| Trade Date | Symbol(s) | Issuer | Exchange Traded Product | Listing Market |
|---|---|---|---|---|
| 01.11.12 | VLAT | Direxion ETF Trust | Direxion S&P Latin America 40 RC Volatility Response Shares | NYSE Arca |
| 01.11.12 | VSPR | Direxion ETF Trust | Direxion S&P 1500 RC Volatility Response Shares | NYSE Arca |
| 01.11.12 | VSPY | Direxion ETF Trust | Direxion S&P 500 RC Volatility Response Shares | NYSE Arca |
| 01.12.12 | RINF | ProShares Trust | ProShares 30 Year TIPS/TSY Spread | NYSE Arca |
| 01.12.12 | FINF | ProShares Trust | ProShares Short 30 Year TIPS/TSY Spread | NYSE Arca |
| 01.12.12 | URTH | iShares Trust | iShares MSCI World Index Fund | NYSE Arca |
| 01.12.12 | EWSS | iShares Trust | iShares MSCI Singapore Small Cap Index Fund | NYSE Arca |
| 01.12.12 | EWHS | iShares Trust | iShares MSCI Hong Kong Small Cap Index Fund | NYSE Arca | 01.12.12 | GMFS | SPDR Index Shares | SPDR S&P Small Cap Emerging Asia Pacific ETF | NYSE Arca |
| 01.12.12 | SSAM | AdvisorShares Trust | Rockledge SectorSAM ETF | NYSE Arca |
| 01.13.12 | EELV | PowerShares Funds | PowerShares S&P Emerging Markets Low Volatility Portfolio | NYSE Arca |
| 01.13.12 | IDLV | PowerShares Funds | PowerShares S&P International Developed Low Volatility Portfolio | NYSE Arca |
| 01.19.12 | EEML | iShares Trust | iShares MSCI Emerging Markets Latin America Index Fund | NASDAQ |
| 01.19.12 | EEME | iShares Trust | iShares MSCI Emerging Markets EMEA Index Fund | NASDAQ |
| 01.24.12 | ENOR | iShares Trust | iShares MSCI Norway Capped Investable Market Index Fund | BATS |
| 01.26.12 | EFNL | iShares Trust | iShares MSCI Finland Capped Investable Market Index Fund | BATS |
| 01.26.12 | EWAS | iShares Trust | iShares MSCI Australia Small Cap Index Fund | BATS |
| 01.26.12 | EWCS | iShares Trust | iShares MSCI Canada Small Cap Index Fund | BATS |
| 01.26.12 | EWGS | iShares Trust | iShares MSCI Germany Small Cap Index Fund | BATS |
| 01.26.12 | EWUS | iShares Trust | iShares MSCI United Kingdom Small Cap Index Fund | BATS |
| 01.26.12 | EDEN | iShares Trust | iShares MSCI Denmark Capped Investable Market Index Fund | BATS |
| 01.26.12 | ACCU | AdvisorShares Trust | Accuvest Global Opportunities ETF | NYSE Arca |
| 01.26.12 | GGOV | ProShares Trust | ProShares German Sovereign/Sub-Sovereign ETF | NYSE Arca |
| 02.03.12 | AXJS | iShares Trust | iShares MSCI All Country Asia ex Japan Small Cap Index Fund | NASDAQ |
| 02.01.12 | VEGI | iShares Trust | iShares MSCI Global Agriculture Producers Fund | NYSE Arca |
| 02.01.12 | FILL | iShares Trust | iShares MSCI Global Energy Producers Fund | NYSE Arca |
| 02.01.12 | PICK | iShares Trust | iShares MSCI Global Select Metals & Mining Producers Fund | NYSE Arca |
| 02.01.12 | RING | iShares Trust | iShares MSCI Global Gold Miners Fund | NYSE Arca |
| 02.01.12 | SLVP | iShares Trust | iShares MSCI Global Silver Miners Fund | NYSE Arca |
| 02.03.12 | INDA | iShares Trust | iShares MSCI India Index Fund | BATS |
