Symbol,Security Name,Market Category,Trigger Time VTGN,"VistaGen Therapeutics, Com",R,11/14/2019 9:30:00 AM IDEX,"Ideanomics, Inc. Cmn Stk",R,11/14/2019 9:30:00 AM SINA,SINA Corporation,Q,11/14/2019 9:30:00 AM HGSH,China HGS Real Estate Cmn Stk,R,11/14/2019 9:30:00 AM TNXP,Tonix Pharma Hldg Cmn Stk,Q,11/14/2019 9:30:00 AM ECOR,"electroCore, Inc. Common Stk",Q,11/14/2019 9:30:00 AM LLIT,Lianluo Smart Limited,R,11/14/2019 9:30:00 AM SONGW,Akazoo S.A. WTS,R,11/14/2019 9:30:00 AM LPCN,Lipocine Inc. Common Stock,R,11/14/2019 9:30:00 AM JAGX,"Jaguar Health, Inc. Cmn",R,11/14/2019 9:30:00 AM LYL,Dragon Victory Inter Ord Sh,R,11/14/2019 9:30:00 AM AXLA,Axcella Health Inc.CS,Q,11/14/2019 9:30:00 AM BCRX,"BioCryst Pharmaceuticals, Inc.",Q,11/14/2019 9:30:00 AM PHIO,Phio Pharmaceuticals Corp.,R,11/14/2019 9:30:00 AM WSTL,"Westell Technologies, Inc.",R,11/14/2019 9:30:00 AM FLGT,"Fulgent Genetics, Inc. CM",Q,11/14/2019 9:30:00 AM XNET,Xunlei Limited ADR,Q,11/14/2019 9:30:00 AM LIQT,"LiqTech International, Inc Cmn",R,11/14/2019 9:30:00 AM WB,Weibo Corporation ADS,Q,11/14/2019 9:30:00 AM APDNW,Applied DNA Scien Warrant,R,11/14/2019 9:30:00 AM KOD,Kodiak Sciences Inc CS,Q,11/14/2019 9:30:02 AM NBEV,New Age Beverages Cmn,R,11/14/2019 9:30:03 AM YMAB,"Y-mAbs Therapeutics, Inc. Cmn",Q,11/14/2019 9:30:04 AM CTACW,ChaSerg Technology Acq Wt,R,11/14/2019 9:30:18 AM NCNA,NuCana plc ADS,Q,11/14/2019 9:30:20 AM RCEL,Avita Medical Limited ADS,R,11/14/2019 9:30:47 AM OCGN,"Ocugen, Inc. Common Stock",R,11/14/2019 9:30:57 AM SLGG,Super League Gaming Cmn Stk,R,11/14/2019 9:31:33 AM TRPX,Therapix Biosciences Ltd. ADS,R,11/14/2019 9:32:37 AM SQBG,Sequential Brands Group Cmn,R,11/14/2019 9:33:55 AM PSNL,"Personalis, Inc. Common Stock",Q,11/14/2019 9:34:23 AM WTRH,Waitr Holdings Inc. Cmn Stk,Q,11/14/2019 9:34:51 AM MCEP,"Mid-Con Energy Partners, LP",R,11/14/2019 9:36:37 AM SNDL,Sundial Growers Inc. Cm Sh,Q,11/14/2019 9:36:42 AM SCON,SUPERCONDUCTOR TECH,R,11/14/2019 9:36:48 AM ZN,Zion Oil & Gas Common Stock,R,11/14/2019 9:37:55 AM XELB,"Xcel Brands, Inc. Cmn Stk",Q,11/14/2019 9:37:57 AM ESTR,"Estre Ambiental, Inc.",Q,11/14/2019 9:38:19 AM STAF,Staffing 360 Solutions Cmn,R,11/14/2019 9:38:32 AM SLGL,Sol-Gel Technologies Ord Shs,Q,11/14/2019 9:39:02 AM RBBN,Ribbon Comm Inc Cmn Stk,Q,11/14/2019 