Symbol,Security Name,Market Category,Trigger Time GENE,Genetic Technologies Ltd ADS,R,12/1/2016 9:30:00 AM HTBX,"Heat Biologics, Inc.",R,12/1/2016 9:30:00 AM NXEOW,"Nexeo Solutions, Inc. Warrant",R,12/1/2016 9:30:00 AM FCEL,"FuelCell Energy, Inc.",Q,12/1/2016 9:30:00 AM CYHHZ,"Community Health Systems, Inc.",Q,12/1/2016 9:30:00 AM ARDM,Aradigm Corporation Cmn Stk,R,12/1/2016 9:30:00 AM PZRX,"PhaseRx, Inc. Cm St",R,12/1/2016 9:30:00 AM LMFAW,LM Funding America WT,R,12/1/2016 9:30:00 AM SGYPW,Synergy Pharma AWarrants,R,12/1/2016 9:30:00 AM URRE,URANIUM RESOURCES,R,12/1/2016 9:30:03 AM MTSC,MTS Systems Corp,Q,12/1/2016 9:30:15 AM CLDCW,China Lending Corporation Wt,R,12/1/2016 9:33:31 AM GNVC,"GenVec, Inc",R,12/1/2016 9:34:06 AM SSH,Sunshine Heart Inc,R,12/1/2016 9:34:17 AM INVT,"Inventergy Global, Inc.",R,12/1/2016 9:36:09 AM TRTLW,Terrapin 2 Acquisition Corp,R,12/1/2016 9:36:18 AM MDGS,Medigus Ltd ADS,R,12/1/2016 9:36:33 AM ABAC,Aoxin Tianli Grp Inc,R,12/1/2016 9:37:00 AM ALBO,"Albireo Pharma, Inc.",R,12/1/2016 9:38:37 AM CERCW,Cerecor Inc. Cl A Wt,R,12/1/2016 9:45:26 AM HMNY,Helios and Matheson Analytics,R,12/1/2016 9:46:05 AM PFIE,"Profire Energy, Inc. Cmn Stk",R,12/1/2016 9:54:19 AM SCON,SUPERCONDUCTOR TECH,R,12/1/2016 9:56:08 AM BHACW,Barington/Hilco Acq Cp Wts,R,12/1/2016 9:58:13 AM RNVA,"Rennova Health, Inc.",R,12/1/2016 10:03:28 AM LMB,"Limbach Holdings, Inc.CS",R,12/1/2016 10:05:05 AM CETC,Hongli Clean Energy Tech Cp,R,12/1/2016 10:05:35 AM RGSE,"Real Goods Solar, Inc.",R,12/1/2016 10:08:05 AM PAACR,Pacific Special Acq Rights,R,12/1/2016 10:08:24 AM SGYPU,Synergy Pharma Unit,R,12/1/2016 10:14:21 AM ALQA,"Alliqua BioMedical, Inc.",R,12/1/2016 10:22:08 AM KNDI,Kandi Technologies Group Cmn,Q,12/1/2016 10:35:20 AM SAUC,Diversified Restaurant Hldgs,R,12/1/2016 10:37:24 AM PULM,"Pulmatrix, Inc. Cmn Stk",Q,12/1/2016 10:41:33 AM BV,"Bazaarvoice, Inc.",Q,12/1/2016 10:45:04 AM MIRN,Mirna Therapeutics Cmn Stk,Q,12/1/2016 10:45:19 AM PXLW,Pixelworks Inc,Q,12/1/2016 10:45:29 AM PRTO,Proteon Therapeutics Cm Stk,Q,12/1/2016 10:49:12 AM NTNX,Nutanix Inc. Class A Cmn,Q,12/1/2016 10:49:19 AM CRUS,Cirrus Logic Inc,Q,12/1/2016 10:52:54 AM ZSAN,Zosano Pharma Corporation Cmn,R,12/1/2016 10:57:32 AM INNL,Innocoll Holdings plc Ord