| 02.09.12 | AAIT | iShares Trust | iShares MSCI All Country Asia Information Technology Index Fund | NASDAQ |
| 02.09.12 | EEMA | iShares Trust | iShares MSCI Emerging Markets Asia Index Fund | NASDAQ |
| 02.09.12 | EMDI | iShares Trust | iShares MSCI Emerging Markets Consumer Discretionary Sector Index Fund | NASDAQ |
| 02.09.12 | EMEY | iShares Trust | iShares MSCI Emerging Markets Energy Sector Capped Index Fund | NASDAQ |
| 02.09.12 | EGRW | iShares Trust | iShares MSCI Emerging Markets Growth Index Fund | NASDAQ |
| 02.09.12 | EVAL | iShares Trust | iShares MSCI Emerging Markets Value Index Fund | NASDAQ |
| 02.08.12 | PERM | Global X Funds | Global X Permanent ETF | NYSE Arca |
| 02.08.12 | DOIL | Credit Suisse AG | VelocityShares 3x Inverse Brent Crude ETN linked to the S&P GSCI Brent Crude Index Excess Return | NYSE Arca |
| 02.08.12 | UOIL | Credit Suisse AG | VelocityShares 3x Long Brent Crude ETN linked to the S&P GSCI Brent Crude Index Excess Return | NYSE Arca |
| 02.08.12 | SCPR | Credit Suisse AG | VelocityShares 2x Inverse Copper ETN linked to the S&P GSCI Copper Index Excess Return | NYSE Arca |
| 02.08.12 | LCPR | Credit Suisse AG | VelocityShares 2x Long Copper ETN linked to the S&P GSCI Copper Index Excess Return | NYSE Arca |
| 02.08.12 | DGAZ | Credit Suisse AG | VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return | NYSE Arca |
| 02.08.12 | UGAZ | Credit Suisse AG | VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return | NYSE Arca |
| 02.08.12 | DWTI | Credit Suisse AG | VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return | NYSE Arca |
| 02.08.12 | UWTI | Credit Suisse AG | VelocityShares 3x Long Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return | NYSE Arca |
| 02.09.12 | UINF | ProShares Trust | ProShares UltraPro 10 Year TIPS/TSY Spread | NYSE Arca |
| 02.09.12 | SINF | ProShares Trust | ProShares UltraPro Short 10 Year TIPS/TSY Spread | NYSE Arca |
| 02.09.12 | SMIN | iShares Trust | iShares MSCI India Small Cap Index Fund | BATS |
| 02.16.12 | GMNA | iShares Trust | iShares Barclays GNMA Bond Fund | NASDAQ |
| 02.15.12 | FGM | First Trust Funds | First Trust Germany AlphaDEX Fund | NYSE Arca |
| 02.15.12 | FCAN | First Trust Funds | First Trust Canada AlphaDEX Fund | NYSE Arca |
| 02.15.12 | FAUS | First Trust Funds | First Trust Australia AlphaDEX Fund | NYSE Arca |
| 02.15.12 | FKU | First Trust Funds | First Trust United Kingdom AlphaDEX Fund | NYSE Arca |
| 02.15.12 | FTW | First Trust Funds | First Trust Taiwan AlphaDEX Fund | NYSE Arca |
| 02.15.12 | FHK | First Trust Funds | First Trust Hong Kong AlphaDEX Fund | NYSE Arca |
| 02.15.12 | FSZ | First Trust Funds | First Trust Switzerland AlphaDEX Fund | NYSE Arca |
| 02.15.12 | FRAK | Market Vectors ETFs | Market Vectors Unconventional Oil & Gas ETF | NYSE Arca |
| 02.16.12 | GOVT | iShares Trust | iShares Barclays US Treasury Bond Fund | NYSE Arca |
