Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01.06.2016 LEAD Reality Shares ETF Trust Reality Shares DIVCON Leaders Dividend ETF BATS
01.07.2016 DEFA
DEWJ
DEZU
iShares Trust iShares Adaptive Currency Hedged MSCI EAFE ETF
iShares Adaptive Currency Hedged MSCI Japan ETF
iShares Adaptive Currency Hedged MSCI Eurozone ETF
BATS
01.07.2016 DDEZ
DDJP
DDLS
DDWM
WisdomTree Trust WisdomTree Dynamic Currency Hedged Europe Equity Fund
WisdomTree Dynamic Currency Hedged Japan Equity Fund
WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund
WisdomTree Dynamic Currency Hedged International Equity Fund
BATS
01.14.2016 DFND
GARD
Reality Shares ETF Trust Reality Shares DIVCON Dividend Defender ETF
Reality Shares DIVCON Dividend Guard ETF
BATS
01.14.2016 XITK SPDR Series Trust SPDR FactSet Innovative Technology ETF NYSE Arca
01.27.2016 EMDV ProShares Trust ProShares MSCI Emerging Markets Dividend Growers ETF BATS
02.09.2016 OIIL Credit Suisse AG Credit Suisse X-Links WTI Crude Oil Index ETNs due February 8, 2036 NYSE Arca
02.09.2016 MLPZ
MLPQ
UBS AG UBS AG ETRACS ETRACS 2xMonthly Leveraged S&P MLP Index ETN
UBS AG ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN
NYSE Arca
02.10.2016 GTO Claymore Exchange-Traded Fund Trust 2 Guggenheim Total Return Bond ETF NYSE Arca
02.16.2016 FIEE UBS AG UBS AG FI Enhanced Europe 50 ETN due February 12, 2026 NYSE Arca
02.18.2016 FUT ProShares Trust ProShares Managed Futures Strategy ETF BATS
02.18.2016 OILX UBS AG ETRACS S&P GSCI Crude Oil Total Return Index ETN due February 22, 2046 NYSE Arca
02.22.2016 FIHD UBS AG UBS AG FI Enhanced Global High Yield ETN due March 3, 2026 NYSE Arca
02.23.2016 SOVB Cambria ETF Trust Cambria Sovereign High Yield Bond ETF NYSE Arca
02.23.2016 PGHD Pacer Funds Trust Pacer Global High Dividend ETF BATS
02.24.2016 PUTW WisdomTree Trust WisdomTree CBOE S&P 500 PutWrite Strategy Fund NYSE Arca
03.04.2016 GSJY
GSEU
Goldman Sachs ETF Trust Goldman Sachs ActiveBeta Japan Equity ETF
Goldman Sachs ActiveBeta Europe Equity ETF
NYSE Arca
03.08.2016 SHE SPDR Series Trust SPDR SSGA Gender Diversity Index ETF NYSE Arca
03.09.2016 IFLY
GAMR
FactorShares Trust PureFunds Drone Economy Strategy ETF
PureFunds Video Game Tech ETF
NYSE Arca
03.29.2016 JHME
JHMI
JHMA
JHMU
JHMS
John Hancock Exchange-Traded Fund Trust John Hancock Multifactor Energy ETF
John Hancock Multifactor Industrials ETF
John Hancock Multifactor Materials ETF
John Hancock Multifactor Utilities ETF
John Hancock Multifactor Consumer Staples ETF
NYSE Arca
04.04.2016 JUNE Elevation ETF Trust Dhandho Junoon ETF NYSE Arca
04.04.2016 JPIH
JPEH
J.P. Morgan Exchange-Traded Fund Trust JPMorgan Diversified Return International Currency Hedged ETF
JPMorgan Diversified Return Europe Currency Hedged ETF
NYSE Arca
04.05.2016 GHE
GHS
Exchange Traded Concepts Trust REX Gold Hedged FTSE Emerging Markets ETF
REX Gold Hedged S&P 500 ETF
NYSE Arca
04.07.2016 DVEM
IQDG
WisdomTree Trust WisdomTree Emerging Markets Dividend Fund
WisdomTree International Quality Dividend Growth Fund
BATS
04.07.2016 ERYY
FAZZ
TECZ