9:42:07 AM ITRM,Iterum Therapeutics plc ORD,Q,11/14/2019 9:42:40 AM OPGN,"OpGen, Inc. Common Stock",R,11/14/2019 9:42:56 AM VERO,Venus Concept Inc. CMN,Q,11/14/2019 9:47:27 AM EDAP,EDAP TMS SA ADR,Q,11/14/2019 9:48:14 AM FTEK,"Fuel Tech, Inc.",Q,11/14/2019 9:54:09 AM EYES,Second Sight Medical Cmn,R,11/14/2019 9:56:09 AM BKYI,BIO-key International Cm St,R,11/14/2019 9:57:44 AM AVEO,"AVEO Pharmaceuticals, Inc.",R,11/14/2019 9:57:53 AM ALT,"Altimmune, Inc. ",Q,11/14/2019 10:00:04 AM DMPI,DelMar Pharmaceuticals,R,11/14/2019 10:00:34 AM TKKSR,TKK Symphony Acquisition RT,R,11/14/2019 10:01:26 AM DARE,"Dare Bioscience, Inc. ",R,11/14/2019 10:03:51 AM SNSS,Sunesis Pharmaceuticals Inc,R,11/14/2019 10:04:12 AM GHSI,Guardion Health Sciences Cm St,R,11/14/2019 10:04:52 AM YTEN,"Yield10 Bioscience, Inc. ",R,11/14/2019 10:05:21 AM BNSO,Bonso Electronics Int'l,R,11/14/2019 10:12:09 AM RTTR,"Ritter Pharmaceuticals, CM",R,11/14/2019 10:12:32 AM AHCOW,AdaptHealth Corp. Warrant,R,11/14/2019 10:19:14 AM AIH,Aesthetic Medical Int ADS,Q,11/14/2019 10:21:09 AM XELA,Exela Tech Inc,R,11/14/2019 10:24:15 AM VLRX,"Valeritas Holdings, Inc. CS",R,11/14/2019 10:27:59 AM COCP,"Cocrystal Pharma, Inc. CM",R,11/14/2019 10:31:29 AM RUBY,Rubius Therapeutics Cm St,Q,11/14/2019 10:31:46 AM NEPT,Neptune Wellness Solutions Ord,R,11/14/2019 10:35:30 AM YI,"111, Inc. American Dep Shs",Q,11/14/2019 10:35:52 AM IMMP,Immutep Limited ADS,Q,11/14/2019 10:37:22 AM PRTK,"Paratek Pharmaceuticals, Inc.",Q,11/14/2019 10:42:44 AM DRIOW,DarioHealth Corp. Wts,R,11/14/2019 10:43:34 AM PT,Pintec Technology Hldg Ltd ADS,Q,11/14/2019 10:45:50 AM GNPX,"Genprex, Inc. CM",R,11/14/2019 10:46:56 AM HJLI,Hancock Jaffe Laboratories Cmn,R,11/14/2019 10:48:13 AM TBLT,ToughBuilt Ind Common Stock,R,11/14/2019 10:55:28 AM ABIL,Ability Inc.,R,11/14/2019 11:00:03 AM CREXW,Creative Realities Inc Wt,R,11/14/2019 11:02:07 AM MYT,"Urban Tea, Inc.",R,11/14/2019 11:08:42 AM MRSN,Mersana Therapeutics CM,Q,11/14/2019 11:08:55 AM PRPO,"Precipio, Inc. Cmn Stk",R,11/14/2019 11:16:29 AM OPTT,"Ocean Power Technologies, Inc.",R,11/14/2019 11:18:27 AM NCTY,The9 Ltd ADS rep 3 Cl A Ords ,R,11/14/2019 11:19:17 AM CSPI,CSP Inc,Q,11/14/2019 11:20:46 AM IDYA,"IDEAYA Biosciences, Inc. Cmn",Q,11/14/2019 11:22:04 AM QUIK,QuickLogic Corporation,R,11/14/2019 