Symbol,Security Name,Market Category,Trigger Time DXPE,DXP Enterprises Inc,Q,10/20/2016 9:30:00 AM CYHHZ,"Community Health Systems, Inc.",Q,10/20/2016 9:30:00 AM RIGL,Rigel Pharmaceuticals Inc,Q,10/20/2016 9:30:00 AM GALTW,Galectin Therapeutics Inc. Wts,R,10/20/2016 9:30:00 AM ONVO,Organovo Hldgs Inc Cmn Stk,Q,10/20/2016 9:30:00 AM SCSS,Select Comfort Corporation,Q,10/20/2016 9:30:00 AM IIIN,Insteel Industries Inc,Q,10/20/2016 9:30:00 AM JAKK,JAKKS Pacific Inc,Q,10/20/2016 9:30:03 AM VNR,Vanguard Natural Resources Cm,Q,10/20/2016 9:30:07 AM GLBS,Globus Maritime Limited,R,10/20/2016 9:30:43 AM EBAY,eBay Inc.,Q,10/20/2016 9:30:45 AM WGBS,WaferGen Bio-systems Cmn Stk,R,10/20/2016 9:31:07 AM SYNT,Syntel Inc,Q,10/20/2016 9:31:52 AM YECO,Yulong Eco-Materials Ltd Ord,R,10/20/2016 9:36:10 AM CBAY,CymaBay Therapeutics Cmn Stk,R,10/20/2016 9:36:31 AM FLXS,Flexsteel Industries Inc,Q,10/20/2016 9:36:48 AM DPRX,Dipexium Pharmaceuticals Inc,R,10/20/2016 9:37:44 AM XOMA,XOMA Corporation,Q,10/20/2016 9:38:54 AM EAGLW,Double Eagle Acquisition WT,R,10/20/2016 9:42:37 AM PRZM,Prism Tech Grp Cmn Stk,R,10/20/2016 9:43:38 AM HOTRW,Chanticleer Warrants,R,10/20/2016 9:47:12 AM LGCYP,Legacy Reserves Cum Pfd Sr A,Q,10/20/2016 9:49:13 AM CYAD,Celyad SA ADS,Q,10/20/2016 9:57:07 AM GPACW,Global Partner Acq. Corp Wrt,R,10/20/2016 9:59:30 AM KALU,Kaiser Aluminum Corporation,Q,10/20/2016 10:37:22 AM AKTX,Akari Therapeutics Plc ADR,R,10/20/2016 10:48:15 AM CLNT,Cleantech Solutions,R,10/20/2016 10:54:47 AM DELT,Delta Technology Hld Ltd Ord,R,10/20/2016 11:09:05 AM CCNWW,CardConnect Corp.,R,10/20/2016 11:26:18 AM CIDM,CINEDIGM CORP,Q,10/20/2016 11:29:18 AM TACOW,Del Taco Restnts Warrants,R,10/20/2016 11:39:04 AM LTBR,Lightbridge Corp Cmn Stk,R,10/20/2016 11:40:41 AM SPEX,Spherix Incorporated,R,10/20/2016 11:40:44 AM GLMD,Galmed Pharmaceuticals Ltd,R,10/20/2016 11:53:02 AM RGSE,"Real Goods Solar, Inc.",R,10/20/2016 11:53:08 AM JSYNW,Jensyn Acquistion Corp. WT,R,10/20/2016 12:00:23 PM MARA,Marathon Patent Grp Inc,R,10/20/2016 12:30:20 PM TCCO,Technical Communications Corp,R,10/20/2016 12:31:17 PM ANTH,"Anthera Pharmaceuticals, Inc.",Q,10/20/2016 12:39:40 PM SMSI,Smith Micro Software Inc,R,10/20/2016 12:49:34 PM GPIAW,GP Investments Acquisition Wt,R,10/20/2016 1:11:51 PM RELV,Reliv' International Inc,R,10/20/2016 1:17:01 PM APOPW,Cellect Biotechnology Ltd. WT,R,10/20/2016 1:44:48 PM FNBC,First NBC Bank Holding Company,Q,10/20/2016 2:34:15 PM OCC,Optical Cable Corporation,Q,10/20/2016 2:37:29 PM CRTN,"Cartesian, Inc. Common Stock",R,10/20/2016 3:23:39 PM DRIOW,DarioHealth Corp. Wts,R,10/20/2016 3:24:48 PM MRNS,Marinus Pharmaceuticals CS,Q,10/20/2016 3:33:06 PM STLRW,Stellar Acquisition III WRT,R,10/20/2016 3:34:49 PM CYTXW,Cytori Therapeutics Inc WT,R,10/20/2016 3:39:21 PM EYEGW,Eyegate Pharmaceuticals Wts,R,10/20/2016 3:58:49 PM CLRBZ,Cellectar Biosciences Sr A WT,R,10/20/2016 3:59:28 PM