Direxion Shares ETF Direxion Daily Energy Bear 1x Shares
Direxion Daily Financial Bear 1x Shares
Direxion Daily Technology Bear 1x Shares
NYSE Arca
04.14.2016 EMTL
STOT
SSGA Active Trust SPDR DoubleLine Emerging Markets Fixed Income ETF
SPDR DoubleLine Short Duration Total Return Tactical ETF
BATS
04.19.2016 OPD Claymore Exchange-Traded Fund Trust Guggenheim Large Cap Optimized Diversification ETF NYSE Arca
04.19.2016 DEMG DBX ETF Trust Deutsche X-trackers FTSE Emerging Comprehensive Factor ETF NYSE Arca
04.19.2016 BUZ ALPS ETF Trust Sprott Buzz Social Media Insights ETF NYSE Arca
04.26.2016 WIZE Exchange Traded Concepts Trust CrowdInvest Wisdom ETF NYSE Arca
04.27.2016 SFHY
SFIG
WFHY
WFIG
WisdomTree Trust WisdomTree Fundamental U.S. Short-Term High Yield Corporate Bond Fund
WisdomTree Fundamental U.S. Short-Term Corporate Bond Fund
WisdomTree Fundamental U.S. High Yield Corporate Bond Fund
WisdomTree Fundamental U.S. Corporate Bond Fund
BATS
05.03.2016 VMAX
VMIN
Exchange Traded Concepts Trust REX VolMAXX Long VIX Weekly Futures Strategy
REX VolMAXX Inverse VIX Weekly Futures Strategy
BATS
05.10.2016 AGGE
AGGP
IndexIQ ETF Trust IQ Enhanced Core Bond U.S. ETF
IQ Enhanced Core Plus Bond U.S. ETF
NYSE Arca
05.10.2016 OVLC Claymore Exchange-Traded Fund Trust 2 Guggenheim U.S. Large Cap Optimized Volatility ETF NYSE Arca
05.12.2016 JPME J.P. Morgan Exchange-Traded Fund Trust JPMorgan Diversified Return U.S. Mid Cap Equity ETF NYSE Arca
05.12.2016 CNDF
CNSF
ERGF
FNCF
HCRF
INDF
MATF
TCHF
UTLF
iShares Trust iShares Edge MSCI Multifactor Consumer Discretionary ETF
iShares Edge MSCI Multifactor Consumer Staples ETF
iShares Edge MSCI Multifactor Energy ETF
iShares Edge MSCI Multifactor Financials ETF
iShares Edge MSCI Multifactor Healthcare ETF
iShares Edge MSCI Multifactor Industrials ETF
iShares Edge MSCI Multifactor Materials ETF
iShares Edge MSCI Multifactor Technology ETF
iShares Edge MSCI Multifactor Utilities ETF
BATS
05.18.2016 AMJL Credit Suisse AG Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP Index Exchange Traded Notes (ETNs) due May 16, 2036 NYSE Arca
05.19.2016 IGRO iShares Trust iShares International Dividend Growth ETF BATS
05.24.2016 EPRF Elkhorn ETF Trust Elkhorn S&P High Quality Preferred ETF BATS
06.03.2016 FLQH
FLQE
FLQG
FLQD
Franklin Templeton ETF Trust Franklin LibertyQ International Equity Hedged ETF
Franklin LibertyQ Emerging Markets ETF
Franklin LibertyQ Global Equity ETF
Franklin LibertyQ Global Dividend ETF
NYSE Arca
06.07.2016 RFDA
RFFC
ALPS ETF Trust RiverFront Dynamic US Dividend Advantage ETF
RiverFront Dynamic US Flex-Cap ETF
NYSE Arca
06.08.2016 SPDN Direxion Shares ETF Trust Direxion Daily SP 500 Bear 1X Shares NYSE Arca
06.09.2016 BEMO ETF Series Solutions Trust Aptus Behavioral Momentum ETF BATS
06.13.2016 ESGW
ESGN
ESGS
Columbia ETF Trust I Columbia Sustainable Global Equity Income ETF
Columbia Sustainable International Equity Income ETF
Columbia Sustainable U.S. Equity Income ETF
NYSE Arca
06.14.2016 RFUN
RFCI
ALPS ETF Trust RiverFront Dynamic Unconstrained Income ETF
RiverFront Dynamic Core Income ETF
NYSE Arca
