Symbol,Security Name,Market Category,Trigger Time ARCP,American Realty Capital Proper,Q,10/29/2014 9:30:00 AM XOOM,Xoom Corporation,Q,10/29/2014 9:30:00 AM BBSI,Barrett Business Services,Q,10/29/2014 9:30:00 AM AZPN,Aspen Technology Inc Cmn,Q,10/29/2014 9:30:00 AM KEYW,The KEYW Holding Corporation,Q,10/29/2014 9:30:00 AM RVSB,Riverview Bancorp Inc,Q,10/29/2014 9:30:11 AM EPIQ,EPIQ Systems Inc,Q,10/29/2014 9:30:22 AM AMCC,Applied Micro Circuits,Q,10/29/2014 9:31:01 AM BBOX,Black Box Corporation,Q,10/29/2014 9:33:15 AM EDMC,Education Management Corporati,Q,10/29/2014 9:37:59 AM GCVRZ,Sanofi CVR,Q,10/29/2014 9:54:31 AM SGNL,"Signal Genetics, Inc. Cmn Stk",R,10/29/2014 10:01:41 AM WLRHW,WL Ross Holding Corp Warrant,R,10/29/2014 10:07:14 AM NXTDW,"Nxt-ID, Inc. Warrant",R,10/29/2014 10:12:23 AM ARCPP,American Realty Capital Proper,Q,10/29/2014 10:34:06 AM TRTLW,Terrapin 2 Acquisition Corp,R,10/29/2014 10:34:37 AM INNL,Innocoll AG ADS,Q,10/29/2014 10:47:10 AM NSPH,"Nanosphere, Inc.",R,10/29/2014 10:55:20 AM CAMT,Camtek Ltd,Q,10/29/2014 11:07:33 AM AXPW,Axion Power Intl Cmn Stk,R,10/29/2014 11:23:28 AM ATRA,Atara Biotherapeutics Cmn,Q,10/29/2014 11:27:44 AM RPRXZ,Repros Therapeutics Srs B Wrnt,R,10/29/2014 11:29:18 AM EVRY,"EveryWare Global, Inc.",Q,10/29/2014 11:33:41 AM BBLU,"Blue Earth, Inc. Common Stock",R,10/29/2014 11:34:49 AM CLRB,Cellectar Biosciences Cmn St,R,10/29/2014 11:46:21 AM AFSI,"AmTrust Financial Srvcs., Inc.",Q,10/29/2014 12:17:31 PM VGGL,Viggle Inc. Common Stock,R,10/29/2014 12:18:55 PM PHMD,PhotoMedex Inc,Q,10/29/2014 12:24:14 PM CGEN,Compugen Ltd,Q,10/29/2014 1:15:50 PM RNA,Prosensa Holding N.V.,Q,10/29/2014 1:29:00 PM ADXSW,"Advaxis, Inc. Warrants",R,10/29/2014 1:29:33 PM BAXS,"Baxano Surgical, Inc.",Q,10/29/2014 1:33:09 PM AXPWW,Axion Power Intl Srs A Wt,R,10/29/2014 1:44:56 PM CPAH,CounterPath Corporation Cmn,R,10/29/2014 1:45:44 PM HCACW,Hennessey Capital Acq Warrants,R,10/29/2014 1:57:24 PM BREW,"Craft Brew Alliance, Inc",Q,10/29/2014 2:01:15 PM CLRBW,Cellectar Biosciences Wts,R,10/29/2014 2:06:55 PM OBCI,Ocean Bio-Chem Inc,R,10/29/2014 2:08:44 PM GBIM,"GlobeImmune, Inc Cmn",R,10/29/2014 2:12:27 PM TFSCW,1347 Capital Corp. Warrants,R,10/29/2014 3:29:01 PM TRCH,Torchlight Energy Rsrc Cmn,R,10/29/2014 3:34:36 PM HNH,Handy & Harman Ltd.,R,10/29/2014 3:45:04 PM CCUR,Concurrent Computer Corp,Q,10/29/2014 3:45:05 PM RPXC,RPX Corporation,Q,10/29/2014 3:46:31 PM DLIA,dELiA*s Inc.,Q,10/29/2014 3:56:19 PM EVAR,"Lombard Medical, Inc. Ord Shs",Q,10/29/2014 3:59:58 PM ISNS,Image Sensing Systems Inc,R,10/29/2014 4:00:00 PM AFOP,Alliance Fiber Optic Prod,Q,10/30/2014 9:30:00 AM PRXL,PAREXEL International Corp,Q,10/30/2014 9:30:00 AM CRNT,Ceragon Networks Ltd,Q,10/30/2014 9:30:00 AM ALDX,Aldeyra Therapeutics Cmn Stk,R,10/30/2014 9:30:00 AM ARAY,Accuray Incorporated,Q,10/30/2014 9:30:00 AM WSTL,"Westell Technologies, Inc.",Q,10/30/2014 9:30:00 AM ISIL,Intersil Corporation,Q,10/30/2014 9:30:00 AM GLUU,Glu Mobile Inc.,Q,10/30/2014 9:30:00 AM PTSX,Point.360 Common Stock,R,10/30/2014 9:30:00 AM GTLS,Chart Industries Inc,Q,10/30/2014 9:30:04 AM BWEN,"Broadwind Energy, Inc.",R,10/30/2014 9:30:31 AM SIMO,Silicon Motion