Symbol,Security Name,Market Category,Trigger Time TVIX,VelocityShares Daily 2X VIX,Q,10/17/2014 9:30:00 AM URBN,"Urban Outfitters, Inc.",Q,10/17/2014 9:30:00 AM CBSTZ,Cubist Pharmctcls CVR,Q,10/17/2014 9:30:00 AM RPRX,Repros Therapeutics Inc.,R,10/17/2014 9:30:00 AM ZAZA,ZaZa Energy Corporation,R,10/17/2014 9:30:06 AM DLHC,DLH Holdings Corp.,R,10/17/2014 9:30:37 AM SHIP,Seanergy Maritime Hld Corp,R,10/17/2014 9:31:46 AM MOKO,MOKO Social Media Ltd ADR,Q,10/17/2014 9:32:37 AM ATHN,athenahealth Inc,Q,10/17/2014 9:33:37 AM SHLDR,Sears Holdings Corporation Rt,Q,10/17/2014 9:33:48 AM NLNK,NewLink Genetics Corporation,Q,10/17/2014 9:39:51 AM FREE,FreeSeas Inc.,R,10/17/2014 9:50:57 AM TVIZ,VelocityShares Daily 2X VIX,Q,10/17/2014 9:55:57 AM MNOV,Medicinova Inc,Q,10/17/2014 10:04:28 AM KONE,Kingtone Wirelessinfo Solution,R,10/17/2014 10:07:13 AM GBIM,"GlobeImmune, Inc Cmn",R,10/17/2014 10:17:32 AM AHPI,Allied Healthcare Products,Q,10/17/2014 11:04:34 AM PRQR,ProQR Therapeutics N.V. Ord,Q,10/17/2014 11:07:02 AM LAKE,Lakeland Industries Inc,Q,10/17/2014 11:56:47 AM OPTT,"Ocean Power Technologies, Inc.",Q,10/17/2014 12:16:32 PM TRTLW,Terrapin 2 Acquisition Corp,R,10/17/2014 12:29:52 PM RITTW,RIT Technologies WT exp 2018,R,10/17/2014 12:47:03 PM GULTU,Gulf Coast Ultra Dp Rlty Tr Ut,R,10/17/2014 12:49:21 PM BAXS,"Baxano Surgical, Inc.",Q,10/17/2014 1:00:11 PM SANWZ,S&W Seed Company,R,10/17/2014 1:05:01 PM HERO,Hercules Offshore Inc,Q,10/17/2014 1:13:00 PM AREX,Approach Resources Inc.,Q,10/17/2014 1:30:30 PM XONE,The ExOne Company,Q,10/17/2014 1:58:20 PM ARWR,Arrowhead Research Corp,Q,10/17/2014 1:58:47 PM SWSH,"Swisher Hygiene, Inc. Cmn",R,10/17/2014 2:03:38 PM AXGN,"AxoGen, Inc. Common Stock",R,10/17/2014 2:05:23 PM CISAW,CIS Acq. Ltd. Warrant,R,10/17/2014 2:06:41 PM GEOS,Geospace Technologies,Q,10/17/2014 2:08:24 PM WRES,"Warren Resources ,Inc.",Q,10/17/2014 2:08:37 PM CLNE,Clean Energy Fuels Corp.,Q,10/17/2014 2:08:37 PM DAEG,Daegis Inc,R,10/17/2014 2:21:49 PM FIVN,"Five9, Inc Cmn Stk",Q,10/17/2014 2:44:41 PM NETE,"Net Element, Inc.",R,10/17/2014 2:52:54 PM ACRX,"AcelRx Pharmaceuticals, Inc.",Q,10/17/2014 2:56:55 PM EXXI,Energy XXI Ltd,Q,10/17/2014 3:12:30 PM CALI,China Auto Logistics Cmn,Q,10/17/2014 3:50:26 PM VRNGW,"Vringo, Inc. Warrants",R,10/17/2014 3:50:47 PM MYOS,MYOS Corporation Common Stk,R,10/17/2014 4:00:00 PM CLAC,Capitol Acquisition Corp. II,R,10/17/2014 4:00:00 PM COOL,Majesco Entertainment Company,R,10/17/2014 4:00:00 PM LAKE,Lakeland Industries Inc,Q,10/20/2014 9:30:00 AM SHLDR,Sears Holdings Corporation Rt,Q,10/20/2014 9:30:00 AM AHPI,Allied Healthcare Products,Q,10/20/2014 9:30:00 AM SHOO,Steven Madden Ltd,Q,10/20/2014 9:30:01 AM CLRB,Cellectar Biosciences Cmn St,R,10/20/2014 9:39:19 AM MNOV,Medicinova Inc,Q,10/20/2014 9:54:57 AM BSDM,BSD Medical Corporation,R,10/20/2014 9:58:46 AM CPXX,Celator Pharmaceuticals Cmn,R,10/20/2014 10:14:51 AM FEIM,Frequency Electronics Inc,Q,10/20/2014 10:21:38 AM NXTDW,"Nxt-ID, Inc. Warrant",R,10/20/2014 10:36:21 AM NWBOW,"Northwest Biotherapeutics, Inc",R,10/20/2014 10:46:37 AM MRVC,MRV Communications Cmn,R,10/20/2014 10:47:27 AM COCO,Corinthian Colleges Inc,Q,10/20/2014 10:52:06 AM GBIM,"GlobeImmune, Inc Cmn",R,10/20/2014 11:15:22 AM OPHC,OPTIMUMBANK HLDGS,R,10/20/2014 11:43:53 AM DLHC,DLH Holdings Corp.,R,10/20/2014 11:54:49 AM PARN,Parnell Pharmaceuticals Ord,Q,10/20/2014 12:09:00 PM TKMR,Tekmira Pharmaceuticals Cmn,R,10/20/2014 12:10:49 PM TVIX,VelocityShares Daily 2X VIX,Q,10/20/2014 12:10:51 PM APRI,"Apricus Biosciences, Inc",R,10/20/2014 12:12:11 PM LLEX,"Lilis Energy, Inc. Cmn Stk",Q,10/20/2014 12:32:24 PM SCYX,SCYNEXIS Inc Cmn Stk,Q,10/20/2014 12:43:25 PM OBCI,Ocean Bio-Chem Inc,R,10/20/2014 1:08:04 PM CRRS,Corporate Resource Srv Cmn,R,10/20/2014 1:13:40 PM ALCS,"ALCO Stores, Inc.",Q,10/20/2014 1:20:07 PM CMRX,"Chimerix, Inc.",Q,10/20/2014 1:39:12 PM MOKO,MOKO Social Media Ltd ADR,Q,10/20/2014 2:24:19 PM SLCT,"Select Bancorp, Inc.",Q,10/20/2014 2:29:40 PM RTK,Rentech Inc. Common Stock,R,10/20/2014 2:41:16 PM TRTLW,Terrapin 2 Acquisition Corp,R,10/20/2014 2:57:54 PM TRCH,Torchlight Energy Rsrc Cmn,R,10/20/2014 3:01:39 PM BIOC,Biocept Inc,R,10/20/2014 3:10:11 PM LVNTB,Liberty Ventures Srs B Cmn,Q,10/20/2014 4:00:00 PM 20141020163005