Sh,Q,12/1/2016 11:04:02 AM MOXC,"Moxian, Inc. Cmn Stk",R,12/1/2016 11:07:01 AM JASNW,"Jason Industries, Inc. Warrant",R,12/1/2016 11:11:01 AM TROV,"TrovaGene, Inc. Common Stock",R,12/1/2016 11:13:57 AM VKTX,Viking Therapeutics Inc Cmn,R,12/1/2016 11:15:56 AM ARCW,"ARC Group Worldwide, Inc.",R,12/1/2016 11:20:11 AM NVET,Nexvet Biopharma plc Ord,Q,12/1/2016 11:27:38 AM HIIQ,"Health Insurance Innovations,",Q,12/1/2016 11:27:48 AM BASI,Bioanalytical Systems Inc,R,12/1/2016 11:33:31 AM REPH,"Recro Pharma, Inc.",R,12/1/2016 11:38:23 AM BHACR,Barington/Hilco Acq Cp Rights,R,12/1/2016 11:38:26 AM ACST,"Acasti Pharma, Inc. Cl A Cmn",R,12/1/2016 11:44:31 AM TWNKW,"Hostess Brands, Inc Wts",R,12/1/2016 12:00:42 PM EAGLW,Double Eagle Acquisition WT,R,12/1/2016 12:09:25 PM CFRXW,Contrafect Class A Warrants,R,12/1/2016 12:12:08 PM IDXG,Interpace Diagnostics Grp Inc,R,12/1/2016 12:12:24 PM CBAK,"China BAK Battery, Inc.",Q,12/1/2016 12:34:41 PM CIDM,CINEDIGM CORP,Q,12/1/2016 12:43:14 PM COUP,Coupa Software Inc Cmn,Q,12/1/2016 12:58:18 PM UNXL,"Uni-Pixel, Inc. Cmn Stk",R,12/1/2016 1:00:47 PM WB,Weibo Corporation ADS,Q,12/1/2016 1:08:03 PM APOP,Cellect Biotechnology Ltd. ADR,R,12/1/2016 1:15:02 PM FWP,Forward Pharma A/S ADS,Q,12/1/2016 1:24:44 PM NUROW,"NeuroMetrix, Inc. Wt",R,12/1/2016 1:28:27 PM OACQW,Origo Acquisition Cp Wts,R,12/1/2016 1:37:05 PM KLREW,KLR Energy Acq WT,R,12/1/2016 1:41:17 PM JSYNR,Jensyn Acquistion Corp. RT,R,12/1/2016 1:44:24 PM APRI,"Apricus Biosciences, Inc.",R,12/1/2016 1:56:44 PM LINK,"Interlink Electronics, Inc. CM",R,12/1/2016 1:59:45 PM CLRBZ,Cellectar Biosciences Sr A WT,R,12/1/2016 2:01:50 PM DCIX,Diana Containerships Inc.,Q,12/1/2016 2:07:31 PM PRZM,Prism Tech Grp Cmn Stk,R,12/1/2016 2:10:18 PM RGLS,Regulus Therapeutics Inc.,Q,12/1/2016 2:12:33 PM ONSIZ,"Oncobiologics, Inc. Ser B Wt",Q,12/1/2016 2:18:59 PM IRG,"Ignite Restaurant Group, Inc.",Q,12/1/2016 2:34:26 PM CFRX,Contrafect Corp Common,R,12/1/2016 2:39:22 PM OPXAW,Opexa Therapeutics Warrant,R,12/1/2016 2:45:14 PM ASUR,"Asure Software, Inc Cmn",R,12/1/2016 2:49:50 PM GALE,"Galena Biopharma, Inc.",R,12/1/2016 2:55:18 PM LWAY,Lifeway Foods Inc,Q,12/1/2016 2:57:16 PM CASC,Cascadian Therapeutics Inc,Q,12/1/2016 2:58:03 PM GALTW,Galectin Therapeutics