Dimensional ETF Trust Dimensional International Core Equity Market ETF
Dimensional US Core Equity Market ETF
NYSE ARCA
11.23.2020 KFVG
KVLE
KraneShares Trust KraneShares CICC China 5G and Semiconductor Index ETF
KFA Value Line Dynamic Core Equity Index ETF
NYSE ARCA
11.25.2020 DEFN
LUXE
Emles Trust Emles Protective Allocation ETF
Emles Luxury Goods ETF
BATS
12.01.2020 DECZ Listed Funds Trust TrueShares Structured Outcome (December) ETF BATS
12.01.2020 MGMT Unified Series Trust Ballast Small/Mid Cap ETF NYSE ARCA
12.01.2020 JGLD Amplify ETF Trust Amplify Pure Junior Gold Miners ETF NYSE ARCA
12.02.2020 KMLM KraneShares Trust KFA Mount Lucas Index Strategy ETF NYSE ARCA
12.02.2020 DFAE Dimensional ETF Trust Dimensional Emerging Core Equity Market ETF NYSE ARCA
12.02.2020 MBBB
MIG
VanEck Vectors ETF Trust VanEck Vectors Moody's Analytics BBB Corporate Bond ETF
VanEck Vectors Moody's Analytics IG Corporate Bond ETF
BATS
12.03.2020 NVQ Exchange Listed Funds Trust QRAFT AI-Enhanced U.S. Next Value ETF NYSE ARCA
12.08.2020 BNE ETF Series Solutions Blue Horizon BNE ETF NYSE ARCA
12.08.2020 FEVR
GLRY
Northern Lights Fund Trust IV Inspire Faithward Large Cap Momentum ESG ETF
Inspire Faithward Mid Cap Momentum ESG ETF
NYSE ARCA
12.09.2020 KBUY KraneShares Trust KraneShares CICC China Consumer Leaders Index ETF NYSE ARCA
12.08.2020 DFHY
DFNV
TrimTabs ETF Trust TrimTabs Donoghue Forlines Tactical High Yield ETF
TrimTabs Donoghue Forlines Risk Managed Innovation ETF
BATS
12.10.2020 AVMU American Century ETF Avantis Core Municipal Fixed Income ETF NYSE ARCA
12.10.2020 JCTR J.P. Morgan Exchange-Traded Fund Trust JPMorgan Carbon Transition U.S. Equity ETF NYSE ARCA
12.10.2020 JSTC Tidal ETF Trust Adasina Social Justice All Cap Global ETF NYSE ARCA
12.14.2020 DSTX ETF Series Solutions Distillate International Fundamental Stability & Value ETF NYSE ARCA
12.16.2020 SPCX Collaborative Investment Series Trust The SPAC and New Issue ETF NYSE ARCA
12.17.2020 WOWW Direxion Funds Direxion World Without Waste ETF NYSE ARCA
12.21.2020 DDEC
FDEC
QDEC
YDEC
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - December
FT Cboe Vest U.S. Equity Buffer ETF - December
FT Cboe Vest Growth-100 Buffer ETF - December
FT Cboe Vest International Equity Buffer ETF - December
BATS
12.22.2020 IVDG
IVLC
IVRA
IVSG
Invesco Actively Managed Exchange-Traded Fund Trust Invesco Focused Discovery Growth ETF
Invesco US Large Cap Core ESG ETF
Invesco Real Assets ESG ETF
Invesco Select Growth ETF
BATS
12.23.2020 HEGD Listed Funds Trust Swan Hedged Equity US Large Cap ETF BATS
12.23.2020 PSCX
PSFD
PSMD
Pacer Funds Trust Pacer Swan SOS Conservative (December) ETF
Pacer Swan SOS Flex (December) ETF
Pacer Swan SOS Moderate (December) ETF
BATS
12.29.2020 GSPY Tidal ETF Trust Gotham Enhanced 500 ETF NYSE ARCA
12.29.2020 VCAR
VCLO
VFIN
VPOP
Simplify Exchange Traded Funds Simplify Volt RoboCar Disruption and Tech ETF
Simplify Volt Cloud and Cybersecurity Disruption ETF
Simplify Volt Fintech Disruption ETF
Simplify Volt Pop Culture Disruption ETF
NYSE ARCA
12.29.2020 QPT
QPX
AdvisorShares Trust AdvisorShares Q Portfolio Blended Allocation ETF
AdvisorShares Q Dynamic Growth ETF
NYSE ARCA
12.30.2020 PSFF Pacer Funds Pacer Swan SOS Fund of Funds ETF BATS
12.30.2020 SPRE Tidal ETF Trust SP Funds S&P Global REIT Sharia ETF NYSE ARCA
12.30.2020 DUDE
KNGS
Alpha Architect ETF Trust Merlyn.AI SectorSurfer Momentum ETF
UPHOLDINGS Compound Kings ETF
BATS
12.30.2020 AVDG
AVDR
New Age Alpha Trust AVDR US LargeCap ESG ETF
AVDR US LargeCap Leading ETF
BATS
12.30.2020 CBTG Listed Funds Trust Cabot Growth ETF BATS
12.31.2020 MRAD Guinness Atkinson Funds SmartETFs Advertising & Marketing Technology ETF NYSE ARCA
12.31.2020 RAYC The Advisors' Inner Circle Fund III Rayliant Quantamental China Equity ETF NYSE ARCA
12.31.2020 SDEF