Technology Corp,Q,10/30/2014 9:30:40 AM PGTI,PGT INC,Q,10/30/2014 9:31:03 AM PEIX,PACIFIC ETHANOL INC,R,10/30/2014 9:31:35 AM PTSI,P A M Transportation Svcs Inc,Q,10/30/2014 9:32:02 AM HEES,H&E Equipment Serices Inc,Q,10/30/2014 9:33:08 AM TSPT,"Transcept Pharmaceuticals, Inc",Q,10/30/2014 9:33:46 AM PCRX,"Pacira Phamaceuticals, Inc.",Q,10/30/2014 9:34:48 AM SWHC,Smith & Wesson Holding Corpora,Q,10/30/2014 9:34:58 AM LOJN,LoJack Corporation,Q,10/30/2014 9:36:00 AM LIQD,"Liquid Holdings Group, Inc.",Q,10/30/2014 9:36:11 AM THRM,Gentherm Inc Common Stk,Q,10/30/2014 9:40:31 AM HTWR,Heartware International Inc,Q,10/30/2014 9:52:50 AM GENE,Genetic Technologies Ltd ADS,R,10/30/2014 9:53:09 AM BAXS,"Baxano Surgical, Inc.",Q,10/30/2014 9:55:49 AM CBSTZ,Cubist Pharmctcls CVR,Q,10/30/2014 9:56:58 AM NEWP,Newport Corp,Q,10/30/2014 9:57:19 AM DXYN,The Dixie Group Inc,Q,10/30/2014 9:58:06 AM USLV,VelocityShares 3x Long Silver,Q,10/30/2014 9:58:55 AM GEVO,Gevo Inc,Q,10/30/2014 10:02:10 AM OMEX,Odyssey Marine Exploriation,R,10/30/2014 10:03:21 AM CRUS,Cirrus Logic Inc,Q,10/30/2014 10:07:28 AM CBDE,CBD Energy Ltd Ord Shs,R,10/30/2014 10:08:54 AM MSON,MISONIX Inc,Q,10/30/2014 10:12:14 AM RCON,"Recon Technology, Ltd.",R,10/30/2014 10:16:25 AM NSIT,Insight Enterprises Inc,Q,10/30/2014 10:28:44 AM WHLRW,Wheeler REIT Warrants,R,10/30/2014 10:29:21 AM OPHC,OPTIMUMBANK HLDGS,R,10/30/2014 10:35:59 AM FREE,FreeSeas Inc.,R,10/30/2014 10:40:13 AM SSH,Sunshine Heart Inc,R,10/30/2014 10:44:59 AM TRCH,Torchlight Energy Rsrc Cmn,R,10/30/2014 10:46:01 AM CCIH,ChinaCache Holdings Ltd ADR,Q,10/30/2014 10:53:01 AM SGI,Silicon Graphics Int'l Corp,Q,10/30/2014 11:04:25 AM ASTI,Ascent Solar Tech Cmn Stk,R,10/30/2014 11:10:32 AM SHLDR,Sears Holdings Corporation Rt,Q,10/30/2014 11:12:35 AM ATRM,Aetrium Inc,R,10/30/2014 11:19:20 AM GRBK,"Green Brick Partners, Inc.",R,10/30/2014 11:25:47 AM BREW,"Craft Brew Alliance, Inc",Q,10/30/2014 11:41:35 AM ISNS,Image Sensing Systems Inc,R,10/30/2014 11:53:54 AM AUPH,Aurinia Pharmaceuticals Ord Sh,Q,10/30/2014 11:56:15 AM NAME,"Rightside Group, Ltd. Cmn",Q,10/30/2014 12:05:13 PM AXPW,Axion Power Intl Cmn Stk,R,10/30/2014 12:05:37 PM IRDMZ,Iridium Comm Wts,Q,10/30/2014 12:24:19 PM RMGN,RMG NETWORKS HOLDING,Q,10/30/2014 12:32:17 PM AMDA,Amedica Corporation,R,10/30/2014 12:41:27 PM IVAN,IVANHOE ENERGY INC,R,10/30/2014 1:13:02 PM AFMD,Affimed N.V.,Q,10/30/2014 1:51:01 PM RIBTW,RiceBran Technologies Warrant,R,10/30/2014 2:02:05 PM HMNY,Helios and Matheson Analytics,R,10/30/2014 2:10:14 PM SGYPW,Synergy Pharma AWarrants,R,10/30/2014 2:13:38 PM PTIE,Pain Therapeutics,Q,10/30/2014 2:16:31 PM CRESW,Cresud S.A.C.I.F. y A.,Q,10/30/2014 2:28:55 PM VRNGW,"Vringo, Inc. Warrants",R,10/30/2014 2:35:29 PM VISN,"VisionChina Media, Inc.",Q,10/30/2014 2:40:08 PM IMRS,IMRIS Inc.,Q,10/30/2014 2:48:10 PM UNAM,Unico American Corporation,Q,10/30/2014 3:24:32 PM SANWZ,S&W Seed Company,R,10/30/2014 3:26:13 PM ARCI,Appliance Recycling Centers,R,10/30/2014 3:29:44 PM CFRXW,Contrafect Class A Warrants,R,10/30/2014 3:53:44 PM RGSE,"Real Goods Solar, Inc.",R,10/30/2014 3:55:11 PM ZAZA,ZaZa Energy Corporation,R,10/30/2014 3:57:14 PM 20141030163004