| 02.16.12 | QLTA | iShares Trust | iShares Aaa-A Rated Corporate Bond Fund | NYSE Arca |
| 02.16.12 | MONY | iShares Trust | iShares Financials Sector Bond Fund | NYSE Arca |
| 02.16.12 | ENGN | iShares Trust | iShares Industrials Sector Bond Fund | NYSE Arca |
| 02.16.12 | AMPS | iShares Trust | iShares Utilities Sector Bond Fund | NYSE Arca |
| 02.16.12 | CMBS | iShares Trust | iShares Barclays CMBS Bond Fund | NYSE Arca |
| 02.16.12 | FDTS | First Trust Funds | First Trust Developed Markets ex-US Small Cap AlphaDEX Fund | NYSE Arca |
| 02.16.12 | FEMS | First Trust Funds | First Trust Emerging Markets Small Cap AlphaDEX Fund | NYSE Arca |
| 02.24.12 | DVYA | iShares Trust | iShares Asia/Pacific Dividend 30 Index Fund | NYSE Arca |
| 02.24.12 | DVYE | iShares Trust | iShares Emerging Markets Dividend Index Fund | NYSE Arca |
| 02.24.12 | EEHB | PowerShares Funds | PowerShares S&P Emerging Markets High Beta Portfolio | NYSE Arca |
| 02.24.12 | IDHB | PowerShares Funds | PowerShares S&P International Developed High Beta Portfolio | NYSE Arca | 02.28.12 | EMFT | SPDR Index Shares | SPDR MSCI EM 50 ETF | NYSE Arca | 02.28.12 | ACIM | SPDR Index Shares | SPDR MSCI ACWI IMI ETF | NYSE Arca |
| 03.01.12 | TRXT | PIMCO ETF Trust | PIMCO Total Return ETF | NYSE Arca |
| 03.08.12 | EMCB | WisdomTree Trust | WisdomTree Emerging Markets Corporate Bond Fund | NASDAQ |
| 03.13.12 | YMLP | Exchange Traded Concepts Trust | Yorkville High Income MLP ETF | NYSE Arca |
| 03.14.12 | USAG | United States Commodity Index Funds Trust | United States Agriculture Index Fund | NYSE Arca | 03.15.12 | HDIV | Russell ETF Trust | Russell High Dividend Yield ETF | NYSE Arca | 03.15.12 | DIVS | Russell ETF Trust | Russell Small Cap High Dividend Yield ETF | NYSE Arca | 03.15.12 | SJNK | SPDR Index Shares | SPDR Barclays Capital Short Term High Yield Bond ETF | NYSE Arca |
| 03.21.12 | QQQE | Direxion ETF Trust | Direxion NASDAQ-100 Equal Weighted Index Shares | NYSE Arca |
| 03.21.12 | IDXJ | Market Vectors ETFs | Market Vectors Indonesia Small-Cap ETF | NYSE Arca |
| 03.21.12 | RWXL | UBS AG | UBS ETRACS Monthly Pay 2X Leveraged Dow Jones International Real Estate ETN Due March 19, 2042 | NYSE Arca |
| 03.28.12 | TAGS | Teucrium | Teucrium Agricultural Fund | NYSE Arca |
| 03.28.12 | BSCI | Claymore ETF Trust | Guggenheim BulletShares 2018 Corporate Bond ETF | NYSE Arca |
| 03.28.12 | BSCJ | Claymore ETF Trust | Guggenheim BulletShares 2019 Corporate Bond ETF | NYSE Arca |
| 03.28.12 | BSCK | Claymore ETF Trust | Guggenheim BulletShares 2020 Corporate Bond ETF | NYSE Arca |
| 03.29.12 | TTT | ProShares Trust | ProShares UltraPro Short 20+ Year Treasury | NYSE Arca |
| 04.03.12 | IHY | Market Vectors ETFs | Market Vectors International High Yield Bond ETF | NYSE Arca |
| 04.03.12 | HYXU | iShares Trust | iShares Global ex USD High Yield Corporate Bond Fund | BATS |
| 04.03.12 | EMHY | iShares Trust | iShares Emerging Markets High Yield Bond Fund | BATS |
