Symbol,Security Name,Market Category,Trigger Time
MRNS,Marinus Pharmaceuticals CS,Q,9/29/2016 9:30:00 AM
ADHD,Alcobra Ltd. Ordinary Shares,Q,9/29/2016 9:30:00 AM
EAC,Erickson Incorporated,Q,9/29/2016 9:30:00 AM
ITCI,Intra-Cellular Therapies Cmn,Q,9/29/2016 9:30:00 AM
WHLRW,Wheeler REIT Warrants,R,9/29/2016 9:30:00 AM
CNXR,"Connecture, Inc. Cmn",Q,9/29/2016 9:30:05 AM
SMRT,Stein Mart Inc,Q,9/29/2016 9:30:27 AM
QCRH,QCR Holdings Inc,Q,9/29/2016 9:30:47 AM
CLRBZ,Cellectar Biosciences Sr A WT,R,9/29/2016 9:32:30 AM
SSH,Sunshine Heart Inc,R,9/29/2016 9:32:34 AM
AUMAW,AR Capital Acquisition,R,9/29/2016 9:35:27 AM
SONS,Sonus Networks Inc,Q,9/29/2016 9:36:08 AM
DPRX,Dipexium Pharmaceuticals Inc,R,9/29/2016 9:44:50 AM
BIOC,Biocept Inc.,R,9/29/2016 9:57:17 AM
RGSE,"Real Goods Solar, Inc.",R,9/29/2016 9:58:27 AM
TYHT,Shineco Inc Common Stock,R,9/29/2016 10:00:22 AM
PACEW,Pace Holdings Corp. Wt,R,9/29/2016 10:09:46 AM
EXEL,"Exelixis, Inc.",Q,9/29/2016 10:10:02 AM
PRZM,Prism Tech Grp Cmn Stk,R,9/29/2016 10:13:52 AM
ACIU,Ac Immune SA CM,Q,9/29/2016 10:15:25 AM
YECO,Yulong Eco-Materials Ltd Ord,R,9/29/2016 10:20:13 AM
SNDE,Sundance Energy Australia Limi,Q,9/29/2016 10:22:29 AM
GNCA,"Genocea Biosciences, Inc.",Q,9/29/2016 10:33:56 AM
GLMD,Galmed Pharmaceuticals Ltd,R,9/29/2016 10:40:46 AM
CYHHZ,"Community Health Systems, Inc.",Q,9/29/2016 10:40:58 AM
SMIT,Schmitt Industries Inc,R,9/29/2016 10:43:28 AM
CCCL,China Ceramics Co Cmn Stk,R,9/29/2016 10:45:16 AM
CELGZ,Celgene Cp Cntgnt Value Rts,Q,9/29/2016 10:49:35 AM
BNSO,Bonso Electronics Int'l,R,9/29/2016 10:52:43 AM
GALTW,Galectin Therapeutics Inc. Wts,R,9/29/2016 11:06:47 AM
BVXVW,BiondVax Pharmaceuticals Wts,R,9/29/2016 11:08:13 AM
AKTX,Akari Therapeutics Plc ADR,R,9/29/2016 11:14:04 AM
IDXG,Interpace Diagnostics Grp Inc,R,9/29/2016 11:14:27 AM
CCIH,ChinaCache Holdings Ltd ADR,Q,9/29/2016 11:16:26 AM
GALT,Galectin Therapeutics Cmn Stk,R,9/29/2016 11:16:33 AM
DMTX,Dimension Therapeutics Cmn,Q,9/29/2016 11:20:31 AM
OXBRW,Oxbridge Re Hldgs Ltd Warrants,R,9/29/2016 11:24:31 AM
CYRXW,"CryoPort, Inc. Warrants",R,9/29/2016 11:26:26 AM
IMDZ,Immune Design Corp Common Stk,Q,9/29/2016 11:54:28 AM
CLRBW,Cellectar Biosciences Wts,R,9/29/2016 12:06:20 PM
ASMB,"Assembly Biosciences, Inc.",R,9/29/2016 12:33:06 PM
KTOVW,Kitov Pharamceuticals Hold Wt,R,9/29/2016 12:54:14 PM
SGYPW,Synergy Pharma AWarrants,R,9/29/2016 12:55:58 PM
KONA,Kona Grill Inc,Q,9/29/2016 1:01:13 PM
GBSN,"Great Basin Scientific, Inc.",R,9/29/2016 1:03:39 PM
OPXAW,Opexa Therapeutics Warrant,R,9/29/2016 1:11:29 PM
AVXL,Anavex Life Sciences Cmn,R,9/29/2016 1:14:54 PM
BDSI,BioDelivery Sci Int Common,R,9/29/2016 1:54:04 PM
PTIE,Pain Therapeutics,Q,9/29/2016 2:03:30 PM
CLSD,"Clearside Biomedical, Inc. Cm",Q,9/29/2016 2:13:09 PM
CADC,China Advd Cnstrctn Mtrls Grp,R,9/29/2016 2:32:32 PM
RTTR,"Ritter Pharmaceuticals, CM",R,9/29/2016 2:41:20 PM
EKSO,"Ekso Bionics Holdings, Inc.",R,9/29/2016 2:53:45 PM
TTD,"The Trade Desk, Inc. Cl A",Q,9/29/2016 2:54:26 PM
LMFAW,LM Funding America WT,R,9/29/2016 2:54:59 PM
TWER,Towerstream Corporation Cmn,R,9/29/2016 3:03:34 PM
