Symbol,Security Name,Market Category,Trigger Time OACQW,Origo Acquisition Cp Wts,R,3/23/2017 9:30:00 AM TNDM,"Tandem Diabetes Care, Inc.",Q,3/23/2017 9:30:00 AM HTBX,"Heat Biologics, Inc.",R,3/23/2017 9:30:00 AM CERU,Cerulean Pharma Inc Com Stock,Q,3/23/2017 9:30:00 AM CLRBW,Cellectar Biosciences Wts,R,3/23/2017 9:30:00 AM COYNW,"COPsync, Inc. Warrant",R,3/23/2017 9:30:00 AM VLRX,"Valeritas Holdings, Inc. CS",R,3/23/2017 9:30:06 AM IDXG,Interpace Diagnostics Grp Inc,R,3/23/2017 9:30:16 AM MBRX,"Moleculin Biotech, Inc. COM",R,3/23/2017 9:32:08 AM QUIK,QuickLogic Corporation,Q,3/23/2017 9:32:22 AM PBMD,PRIMA BIOMED LTD,Q,3/23/2017 9:33:32 AM RBCN,"Rubicon Technology, Inc.",R,3/23/2017 9:33:39 AM ATEC,Alphatec Holdings Inc,Q,3/23/2017 9:34:23 AM RLOG,"Rand Logistics, Inc.",R,3/23/2017 9:35:47 AM ATOS,Atossa Genetics Inc.,R,3/23/2017 9:37:41 AM MRAM,Everspin Technologies COM,Q,3/23/2017 9:37:47 AM AVEO,"AVEO Pharmaceuticals, Inc.",Q,3/23/2017 9:39:26 AM MDGS,Medigus Ltd ADS,R,3/23/2017 9:45:26 AM CMLS,Cumulus Media Inc,R,3/23/2017 9:46:53 AM INNL,Innocoll Holdings plc Ord Sh,Q,3/23/2017 9:47:16 AM TROVW,Trovagene inc warrant,R,3/23/2017 9:48:55 AM RAVE,"Rave Restaurant Group, Inc.",R,3/23/2017 10:05:09 AM TOPS,TOP Ships Inc,R,3/23/2017 10:14:14 AM STLRW,Stellar Acquisition III WRT,R,3/23/2017 10:14:14 AM DRIO,DarioHealth Corp. Cmn Stk,R,3/23/2017 10:16:26 AM RARE,Ultragenyx Pharmaceutical Inc,Q,3/23/2017 10:16:35 AM AEY,ADDvantage Technologies Group,Q,3/23/2017 10:18:01 AM HRMNW,Harmony Merger Warrant,R,3/23/2017 10:18:50 AM KALV,KalVista Pharmaceuticals,Q,3/23/2017 10:19:55 AM ARGS,"Argos Therapeutics, Inc.",Q,3/23/2017 10:24:59 AM CATYW,Cathay General Bancorp,Q,3/23/2017 10:32:16 AM PULM,"Pulmatrix, Inc. Cmn Stk",Q,3/23/2017 10:35:08 AM ANDAR,Andina Acq CP Right,R,3/23/2017 10:55:24 AM APOPW,Cellect Biotechnology Ltd. WT,R,3/23/2017 10:56:28 AM MTFBW,Motif Bio plc Wts ADRs,R,3/23/2017 10:59:46 AM JSYNW,Jensyn Acquistion Corp. WT,R,3/23/2017 11:01:33 AM CPSH,CPS Technologies Cp Cmn,R,3/23/2017 11:11:06 AM GPIAW,GP Investments Acquisition Wt,R,3/23/2017 11:30:20 AM INVT,"Inventergy Global, Inc.",R,3/23/2017 11:41:07 AM RNVAZ,"Rennova Health, Inc. WTS",R,3/23/2017 11:48:18 AM OPXAW,Opexa Therapeutics Warrant,R,3/23/2017 12:08:12 PM BHACR,Barington/Hilco Acq Cp Rights,R,3/23/2017 12:16:53 PM AGFSW,AgroFresh Solu Warrants,Q,3/23/2017 12:31:55 PM CLBS,"Caladrius Biosciences, Inc.",R,3/23/2017 12:42:29 PM RMGN,RMG NETWORKS HOLDING,R,3/23/2017 12:57:00 PM BONT,The Bon-Ton Stores Inc,Q,3/23/2017 12:58:38 PM CTMX,"CytomX Therapeutics, Inc. CS",Q,3/23/2017 1:14:37 PM ARDM,Aradigm Corporation Cmn Stk,R,3/23/2017 1:45:52 PM CETXW,Cemtrex Inc. WTS,R,3/23/2017 1:45:58 PM EGAN,eGain Corporation,R,3/23/2017 2:20:30 PM PRKR,ParkerVision Inc,R,3/23/2017 2:23:36 PM STRM,Streamline Health Solutions,R,3/23/2017 2:38:44 PM EACQU,Easterly Acquisition Corp. UTS,R,3/23/2017 3:40:39 PM BLCM,Bellicum Pharmaceuticals Comm,Q,3/23/2017 3:50:41 PM NHLDW,National Holdings Corp Wts,R,3/23/2017 3:53:16 PM CERCZ,Cerecor Inc. Cl B Wt,R,3/23/2017 3:58:31 PM FINL,The Finish Line Inc Cl A,Q,3/24/2017 