11:23:55 AM ATIS,Attis Industries Inc. ,R,11/14/2019 11:26:02 AM LPTX,Leap Therapeutics Inc Cmn Stk ,Q,11/14/2019 11:41:48 AM ORSNW,Orisun Acquisition WT,R,11/14/2019 11:43:42 AM CTIB,CTI Industries Corp,R,11/14/2019 11:46:55 AM MTC,"MMTec, Inc. Cm Sh",R,11/14/2019 11:54:30 AM MARPS,Marine Peteroleum Trust Units,R,11/14/2019 11:54:37 AM EKSO,"Ekso Bionics Holdings, Inc.",R,11/14/2019 11:56:01 AM PHAS,PhaseBio Pharma Common Stk,Q,11/14/2019 11:59:27 AM BOXL,Boxlight Corp Class A Cmn,R,11/14/2019 12:00:55 PM BNGOW,"Bionano Genomics, Inc.WT",R,11/14/2019 12:01:56 PM IDXG,Interpace Biosciences Cmn Stk,R,11/14/2019 12:17:15 PM MDJH,MDJM LTD ORD,R,11/14/2019 12:19:42 PM TOTAR,Tottenham Acquisition I Ltd RT,R,11/14/2019 12:38:13 PM DMAC,DiaMedica Therapeutics CS,R,11/14/2019 12:40:08 PM PFMT,Performant Financial Corporati,Q,11/14/2019 12:44:27 PM TKKSU,TKK Symphony Acquisition UT,R,11/14/2019 12:50:15 PM CHEKW,Check-Cap Ltd. Srs A Wt,R,11/14/2019 12:59:24 PM PNRG,PrimeEnergy Res Cp,R,11/14/2019 1:05:14 PM SRTSW,Sensus Healthcare WT,R,11/14/2019 1:16:44 PM PNRL,Paringa Resources LTD ADS,R,11/14/2019 1:17:38 PM ASMB,"Assembly Biosciences, Inc.",Q,11/14/2019 1:24:30 PM TKKS,TKK Symphony Acquistn Ord Shr,R,11/14/2019 1:28:11 PM MOTS,"Motus GI Holdings, Inc. Cm St",R,11/14/2019 1:36:53 PM SHIPW,Seanergy Maritime Holdings Cor,R,11/14/2019 1:42:13 PM CERC,Cerecor Inc. Cmn Stk,R,11/14/2019 1:44:13 PM TKKSW,TKK Symphony Acquisition WT,R,11/14/2019 1:47:15 PM ANY,Sphere 3D Corp.,R,11/14/2019 1:49:53 PM BYFC,Broadway Financial Corporation,R,11/14/2019 1:58:40 PM KERN,Akerna Cp Common Stock,R,11/14/2019 1:59:54 PM TMSR,TMSR Holding Co Ltd Cmn,R,11/14/2019 2:15:01 PM PRVB,"Provention Bio, Inc. Cm St",R,11/14/2019 2:17:00 PM CTXR,Citius Pharmaceuticals Cm St,R,11/14/2019 2:27:43 PM CRVS,Corvus Pharma Cmn,Q,11/14/2019 2:47:10 PM ONTX,Onconova Therapeutics Inc,R,11/14/2019 2:55:37 PM TTOO,"T2 Biosystems, Inc. CS",Q,11/14/2019 2:56:26 PM NTGN,"Neon Therapeutics, Inc. Cmn",Q,11/14/2019 3:17:06 PM TTPH,"Tetraphase Pharmaceuticals, In",Q,11/14/2019 3:19:47 PM PEIX,PACIFIC ETHANOL INC,R,11/14/2019 3:32:03 PM LEDS,SemiLEDs Corporation,R,11/14/2019 3:32:25 PM MYSZ,"My Size, Inc. Cmn Stk",R,11/14/2019 3:36:13 PM ORGS,Orgenesis Inc. Common Stock ,R,11/14/2019 3:52:01 PM TYME,"Tyme