CHEKW,Check-Cap Ltd. Srs A Wt,R,10/20/2016 4:46:40 PM CFRXW,Contrafect Class A Warrants,R,10/21/2016 9:30:00 AM CLRBW,Cellectar Biosciences Wts,R,10/21/2016 9:30:00 AM NXTDW,"Nxt-ID, Inc. Warrant",R,10/21/2016 9:30:00 AM MBRX,"Moleculin Biotech, Inc. COM",R,10/21/2016 9:30:00 AM ANDAW,Andina Acq CP WT,R,10/21/2016 9:30:00 AM OCLSW,Oculus Innovative Sciences WT,R,10/21/2016 9:30:00 AM INDB,Independent Bank Corp,Q,10/21/2016 9:30:00 AM DRYS,DryShips Inc.,R,10/21/2016 9:30:00 AM DTRM,"Determine, Inc.",R,10/21/2016 9:30:09 AM NILE,Blue Nile Inc,Q,10/21/2016 9:30:10 AM TOPS,TOP Ships Inc,R,10/21/2016 9:31:26 AM APRI,"Apricus Biosciences, Inc",R,10/21/2016 9:33:01 AM CERCZ,Cerecor Inc. Cl B Wt,R,10/21/2016 9:33:30 AM IMNP,Immune Pharma Cmn Stk,R,10/21/2016 9:33:31 AM CETC,Hongli Clean Energy Tech Cp,R,10/21/2016 9:39:30 AM TRTLW,Terrapin 2 Acquisition Corp,R,10/21/2016 9:42:11 AM OPXAW,Opexa Therapeutics Warrant,R,10/21/2016 9:43:03 AM FNBC,First NBC Bank Holding Company,Q,10/21/2016 9:45:06 AM NWBO,"Northwest Biotherapeutics, Inc",R,10/21/2016 9:47:38 AM CHEKW,Check-Cap Ltd. Srs A Wt,R,10/21/2016 9:50:14 AM INTG,Intergroup Corp,R,10/21/2016 9:50:37 AM ESMC,Escalon Medical Corp,R,10/21/2016 10:01:19 AM RGSE,"Real Goods Solar, Inc.",R,10/21/2016 10:04:37 AM EYEGW,Eyegate Pharmaceuticals Wts,R,10/21/2016 10:09:12 AM SGNL,"Signal Genetics, Inc. Cmn Stk",R,10/21/2016 10:19:15 AM OPGNW,"OpGen, Inc. Warrant",R,10/21/2016 10:25:46 AM DGICB,Donegal Group Inc Cl B,Q,10/21/2016 10:39:43 AM APOPW,Cellect Biotechnology Ltd. WT,R,10/21/2016 10:41:29 AM JSYNW,Jensyn Acquistion Corp. WT,R,10/21/2016 10:49:00 AM AXARW,Axar Acquisition Cp. Wt,R,10/21/2016 10:49:55 AM MDVXW,Medovex Corp Cl A Wt,R,10/21/2016 10:50:53 AM MGPI,"MGP Ingredients, Inc.",Q,10/21/2016 11:00:18 AM GNVC,GenVec Inc,R,10/21/2016 11:28:55 AM ARCI,Appliance Recycling Centers,R,10/21/2016 11:29:42 AM DCIX,Diana Containerships Inc.,Q,10/21/2016 11:30:39 AM VKTXW,"Viking Therapeutics, Inc. WTS",R,10/21/2016 11:40:34 AM CYHHZ,"Community Health Systems, Inc.",Q,10/21/2016 11:40:54 AM DRWI,DragonWave Inc Cmn,R,10/21/2016 12:21:10 PM FLDM,Fluidigm Corporation,Q,10/21/2016 1:01:49 PM CCCR,"China Commercial Credit, Inc.",R,10/21/2016 1:37:34 PM CTRV,ContraVir Pharm. Inc.,R,10/21/2016 1:38:27 PM VNRBP,Vanguard Nat Rs 7.625% B Pfd,Q,10/21/2016 1:46:29 PM DXPE,DXP Enterprises Inc,Q,10/21/2016 1:48:19 PM HCACW,Hennessy Cpital Acq II Warran,R,10/21/2016 2:09:56 PM VNRCP,Vanguard Ntl Rsc 7.75% Pf C,Q,10/21/2016 2:09:56 PM MEMP,Memorial Production Partners,Q,10/21/2016 2:15:05 PM SPEX,Spherix Incorporated,R,10/21/2016 2:37:36 PM ADVM,Adverum Biotechnologies,Q,10/21/2016 3:15:35 PM ITUS,ITUS Corporation Cmn Stk,R,10/21/2016 3:28:45 PM OXBRW,Oxbridge Re Hldgs Ltd Warrants,R,10/21/2016 3:47:13 PM SPU,"SkyPeople Fruit Juice, Inc.",Q,10/21/2016 3:54:53 PM EAGLW,Double Eagle Acquisition WT,R,10/21/2016 3:58:31 PM 20161021163023