9:30:00 AM MDGS,Medigus Ltd ADS,R,3/24/2017 9:30:00 AM CAPNW,"Capnia, Inc. Series A Warrant",R,3/24/2017 9:30:00 AM XENE,Xenon Pharmaceuticals Cm Sh,Q,3/24/2017 9:30:00 AM ISNS,Image Sensing Systems Inc,R,3/24/2017 9:30:00 AM SPWH,Sportsman's Warehouse Hold CM,Q,3/24/2017 9:30:00 AM FNCX,Function(x) Inc.,R,3/24/2017 9:31:15 AM EACQU,Easterly Acquisition Corp. UTS,R,3/24/2017 9:31:59 AM ARGS,"Argos Therapeutics, Inc.",Q,3/24/2017 9:36:15 AM IDXG,Interpace Diagnostics Grp Inc,R,3/24/2017 9:36:37 AM RTTR,"Ritter Pharmaceuticals, CM",R,3/24/2017 9:37:00 AM HOTRW,Chanticleer Warrants,R,3/24/2017 9:40:06 AM SSH,Sunshine Heart Inc,R,3/24/2017 9:42:10 AM IMNP,Immune Pharma Cmn Stk,R,3/24/2017 9:46:58 AM FALC,FalconStor Software Inc,R,3/24/2017 9:50:32 AM LKOR,FlxShrs Crd Scrd US Lg Corp Bd,Q,3/24/2017 9:54:08 AM SPI,SPI Energy Co ADS,Q,3/24/2017 9:54:11 AM ANY,Sphere 3D Corp.,R,3/24/2017 10:01:59 AM BHACW,Barington/Hilco Acq Cp Wts,R,3/24/2017 10:04:30 AM VKTXW,"Viking Therapeutics, Inc. WTS",R,3/24/2017 10:04:43 AM USCR,"U.S. Concrete, Inc. Common",R,3/24/2017 10:12:40 AM CLNT,Cleantech Solutions,R,3/24/2017 10:13:21 AM PTIE,Pain Therapeutics,Q,3/24/2017 10:16:35 AM EAGLW,Double Eagle Acquisition WT,R,3/24/2017 10:34:49 AM NXEOW,"Nexeo Solutions, Inc. Warrant",R,3/24/2017 10:36:36 AM MICTW,Micronet Enertec Technolog Wts,R,3/24/2017 10:36:40 AM MDVXW,Medovex Corp Cl A Wt,R,3/24/2017 10:39:19 AM AVEO,"AVEO Pharmaceuticals, Inc.",Q,3/24/2017 10:44:29 AM MNGA,MagneGas Corporation Cmn Stk,R,3/24/2017 11:16:15 AM DCTH,Delcath Systems Inc.,R,3/24/2017 11:18:52 AM ITUS,ITUS Corporation Cmn Stk,R,3/24/2017 11:23:51 AM APDNW,Applied DNA Scien Warrant,R,3/24/2017 11:38:56 AM AGFSW,AgroFresh Solu Warrants,Q,3/24/2017 11:45:30 AM NVCN,Neovasc Inc. Cmn Shs,R,3/24/2017 11:57:05 AM PAACW,Pacific Special Acq Warrant,R,3/24/2017 11:59:15 AM ROSG,Rosetta Genomics Ltd,R,3/24/2017 12:18:35 PM COLL,Collegium Pharmaceutical Cmn,Q,3/24/2017 12:27:57 PM OMNT,"Ominto, Inc. Cm St",R,3/24/2017 12:39:22 PM CERCZ,Cerecor Inc. Cl B Wt,R,3/24/2017 12:44:42 PM COYNW,"COPsync, Inc. Warrant",R,3/24/2017 12:47:22 PM AEMD,Aethlon Medical Common,R,3/24/2017 12:50:35 PM CERCW,Cerecor Inc. Cl A Wt,R,3/24/2017 1:13:34 PM BHACR,Barington/Hilco Acq Cp Rights,R,3/24/2017 1:13:34 PM PAACR,Pacific Special Acq Rights,R,3/24/2017 1:13:49 PM ONSIW,"Oncobiologics, Inc. Ser A Wt",Q,3/24/2017 1:21:08 PM TROV,"TrovaGene, Inc. Common Stock",R,3/24/2017 1:31:41 PM TRPX,Therapix Biosciences Ltd. ADS,R,3/24/2017 1:54:23 PM HCAP,Harvest Capital Credit Corpora,Q,3/24/2017 2:40:33 PM ABEOW,Abeona Therapeutics Wts,R,3/24/2017 2:41:52 PM MBVX,MabVax Therapeutics CS,R,3/24/2017 2:46:37 PM RELY,"Real Industry, Inc. Cmn Stk",Q,3/24/2017 2:54:54 PM RNVAZ,"Rennova Health, Inc. WTS",R,3/24/2017 3:18:39 PM AXARW,Axar Acquisition Cp. Wt,R,3/24/2017 3:24:06 PM EPIX,ESSA Pharma Inc Common,R,3/24/2017 3:30:31 PM INVT,"Inventergy Global, Inc.",R,3/24/2017 3:45:55 PM MTP,Midatech Pharma PLC ADS,R,3/24/2017 3:46:15 PM NUROW,"NeuroMetrix, Inc. Wt",R,3/24/2017 3:58:31 PM NIHD,"NII Holdings, Inc. Cmn Stk",Q,3/24/2017 3:59:12 PM 20170324163025