Technologies, Inc. Cmn",R,11/14/2019 3:52:06 PM MICT,"MICT, Inc. Common Stock",R,11/14/2019 3:56:48 PM EBIX,"Ebix, Inc.",Q,11/14/2019 3:56:58 PM JMU,JMU Limited ADS,Q,11/14/2019 3:57:27 PM MGTA,Magenta Therapeutics Cmn,Q,11/14/2019 3:58:50 PM EYEG,Eyegate Pharmaceuticals Cm,R,11/14/2019 3:59:40 PM YTEN,"Yield10 Bioscience, Inc. ",R,11/15/2019 9:30:00 AM FTACW,FinTech Acquisition Corp. WT,R,11/15/2019 9:30:00 AM ZSAN,Zosano Pharma Corporation Cmn,R,11/15/2019 9:30:00 AM AGRX,"Agile Therapeutics, Inc. Cmn",R,11/15/2019 9:30:00 AM QUIK,QuickLogic Corporation,R,11/15/2019 9:30:00 AM TTNP,Titan Pharma Common Stock,R,11/15/2019 9:30:00 AM AYTU,"Aytu BioScience, Inc. ",R,11/15/2019 9:30:00 AM MYT,"Urban Tea, Inc.",R,11/15/2019 9:30:00 AM VISL,Vislink Tech Inc Common Stk,R,11/15/2019 9:30:00 AM TBLT,ToughBuilt Ind Common Stock,R,11/15/2019 9:30:00 AM BKYI,BIO-key International Cm St,R,11/15/2019 9:30:00 AM NVTR,Nuvectra Corp Cm Stk,Q,11/15/2019 9:30:00 AM TORC,"resTORbio, Inc. CM",Q,11/15/2019 9:30:00 AM SNNA,Sienna Biopharmaceuticals Cmn,Q,11/15/2019 9:30:01 AM VFF,Village Farms Int Cm Sh,R,11/15/2019 9:30:01 AM TNXP,Tonix Pharma Hldg Cmn Stk,Q,11/15/2019 9:30:01 AM ANCN,Anchiano Therapeutics Ltd. ADS,R,11/15/2019 9:30:44 AM NAII,Natural Alternatives Intl Inc,Q,11/15/2019 9:31:16 AM SGBX,"SG Blocks, Inc. Common Stock",R,11/15/2019 9:31:26 AM UXIN,Uxin Limited ADS,Q,11/15/2019 9:31:41 AM VERB,Verb Technology Company Cmn,R,11/15/2019 9:31:50 AM FCEL,"FuelCell Energy, Inc.",Q,11/15/2019 9:32:44 AM SNCA,"Seneca Biopharma, Inc. Cmn",R,11/15/2019 9:32:57 AM CGIX,"Cancer Genetics, Inc.",R,11/15/2019 9:32:58 AM OPTT,"Ocean Power Technologies, Inc.",R,11/15/2019 9:33:00 AM DXYN,The Dixie Group Inc,Q,11/15/2019 9:34:45 AM KERNW,Akerna Corp WT,R,11/15/2019 9:34:46 AM LMB,"Limbach Holdings, Inc.CS",R,11/15/2019 9:35:16 AM XBIO,Xenetic Biosciences Cmn,R,11/15/2019 9:35:54 AM MHLD,"Maiden Holdings, Ltd.",R,11/15/2019 9:36:17 AM PSTVZ,"PLUS THERAPEUTICS, Wts",R,11/15/2019 9:39:07 AM MGI,MoneyGram Intl Common Stock,Q,11/15/2019 9:39:57 AM HSDT,Helius Medical Tech Cl A Cmn ,R,11/15/2019 9:42:35 AM COCP,"Cocrystal Pharma, Inc. CM",R,11/15/2019 9:43:54 AM CPRX,"Catalyst Pharmaceuticals, Inc.",R,11/15/2019 9:44:34 AM STAF,Staffing 360 Solutions Cmn,R,11/15/2019 9:45:41 AM APDN,"Applied DNA