Inc. Wts,R,12/1/2016 3:00:16 PM OBLN,Obalon Therapeutics Cmn,Q,12/1/2016 3:03:25 PM NCTY,The9 Limited,Q,12/1/2016 3:08:48 PM OTIC,"Otonomy, Inc.",Q,12/1/2016 3:13:08 PM CMLS,Cumulus Media Inc,R,12/1/2016 3:14:41 PM QPACW,Quinpario Acq Corp 2 Warrant,R,12/1/2016 3:18:42 PM ANTH,"Anthera Pharmaceuticals, Inc.",Q,12/1/2016 3:21:08 PM AMKR,Amkor Tech Inc,Q,12/1/2016 3:22:00 PM CBMX,COMBIMATRIX CORP,R,12/1/2016 3:24:52 PM LLIT,Lianluo Smart Limited,R,12/1/2016 3:27:59 PM JYNT,The Joint Corp Cmn,R,12/1/2016 3:29:35 PM OREX,"Orexigen Therapeutics, Inc.",Q,12/1/2016 3:30:38 PM MIME,Mimecast Limited Ord Shares,Q,12/1/2016 3:35:47 PM QTNA,Quantenna Communications CM,Q,12/1/2016 3:40:40 PM MDVXW,Medovex Corp Cl A Wt,R,12/1/2016 3:41:20 PM CNTF,China TechFaith Wireless Commu,Q,12/1/2016 3:41:37 PM DRWI,DragonWave Inc Cmn,R,12/1/2016 3:43:38 PM APPS,"Digital Turbine, Inc. Cmn Stk",R,12/1/2016 3:48:36 PM VIVE,"Viveve Medical, Inc. Cm St",R,12/1/2016 3:48:38 PM NSYS,Nortech Systems Inc,R,12/1/2016 3:50:29 PM TNDM,"Tandem Diabetes Care, Inc.",Q,12/1/2016 3:54:52 PM CBMXW,CombiMatrix Corporation WT,R,12/1/2016 3:58:31 PM CAPNW,"Capnia, Inc. Series A Warrant",R,12/1/2016 3:58:41 PM GALTU,Galectin Therapeutics Inc.,R,12/1/2016 4:00:00 PM OACQW,Origo Acquisition Cp Wts,R,12/2/2016 9:30:00 AM MEMP,Memorial Production Partners,Q,12/2/2016 9:30:00 AM BHACW,Barington/Hilco Acq Cp Wts,R,12/2/2016 9:30:00 AM PRZM,Prism Tech Grp Cmn Stk,R,12/2/2016 9:30:00 AM APPY,"VENAXIS, INC.",R,12/2/2016 9:30:01 AM USLM,United States Lime & Minerals,Q,12/2/2016 9:30:03 AM ZUMZ,Zumiez Inc,Q,12/2/2016 9:30:36 AM SPEX,Spherix Incorporated,R,12/2/2016 9:30:59 AM SBSA,Spanish Broadcasting Sys Cl A,Q,12/2/2016 9:31:22 AM RGSE,"Real Goods Solar, Inc.",R,12/2/2016 9:32:36 AM SWHC,Smith & Wesson Holding Corpora,Q,12/2/2016 9:33:10 AM DRYS,DryShips Inc.,R,12/2/2016 9:34:31 AM BSTG,"Biostage, Inc. Cmn Stk",R,12/2/2016 9:34:37 AM SEED,Origin Agritech Limited,Q,12/2/2016 9:36:13 AM NETE,"Net Element, Inc.",R,12/2/2016 9:52:35 AM BNTCW,Benitec Biopharma Warrant,R,12/2/2016 9:54:22 AM GPACW,Global Partner Acq. Corp Wrt,R,12/2/2016 10:01:48 AM BLPH,Bellerophon Thera Common Stock,Q,12/2/2016 10:08:36 AM HIIQ,"Health Insurance Innovations,",Q,12/2/2016 10:12:49 AM URRE,URANIUM