06.15.2016 CNYA iShares Trust iShares MSCI China A ETF BATS
06.16.2016 HYDD Direxion Shares ETF Trust Direxion Daily High Yield Bear 2X Shares NYSE Arca
06.28.2016 XTH
XWEB
SPDR Series Trust S&P Technology Hardware ETF
S&P Internet ETF
NYSE Arca
06.28.2016 DESC DBX ETF Trust Deutsche X-trackers Russell 2000 Comprehensive Factor ETF NYSE Arca
06.30.2016 OEW RYDEX ETF Trust Guggenheim S&P 100 Equal Weight ETF NYSE Arca
07.07.2016 SCAP AdvisorShares Trust AdvisorShares Cornerstone Small Cap ETF NYSE Arca
07.13.2016 REML Credit Suisse AG Credit Suisse X-Links Monthly Pay 2xLeveraged Mortgage REIT Exchange Traded Notes (ETNs) due July 11, 2036 NYSE Arca
07.14.2016 BSWN
LSVX
XIVH
UBS AG UBS AG VelocityShares VIX Tail Risk ETN linked to the S&P 500 VIX Futures Tail Risk Index due July 18, 2046
UBS AG VelocityShares VIX Variable Long/Short ETN linked to the S&P 500 VIX Futures Variable Long/Short Index due July 18, 2046
UBS AG VelocityShares VIX Short Volatility Hedged ETN linked to the S&P 500 VIX Futures Short Volatility Hedged Index Short Term due July 18, 2046
NYSE Arca
07.14.2016 IGEM VanEck Vectors ETF Trust VanEck Vectors ETF Trust Market Vectors EM Investment Grade + BB Rated USD Sovereign Bond ETF NYSE Arca
07.14.2016 EYLD Cambria ETF Trust Cambria Emerging Shareholder Yield ETF BATS
07.18.2016 SPXH
TRSK
Janus Detroit Street Trust Janus Velocity Volatility Hedged Large Cap ETF
Janus Velocity Tail Risk Hedged Large Cap ETF
NYSE Arca
07.19.2016 PRNT ARK ETF Trust The 3D Printing ETF BATS
07.27.2016 MELT
EUFL
Direxion Shares ETF Trust Direxion Daily Gold Miners Index Bear 1X Shares
Direxion Daily European Financials Bull 2X Shares
NYSE Arca
07.27.2016 WBIR Absolute Shares Trust WBI Tactical Rotation Shares NYSE Arca
07.28.2016 LVHI LEGG Mason ETF Equity Trust Legg Mason International Low Volatility High Dividend ETF BATS
08.09.2016 MLPE Citigroup Global Markets Holdings Inc. C-Tracks ETNs on the Miller/Howard MLP Fundamental Index, Series B, due July 13, 2026 NYSE Arca
08.09.2016 WTRX Elevation ETF Trust Summit Water Infrastructure Multifactor ETF NYSE Arca
08.10.2016 EUFS Direxion Shares ETF Trust Direxion Daily European Financials Bear 1X Shares NYSE Arca
08.25.2016 HDMV
HUSV
First Trust Exchange-Traded Fund III First Trust Horizon Managed Volatility Developed International ETF
First Trust Horizon Managed Volatility Domestic ETF
NYSE Arca
09.08.2016 GBIL Goldman Sachs ETF Trust Goldman Sachs Treasury Access 0-1 Year ETF NYSE Arca
09.08.2016 DULL
SHNY
Direxion Shares ETF Trust Direxion Daily Silver Miners Index Bear 2x Shares
Direxion Daily Silver Miners Index Bull 2X Shares
NYSE Arca
09.09.2016 SMMV iShares Trust iShares Edge MSCI Min Vol USA Small-Cap ETF BATS
09.14.2016 JPHF J.P. Morgan Exchange-Traded Fund Trust JPMorgan Diversified Alternatives ETF NYSE Arca
09.14.2016 BSJO
BSCQ
Direxion Shares ETF Trust Guggenheim BulletShares 2024 High Yield Corporate Bond ETF
Guggenheim BulletShares 2026 Corporate Bond ETF
NYSE Arca
09.15.2016 JPHY J.P. Morgan Exchange-Traded Fund Trust JPMorgan Diversified Alternatives ETF BATS