| 04.04.12 | GHYG | iShares Trust | iShares Global High Yield Corporate Bond Fund | BATS |
| 04.04.12 | IYLD | iShares Trust | iShares Morningstar Multi-Asset Income Index Fund | BATS |
| 04.11.12 | ANGL | Market Vectors ETFs | Market Vectors Fallen Angel High Yield Bond ETF | NYSE Arca |
| 04.18.12 | QLTB | iShares Trust | iShares Baa-Ba Rated Corporate Bond Fund | BATS |
| 04.18.12 | QLTC | iShares Trust | iShares B-Ca Rated Corporate Bond Fund | BATS |
| 04.18.12 | CEMB | iShares Trust | iShares Emerging Markets Corporate Bond Fund | BATS |
| 04.19.12 | TCHI | The Royal Bank of Scotland PLC | RBS China Trendpilot ETNs | NYSE Arca |
| 04.19.12 | MLPA | Global X Funds | Global X MLP ETF | NYSE Arca |
| 04.25.12 | BSJG | Claymore ETF Trust | Guggenheim BulletShares 2016 High Yield Corporate Bond ETF | NYSE Arca |
| 04.25.12 | BSJH | Claymore ETF Trust | Guggenheim BulletShares 2017 High Yield Corporate Bond ETF | NYSE Arca |
| 04.25.12 | BSJI | Claymore ETF Trust | Guggenheim BulletShares 2018 High Yield Corporate Bond ETF | NYSE Arca |
| 04.25.12 | MOAT | Market Vectors ETFs | Market Vectors Morningstar Wide Moat Research ETF | NYSE Arca |
| 04.26.12 | BLND | UBS AG | ETRACS DJ-UBS Commodity Index 2-4-6 Blended Futures ETN | NYSE Arca |
| 04.26.12 | RLY | SSgA Active ETF Trust | SPDR SSgA Multi-Asset Real Return ETF | NYSE Arca |
| 04.26.12 | INKM | SSgA Active ETF Trust | SPDR SSgA Income Allocation ETF | NYSE Arca |
| 04.26.12 | GAL | SSgA Active ETF Trust | SPDR SSgA Global Allocation ETF | NYSE Arca |
| 05.01.12 | ILB | PIMCO ETF Trust | PIMCO Global Advantage Inflation-Linked Bond Strategy Fund | NYSE Arca |
| 05.08.12 | GYLD | Northern Lights ETF Trust | Arrow Dow Jones Global Yield ETF | NYSE Arca |
| 05.09.12 | HYEM | Market Vectors ETFs | Market Vectors Emerging Markets High Yield Bond ETF | NYSE Arca |
| 05.23.12 | COBO | ProShares Trust | ProShares USD Covered Bond | NYSE Arca |
| 05.23.12 | SDYL | UBS AG | ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN | NYSE Arca |
| 05.23.12 | DVYL | UBS AG | ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN | NYSE Arca |
| 05.24.12 | GIVE | AdvisorShares Trust | Accuvest Global Echo ETF | NYSE Arca |
| 05.31.12 | ALFA | ETF Series Solutions | AlphaClone Alternative Alpha ETF | NYSE Arca |
| 06.05.12 | ZDIV | ETF Series Solutions | Zacks Sustainable Dividend ETF | NASDAQ |
| 06.05.12 | ZMLP | ETF Series Solutions | Zacks MLP ETF | NASDAQ |
| 06.05.12 | GURU | Global X Funds | Global X Top Guru Holdings Index ETF | NYSE Arca |
| 06.06.12 | BNPC | STREAM Exchange Traded Trust | STREAM S&P Dynamic Roll Global Commodities Fund | NYSE Arca |
| 06.11.12 | FBG | UBS AG | UBS AG FI Enhanced Big Cap Growth ETN | NYSE Arca |
| 06.12.12 | SNDS | ETF Series Solutions | Sustainable North American Oil Sands ETF | NYSE Arca | 06.19.12 | EMCD | SPDR Series Trust | SPDR BofA Merrill Lynch Emerging Markets Corporate Bond ETF | NYSE Arca | 06.19.12 | XOVR | SPDR Series Trust | SPDR BofA Merrill Lynch Crossover Corporate Bond ETF | NYSE Arca |