RESOURCES,R,12/2/2016 10:14:41 AM MDSY,ModSys International Ltd,R,12/2/2016 10:17:03 AM BASI,Bioanalytical Systems Inc,R,12/2/2016 10:41:11 AM FNCX,Function(x) Inc.,R,12/2/2016 10:48:55 AM SCON,SUPERCONDUCTOR TECH,R,12/2/2016 11:04:47 AM GENE,Genetic Technologies Ltd ADS,R,12/2/2016 11:15:19 AM OPXAW,Opexa Therapeutics Warrant,R,12/2/2016 11:22:03 AM CARV,Carver Bancorp Inc,R,12/2/2016 11:31:35 AM AMBA,"Ambarella, Inc.",Q,12/2/2016 11:44:41 AM ARWAW,Arowana Inc. Wts,R,12/2/2016 12:04:40 PM WMIH,WMIH Corp Common Stock,R,12/2/2016 12:12:24 PM NXTDW,"Nxt-ID, Inc. Warrant",R,12/2/2016 12:14:51 PM OACQR,Origo Acquisition Cp Rts,R,12/2/2016 12:16:33 PM BMRA,"Biomerica, Inc. CS",R,12/2/2016 12:33:20 PM NLST,"Netlist, Inc.",R,12/2/2016 12:54:12 PM AXSM,"Axsome Therapeutics, Inc. CS",R,12/2/2016 12:55:15 PM AGFSW,AgroFresh Solu Warrants,Q,12/2/2016 1:00:28 PM ANY,Sphere 3D Corp.,Q,12/2/2016 1:09:32 PM MBLX,"Metabolix, Inc. Cmn Stk",R,12/2/2016 1:11:59 PM CERC,Cerecor Inc. Cmn Stk,R,12/2/2016 1:12:49 PM SNMX,Senomyx Inc,Q,12/2/2016 1:32:31 PM HCACW,Hennessy Cpital Acq II Warran,R,12/2/2016 1:49:05 PM IRG,"Ignite Restaurant Group, Inc.",Q,12/2/2016 1:52:05 PM DXTR,Dextera Surgical Inc.,R,12/2/2016 1:58:42 PM GASS,StealthGas Inc.,Q,12/2/2016 2:07:22 PM IPWR,Ideal Power Inc.,R,12/2/2016 2:08:00 PM TVIA,"TerraVia Holdings, Inc.",Q,12/2/2016 2:09:11 PM SCACW,Saban Capital Acquisition WT,R,12/2/2016 2:11:24 PM YECO,Yulong Eco-Materials Ltd Ord,R,12/2/2016 2:14:59 PM CTSO,Cytosorbents Corp Cmn Stk,R,12/2/2016 2:28:13 PM HRMNW,Harmony Merger Warrant,R,12/2/2016 2:28:40 PM TRHC,Tabula Rasa Health Care CM,Q,12/2/2016 2:38:12 PM TROVW,Trovagene inc warrant,R,12/2/2016 2:41:00 PM KBSF,KBS Fashion Group Ltd,R,12/2/2016 2:44:01 PM EYEGW,Eyegate Pharmaceuticals Wts,R,12/2/2016 2:46:45 PM XTLB,XTL Biopharmaceuticals Ltd ADS,R,12/2/2016 3:12:24 PM RCON,"Recon Technology, Ltd.",R,12/2/2016 3:12:54 PM ESES,Eco-Stim Energy Sltns Cmn,R,12/2/2016 3:27:54 PM EACQW,Easterly Acquisition Corp. WT,R,12/2/2016 3:34:56 PM CERCW,Cerecor Inc. Cl A Wt,R,12/2/2016 3:41:21 PM CBMXW,CombiMatrix Corporation WT,R,12/2/2016 3:58:31 PM HDRAW,Hydra Industries Acq Wts,R,12/2/2016 3:58:31 PM LONE,Lonestar Resources US CM ST A,Q,12/2/2016 3:59:14 PM 20161202163023