SDEI
Tidal ETF Trust Sound Enhanced Fixed Income ETF
Sound Equity Income ETF
NYSE ARCA
01.04.2021 JANZ Listed Funds Trust TrueShares Structured Outcome (January) ETF BATS
01.04.2021 DBJA
DSJA
TSJA
Innovator ETFs Trust TrueShares Structured Outcome (January) ETF
Innovator Double Stacker ETF - January
Innovator Triple Stacker ETF - January
BATS
01.04.2021 AZAJ
AZBJ
AIM ETF Products Trust AllianzIM U.S. Large Cap Buffer10 Jan ETF
AllianzIM U.S. Large Cap Buffer20 Jan ETF
NYSE ARCA
01.05.2021 EUCG Tidal ETF Trust Euclid Capital Growth ETF BATS
01.08.2021 CLDL
CLDS
Direxion Funds Direxion Daily Cloud Computing Bull 2X Shares
Direxion Daily Cloud Computing Bear 2X Shares
NYSE ARCA
01.11.2021 INFL Listed Funds Trust Horizon Kinetics Inflation Beneficiaries ETF NYSE ARCA
01.13.2021 ONOF Global X Funds Global X Adaptive U.S. Risk Management ETF NYSE ARCA
01.14.2021 LVOL American Century ETF Trust American Century Low Volatility ETF NYSE ARCA
01.14.2021 XDAT Franklin Templeton ETF Trust Franklin Exponential Data ETF BATS
01.14.2021 HART IndexIQ ETF Trust IQ Healthy Hearts ETF NYSE ARCA
01.14.2021 BOB Alpha Architect ETF Trust Merlyn.AI Best-of-Breed Core Momentum ETF BATS
01.15.2021 OVLH
OVT
Listed Funds Trust Overlay Shares Hedged Large Cap Equity ETF
Overlay Shares Short Term Bond ETF
NYSE ARCA
01.19.2021 FJAN
FJAN
First Trust Exchange-Traded Fund VIII FT Cboe Vest U.S. Equity Deep Buffer ETF - January
FT Cboe Vest U.S. Equity Buffer ETF - January
BATS
01.21.2021 BUFD First Trust Exchange-Traded Fund VIII FT Cboe Vest Fund of Deep Buffer ETF BATS
01.21.2021 BGLD First Trust Exchange-Traded Fund FT Cboe Vest Gold Strategy Quarterly Buffer ETF BATS
01.26.2021 ISWN Amplify ETF Trust Amplify BlackSwan ISWN ETF NYSE ARCA
01.26.2021 SPXZ Listed Funds Trust Morgan Creek - Exos SPAC Originated ETF NYSE ARCA
01.27.2021 KSTR KraneShares Trust KraneShares SSE STAR Market 50 Index ETF NYSE ARCA
01.28.2021 DIVZ Listed Funds Trust TrueShares Low Volatility Equity Income ETF NYSE ARCA
01.29.2021 TMAT Northern Lights Fund Trust IV Main Thematic Innovation ETF BATS
02.01.2021 FEBZ Listed Funds Trust TrueShares Structured Outcome (February) ETF BATS
02.03.2021 SENT AdvisorShares Trust AdvisorShares Alpha DNA Equity Sentiment ETF NYSE ARCA
02.04.2021 MBND SSGA Active Trust SPDR Nuveen Municipal Bond ETF BATS
02.04.2021 FGRO
FMAG
FPRO
FSMO
Fidelity Covington Trust Fidelity Growth Opportunities ETF
Fidelity Magellan ETF
Fidelity Real Estate Investment ETF
Fidelity Small-Mid Cap Opportunities ETF
BATS
02.05.2021 IWDL
IWFL
IWML
MTUL
QULL
SCDL
USML
UBS AG ETRACS 2x Leveraged US Value Factor TR ETN
ETRACS 2x Leveraged US Growth Factor TR ETN
ETRACS 2x Leveraged US Size Factor TR ETN
ETRACS 2x Leveraged MSCI US Momentum Factor TR ETN
ETRACS 2x Leveraged MSCI US Quality Factor TR ETN
ETRACS 2x Leveraged US Dividend Factor TR ETN
ETRACS 2x Leveraged MSCI US Minimum Volatility Factor TR ETN
NYSE ARCA/td>
02.10.2021 VABS Virtus ETF Trust II Virtus Newfleet ABS/MBS ETF NYSE ARCA
02.10.2021 SUBZ Listed Funds Trust Roundhill Streaming Services & Technology ETF NYSE ARCA
02.16.2021 GGRW Gabelli ETFs Trust Gabelli Growth Innovators ETF NYSE ARCA
02.18.2021 EFIX First Trust Exchange-Traded Fund VIII First Trust TCW Emerging Markets Debt ETF NYSE ARCA
02.18.2021 QCON
QPFF
American Century ETF Trust American Century Quality Convertible Securities ETF
American Century Quality Preferred ETF
BATS
02.24.2021 MIDE
SMLE
DBX ETF Trust Xtrackers S&P MidCap 400 ESG ETF
Xtrackers S&P SmallCap 600 ESG ETF
NYSE ARCA
02.24.2021 IMFL Invesco Exchange-Traded Self-Indexed Fund Trust Invesco International Developed Dynamic Multifactor ETF BATS
02.24.2021 HKND Humankind Benefit Corporation Humankind US Stock ETF NYSE ARCA
02.25.2021 OPPX Exchange Listed Funds Trust Corbett Road Tactical Opportunity ETF NYSE ARCA