| 06.19.12 | USMI | United States Commodity Index Funds Trust | United States Metals Index Fund | NYSE Arca | 06.20.12 | HECO | Huntington Strategy Shares | Huntington EcoLogical Strategy ETF | NYSE Arca | 06.21.12 | EMLP | First Trust Exchange-Traded Fund IV | First Trust North American Energy Infrastructure Fund | NYSE Arca |
| 06.27.12 | EUFX | ProShares Trust II | ProShares Short Euro | NYSE Arca | 06.29.12 | SDOG | ALPS ETF Trust | ALPS Sector Dividend Dogs ETF | NYSE Arca |
| 07.11.12 | RRGR | AdvisorShares Trust | AdvisorShares Global Alpha & Beta ETF | NYSE Arca |
| 07.12.12 | FINU | ProShares Trust | ProShares UltraPro Financials | NYSE Arca |
| 07.12.12 | FINZ | ProShares Trust | ProShares UltraPro Short Financials | NYSE Arca |
| 07.17.12 | SPFF | Global X Funds | Global X SuperIncome Preferred ETF | NYSE Arca |
| 07.17.12 | PFXF | Market Vectors ETFs | Market Vectors Preferred Securities ex Financials ETF | NYSE Arca |
| 07.18.12 | FBG | UBS AG | ETRACS Alerian MLP Index ETN | NYSE Arca |
| 07.19.12 | DWAS | PowerShares ETF Trust II | PowerShares DWA SmallCap Technical Leaders Portfolio | NYSE Arca |
| 07.19.12 | GDAY | ProShares Trust II | ProShares Ultra Australian Dollar | NYSE Arca |
| 07.19.12 | CROC | ProShares Trust II | ProShares UltraShort Australian Dollar | NYSE Arca | 07.25.12 | HUSE | Huntington Strategy Shares | Huntington US Equity Rotation Strategy ETF | NYSE Arca |
| 08.08.12 | QEH | AdvisorShares Trust | QAM Equity Hedge ETF | NYSE Arca |
| 08.14.12 | MDIV | First Trust Exchange-Traded Fund IV | Multi-Asset Diversified Income Index Fund | NASDAQ |
| 08.14.12 | TDIV | First Trust Exchange-Traded Fund IV | First Trust NASDAQ Technology Dividend Index Fund | NASDAQ |
| 08.15.12 | BBRC | EGA Emerging Global Shares Trust | EGShares Beyond BRICs ETF | NYSE Arca |
| 08.15.12 | EMDD | EGA Emerging Global Shares Trust | EGShares Emerging Markets Domestic Demand ETF | NYSE Arca | 08.30.12 | VIXH | First Trust Exchange-Traded Fund | First Trust CBOE S&P 500 VIX Tail Hedge Fund | NYSE Arca |
| 09.06.12 | ALTL | The Royal Bank of Scotland PLC | RBS US Large Cap Alternator Exchange Traded Notes | NYSE Arca |
| 09.13.12 | FM | iShares Trust | iShares MSCI Frontier 100 Index Fund | NYSE Arca |
| 09.19.12 | CHXF | WisdomTree Trust Fund | WisdomTree China Dividend Ex-Financials Fund | NASDAQ |
| 09.18.12 | VEGA | AdvisorShares Trust | AdvisorShares STAR Global Buy-Write ETF | NYSE Arca |
| 09.28.12 | TLTD | FlexShares Trust | FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund | NYSE Arca |
| 09.28.12 | TLTE | FlexShares Trust | FlexShares Morningstar Emerging Markets Factor Tilt Index Fund | NYSE Arca |
| 10.04.12 | QMN | IndexIQ ETF Trust | IQ Hedge Market Neutral Tracker ETF | NYSE Arca |
| 10.11.12 | RAVI | FlexShares Trust | FlexShares Ready Access Variable Income Fund | NYSE Arca |