Sciences, Inc.",R,11/15/2019 9:51:43 AM BLPH,Bellerophon Thera Common Stock,R,11/15/2019 9:54:48 AM ALPN,Alpine Immune Sciences Cmn,Q,11/15/2019 9:56:36 AM REKR,"Rekor Systems, Inc. Cmn Stk",R,11/15/2019 9:58:43 AM TOPS,TOP Ships Inc,R,11/15/2019 9:59:44 AM PECK,The Peck Co Hldgs Cmn,R,11/15/2019 10:00:08 AM CHEKW,Check-Cap Ltd. Srs A Wt,R,11/15/2019 10:03:19 AM OPGN,"OpGen, Inc. Common Stock",R,11/15/2019 10:06:28 AM MICT,"MICT, Inc. Common Stock",R,11/15/2019 10:10:55 AM USIO,"Usio, Inc. Common Stock",R,11/15/2019 10:12:34 AM MVIS,MicroVision Inc,Q,11/15/2019 10:16:18 AM LIVX,"LiveXLive Media, Inc. Cm St",R,11/15/2019 10:24:14 AM CLRO,CLEARONE INC.,R,11/15/2019 10:26:56 AM RWLK,ReWalk Robotics Ltd. Ltd.,R,11/15/2019 10:27:13 AM OPHC,OPTIMUMBANK HLDGS,R,11/15/2019 10:29:08 AM SLS,SELLAS Life Sciences Gp Cmn,R,11/15/2019 10:31:22 AM ARDS,Aridis Pharmaceuticals Inc. CM,R,11/15/2019 10:32:36 AM CTIB,CTI Industries Corp,R,11/15/2019 10:35:28 AM CHEK,Check-Cap Ltd. Ord,R,11/15/2019 10:36:56 AM TBLTU,ToughBuilt Indtrs Cl A Unit,R,11/15/2019 10:39:18 AM IMAC,"IMAC Holdings, Inc. Cmn Stk",R,11/15/2019 10:40:36 AM TRNX,Taronis Technologies Cmn Stk,R,11/15/2019 10:45:37 AM DTSS,Datasea Inc. CS,R,11/15/2019 10:48:09 AM XCUR,"Exicure, Inc. Common Stock",R,11/15/2019 10:49:33 AM CLSN,Celsion Corporation,R,11/15/2019 10:59:14 AM LOACW,Longevity Acquisition Warrant,R,11/15/2019 11:04:57 AM AEMD,"Aethlon Medical, Inc.",R,11/15/2019 11:05:28 AM AKER,Akers Biosciences Inc. ,R,11/15/2019 11:05:31 AM MOSY,"MoSys, Inc.",R,11/15/2019 11:06:43 AM TBLTW,ToughBuilt Ind Warrant,R,11/15/2019 11:06:54 AM JAGX,"Jaguar Health, Inc. Cmn",R,11/15/2019 11:07:22 AM NDRAW,ENDRA Life Sciences Inc. WT,R,11/15/2019 11:07:43 AM QK,Q&K International Group ADS,Q,11/15/2019 11:09:38 AM FLNT,"Fluent, Inc. ",Q,11/15/2019 11:09:43 AM PDSB,PDS Biotechnology,R,11/15/2019 11:11:11 AM PMTS,CPI Card Group Inc.,R,11/15/2019 11:14:39 AM BPTH,"Bio-Path Holdings, Inc.",R,11/15/2019 11:15:28 AM AMRS,"Amyris, Inc.",Q,11/15/2019 11:18:44 AM OMEX,Odyssey Marine Exploriation,R,11/15/2019 11:20:36 AM EVK,Ever-Glory IntLGrp Cmn Stk,Q,11/15/2019 11:29:41 AM ATHE,Alterity Therapeutics Ltd ADR,R,11/15/2019 11:34:39 AM CNFR,"Conifer Holdings, Inc. Cmn",Q,11/15/2019 11:36:59 AM BNGOW,"Bionano Genomics, Inc.WT",R,11/15/2019 11:39:31 