MDSY,ModSys International Ltd,R,9/29/2016 3:05:54 PM
VYGR,Voyager Therapeutics Cm St,Q,9/29/2016 3:06:29 PM
GEMP,Gemphire Therapeutics CM,Q,9/29/2016 3:10:01 PM
CASC,Cascadian Therapeutics Inc,Q,9/29/2016 3:29:14 PM
COYN,COPsync Inc Common Stock,R,9/29/2016 3:31:08 PM
CCCR,"China Commercial Credit, Inc.",R,9/29/2016 3:32:29 PM
CFRXW,Contrafect Class A Warrants,R,9/29/2016 3:47:02 PM
INVT,"Inventergy Global, Inc.",R,9/29/2016 3:48:14 PM
XGTI,"xG Technology, Inc Common Stk",R,9/29/2016 3:57:01 PM
EYEGW,Eyegate Pharmaceuticals Wts,R,9/29/2016 5:24:33 PM
CYHHZ,"Community Health Systems, Inc.",Q,9/30/2016 9:30:00 AM
DCTH,Delcath Systems Inc.,R,9/30/2016 9:30:00 AM
DTRM,"Determine, Inc.",R,9/30/2016 9:30:00 AM
IDXG,Interpace Diagnostics Grp Inc,R,9/30/2016 9:30:00 AM
CAMP,CalAmp Corp,Q,9/30/2016 9:30:00 AM
XGTI,"xG Technology, Inc Common Stk",R,9/30/2016 9:30:00 AM
EYEGW,Eyegate Pharmaceuticals Wts,R,9/30/2016 9:30:00 AM
CTSH,Cognizant Tech Solutions Corp,Q,9/30/2016 9:30:00 AM
OPHT,Ophthotech Corp Cmn Stk,Q,9/30/2016 9:30:00 AM
OCLSW,Oculus Innovative Sciences WT,R,9/30/2016 9:30:00 AM
AEHR,Aehr Test Systems,R,9/30/2016 9:30:00 AM
THLD,Threshold Pharmaceuticals Inc,R,9/30/2016 9:30:00 AM
ADHD,Alcobra Ltd. Ordinary Shares,Q,9/30/2016 9:30:02 AM
DWSN,Dawson Geophysical Co Cm,Q,9/30/2016 9:30:03 AM
CIDM,CINEDIGM CORP,Q,9/30/2016 9:30:53 AM
RTTR,"Ritter Pharmaceuticals, CM",R,9/30/2016 9:32:00 AM
IKGH,Iao Kun Group Holding Co. Ltd.,Q,9/30/2016 9:32:21 AM
MSDI,"Monster Digital, Inc. CS",R,9/30/2016 9:32:56 AM
RGSE,"Real Goods Solar, Inc.",R,9/30/2016 9:34:39 AM
TYHT,Shineco Inc Common Stock,R,9/30/2016 9:48:55 AM
MSDIW,"Monster Digital, Inc. WT",R,9/30/2016 9:56:34 AM
IPDN,Professional Diversity Network,R,9/30/2016 10:01:13 AM
GALTW,Galectin Therapeutics Inc. Wts,R,9/30/2016 10:01:29 AM
AEGR,"Aegerion Pharmaceuticals, Inc.",Q,9/30/2016 10:02:18 AM
ZIONZ,Zions Bancorporation,Q,9/30/2016 10:06:00 AM
RIBT,RiceBran Technologies Cmn Stk,R,9/30/2016 11:01:03 AM
CCIH,ChinaCache Holdings Ltd ADR,Q,9/30/2016 11:03:21 AM
CLRBW,Cellectar Biosciences Wts,R,9/30/2016 11:11:52 AM
BLPH,Bellerophon Thera Common Stock,Q,9/30/2016 11:16:18 AM
ABUS,Arbutus Biopharma Cp Cmn Stk,Q,9/30/2016 11:16:35 AM
UNIS,Unilife Corporation,Q,9/30/2016 11:53:38 AM
CCNWW,CardConnect Corp.,R,9/30/2016 12:26:49 PM
GEMP,Gemphire Therapeutics CM,Q,9/30/2016 12:33:32 PM
COYN,COPsync Inc Common Stock,R,9/30/2016 12:37:06 PM
DRIO,DarioHealth Corp. Cmn Stk,R,9/30/2016 12:53:23 PM
CHEKW,Check-Cap Ltd. Srs A Wt,R,9/30/2016 1:21:04 PM
AMTX,"Aemetis, Inc. Common Stock",Q,9/30/2016 1:51:36 PM
SSH,Sunshine Heart Inc,R,9/30/2016 2:18:40 PM
BSPM,"Biostar Pharmaceuticals, Inc.",R,9/30/2016 2:21:50 PM
COSI,"COSI, INC.",R,9/30/2016 3:00:47 PM
ACPW,ACTIVE POWER CMN,R,9/30/2016 3:03:23 PM
MRNS,Marinus Pharmaceuticals CS,Q,9/30/2016 3:22:02 PM
SYRX,Sysorex Global Common Stock,R,9/30/2016 3:36:21 PM
LGCY,Legacy Reserves LP,Q,9/30/2016 3:45:36 PM
VNR,Vanguard Natural Resources Cm,Q,9/30/2016 3:57:30 PM
OPGNW,"OpGen, Inc. Warrant",R,9/30/2016 4:15:54 PM
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