| 10.11.12 | CAPE | Barclays Bank PLC | Barclays ETN+ Shiller CAPE Exchange Traded Notes | NYSE Arca |
| 10.16.12 | VTIP | Vanguard Funds | Vanguard Short-Term Inflation-Protected Securities Index Fund | NASDAQ |
| 10.16.12 | EMCR | EGA Emerging Global Shares Trust | EGShares Emerging Markets Core ETF | NYSE Arca |
| 10.17.12 | MORL | UBS AG | ETRACS Monthly Pay 2X Leveraged Mortgage REIT ETN | NYSE Arca |
| 10.18.12 | SPHD | PowerShares Funds | PowerShares S&P 500 High Dividend Portfolio | NYSE Arca |
| 10.19.12 | IXUS | iShares Trust | iShares Core MSCI Total International Stock ETF | NYSE Arca |
| 10.19.12 | IEFA | iShares Trust | iShares Core MSCI EAFE ETF | NYSE Arca |
| 10.19.12 | IEMG | iShares Trust | iShares Core MSCI Emertging Markets ETF | NYSE Arca |
| 10.19.12 | ISTB | iShares Trust | iShares Core Short-Term U.S. Bond ETF | NYSE Arca |
| 10.25.12 | VLU | SPDR Series Trust | SPDR S&P 1500 Value Tilt ETF | NYSE Arca |
| 10.25.12 | MMTM | SPDR Series Trust | SPDR S&P 1500 Momentum Tilt ETF | NYSE Arca |
| 11.06.12 | SNLN | Pyxis Funds | Pyxis/iBoxx Senior Loan ETF | NYSE Arca |
| 11.15.12 | RGRC | The Royal Bank of Scotland PLC | Rogers Enhanced Commodity ETNs | NYSE Arca |
| 11.15.12 | RGRA | The Royal Bank of Scotland PLC | Rogers Enhanced Agriculture ETNs | NYSE Arca |
| 11.15.12 | RGRE | The Royal Bank of Scotland PLC | Rogers Enhanced Energy ETNs | NYSE Arca |
| 11.15.12 | RGRP | The Royal Bank of Scotland PLC | Rogers Enhanced Precious Metals ETNs | NYSE Arca |
| 11.15.12 | RGRI | The Royal Bank of Scotland PLC | Rogers Enhanced Industrial Metals ETNs | NYSE Arca |
| 11.29.12 | GEMS | FactorShares Trust | PureFunds ISE Diamond/Gemstone ETF | NYSE Arca |
| 11.29.12 | MSXX | FactorShares Trust | PureFunds ISE Mining Service ETF | NYSE Arca |
| 11.29.12 | SILJ | FactorShares Trust | PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF | NYSE Arca |
| 12.06.12 | PHDG | PowerShares Funds | PowerShares S&P 500 Downside Hedged Portfolio | NYSE Arca |
| 12.13.12 | MRGR | ProShares Funds | ProShares Merger ETF | BATS |
| 12.19.12 | DBIZ | AdvisorShares Funds | AdvisorShares Pring Turner Business Cycle ETF | NYSE Arca |
| 12.19.12 | QDF | FlexShares Trust | FlexShares Quality Dividend Index Fund | NYSE Arca |
| 12.19.12 | QDEF | FlexShares Trust | FlexShares Quality Dividend Defensive Index Fund | NYSE Arca |
| 12.19.12 | QDYN | FlexShares Trust | FlexShares Quality Dynamic Index Fund | NYSE Arca |
| 12.19.12 | SPPP | Sprott | Sprott Physical Platinum & Palladium Trust | NYSE Arca |
| 12.20.12 | GSGO | ALPS ETF Trust | ALPS/GS Momentum Builder Growth Markets Equities and U.S. Treasuries Index ETF | NYSE Arca |
| 12.20.12 | GSMA | ALPS ETF Trust | ALPS/GS Momentum Builder Multi-Asset Index ETF | NYSE Arca |
| 12.20.12 | GSAX | ALPS ETF Trust | ALPS/GS Momentum Builder Asia ex-Japan Equities and U.S. Treasuries Index ETF | NYSE Arca |
| 12.20.12 | GSRA | ALPS ETF Trust | ALPS/GS Risk-Adjusted Return U.S. Large Cap Index ETF | NYSE Arca |