AM NIU,Niu Technologies ADS,Q,11/15/2019 11:48:01 AM AHCOW,AdaptHealth Corp. Warrant,R,11/15/2019 11:54:12 AM SNGXW,"Soligenix, Inc. Wt",R,11/15/2019 12:16:25 PM RAVE,"Rave Restaurant Group, Inc.",R,11/15/2019 12:19:20 PM DRIOW,DarioHealth Corp. Wts,R,11/15/2019 12:33:43 PM TCON,TRACON Pharmaceutical Cmn Stk,Q,11/15/2019 12:38:06 PM APDNW,Applied DNA Scien Warrant,R,11/15/2019 12:38:44 PM KBLMR,KBL Merger Corp. IV Rights,R,11/15/2019 12:41:31 PM ALGRR,Allegro Merger Corp. Right,R,11/15/2019 12:44:33 PM GRTX,"Galera Therapeutics, Inc Cm St",Q,11/15/2019 12:50:44 PM MTFB,Motif Bio plc ADR,R,11/15/2019 1:09:23 PM BIMI,NF Energy Saving Corporation,R,11/15/2019 1:17:54 PM YAYO,"YayYo, Inc. Common Stock",R,11/15/2019 1:21:26 PM ATIS,Attis Industries Inc. ,R,11/15/2019 1:26:39 PM RAPT,"RAPT Therapeutics, Inc. Cmn",Q,11/15/2019 1:33:01 PM RUBY,Rubius Therapeutics Cm St,Q,11/15/2019 1:37:03 PM PIXY,"ShiftPixy, Inc. CS",R,11/15/2019 1:42:06 PM CSSE,Chicken Sp for the Sl Cl A,Q,11/15/2019 1:45:38 PM MTFBW,Motif Bio plc Wts ADRs,R,11/15/2019 2:02:14 PM SOLOW,Electrameccanica Vehicles Wts,R,11/15/2019 2:27:15 PM NMRD,Nemaura Medical Inc. Cmn Stk,R,11/15/2019 2:27:59 PM KTOVW,Kitov Pharma Ltd. Wts,R,11/15/2019 2:31:02 PM AMRHW,"Ameri Holdings, Inc. Wt",R,11/15/2019 2:35:03 PM INAP,Internap Corp Cmn Stk,Q,11/15/2019 2:36:31 PM PHIO,Phio Pharmaceuticals Corp.,R,11/15/2019 2:42:20 PM EDNT,"Edison Nation, Inc. Cm St",R,11/15/2019 2:46:02 PM MOTS,"Motus GI Holdings, Inc. Cm St",R,11/15/2019 2:49:55 PM STOK,Stoke Therapeutics Cmn,Q,11/15/2019 2:57:10 PM TMSR,TMSR Holding Co Ltd Cmn,R,11/15/2019 3:06:32 PM TKKSR,TKK Symphony Acquisition RT,R,11/15/2019 3:06:58 PM NXTC,"NextCure, Inc. Common Stock",Q,11/15/2019 3:08:36 PM ROSEW,Rosehill Resources Inc. Wts,R,11/15/2019 3:29:03 PM ALGRW,Allegro Merger Corp. Wt,R,11/15/2019 3:33:13 PM UMRX,Unum Therapeutics Inc. CM,Q,11/15/2019 3:36:03 PM REXN,Rexahn Pharmaceuticals Cmn,R,11/15/2019 3:38:49 PM CELGZ,Celgene Cp Cntgnt Value Rts,Q,11/15/2019 3:39:17 PM ZN,Zion Oil & Gas Common Stock,R,11/15/2019 3:51:54 PM REPL,"Replimune Group, Inc. CM",Q,11/15/2019 3:54:50 PM RBBN,Ribbon Comm Inc Cmn Stk,Q,11/15/2019 3:56:56 PM ADAP,Adaptimmune Theraptcs plc ADS,Q,11/15/2019 3:57:12 PM SNOAW,Sonoma Pharma Wts,R,11/15/2019 3:59:03 PM 20191115163034