09.15.2016 NUAG NuShares ETF Trust NuShares Enhanced Yield U.S. Aggregate Bond ETF NYSE Arca
09.15.2016 IBDR iShares Trust iShares iBonds Dec 2026 Term Corporate ETF NYSE Arca
09.15.2016 FDLO
FDMO
FDRR
FDVV
FQAL
FVAL
Fidelity Covington Trust Fidelity Low Volatility Factor ETF
Fidelity Momentum Factor ETF
Fidelity Dividend ETF for Rising Rates
Fidelity Core Dividend ETF
Fidelity Quality Factor ETF
Fidelity Value Factor ETF
NYSE Arca
09.20.2016 ITML
ITMS
Vaneck Vectors ETF Trust VanEck Vectors AMT-Free 12-17 Year Municipal Index ETF
VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF
BATS
09.20.2016 USMR Vaneck Vectors ETF Trust Recon Capital USA Managed Risk ETF NYSE Arca
09.21.2016 CWS Advisor Shares Trust AdvisorShares Focused Equity ETF NYSE Arca
09.21.2016 PFV Amplify ETF Trust Amplify YieldShares Prime 5 Dividend ETF BATS
09.21.2016 RCOM Elkhorn ETF Trust Elkhorn Fundamental Commodity Strategy ETF BATS
09.22.2016 FLLV Franklin Templeton ETF Trust Franklin Liberty U.S. Low Volatility ETF NYSE Arca
09.28.2016 OILK Elkhorn ETF Trust ProShares K-1 Free Crude Oil Strategy ETF BATS
09.28.2016 TTAC Trimtabs ETF Trust TrimTabs Float Shrink ETF BATS
09.29.2016 KOR AdvisorShares Trust AdvisorShares KIM Korea Equity ETF NYSE Arca
10.04.2016 RORE Lattice Strategies Trust Lattice Real Estate Strategy ETF NYSE Arca
10.05.2016 FLCO Franklin Templeton ETF Trust Franklin Liberty Investment Grade Corporate ETF NYSE Arca
10.12.2016 WSKY ETF Managers Trust Spirited Funds/ETFMG Whiskey & Spirits ETF NYSE Arca
10.20.2016 LVHB Elkhorn ETF Trust Elkhorn Lunt Low Vol/High Beta Tactical ETF BATS
10.24.2016 UTES ETFIS Series Trust I Reaves Utilities ETF NYSE Arca
10.25.2016 IFIX
IGVT
DBX ETF Trust Deutsche X-trackers Barclays International Corporate Bond Hedged ETF
Deutsche X-trackers Barclays International Treasury Bond Hedged ETF
BATS
10.25.2016 EEMX
EFAX
SPDR Index Shares Funds SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
NYSE Arca
10.27.2016 MVIN Natixis ETF Trust Natixis Seeyond International Minimum Volatility ETF NYSE Arca
10.28.2016 TCTL ETF Series Solutions Premise Capital Frontier Advantage Diversified Tactical ETF BATS
10.31.2016 ESGF
ESGL
Oppenheimer Revenue Weighted ETF Trust Oppenheimer Global ESG Revenue ETF
Oppenheimer ESG Revenue ETF
NYSE Arca
11.01.2016 ACSI ETF Series Solutions American Customer Satisfaction Core Alpha ETF BATS
11.02.2016 CWEB Direxion Shares ETF Trust Direxion Daily CSI China Internet Index Bull 2X Shares NYSE Arca
11.03.2016 FLEU Barclays Bank PLC Barclays ETN+ FI Enhanced Europe 50 Exchange Traded Notes Series B NYSE Arca
11.03.2016 IMTB iShares Trust iShares Core 5-10 Year USD Bond ETF NYSE Arca
11.03.2016 GVIP Goldman Sachs ETF Trust Goldman Sachs Hedge Industry VIP ETF NYSE Arca
11.03.2016 DHDG Wisdomtree Trust Dynamic Currency Hedged International Quality Dividend Growth Fund BATS
11.08.2016 MENU USCF ETF Trust USCF Restaurant Leaders Fund NYSE Arca
11.16.2016 JPSE J.P. Morgan Exchange-Traded Fund Trust JPMorgan Diversified Return U.S. Small Cap Equity ETF NYSE Arca
11.17.2016 VNLA Janus Detroit Street Trust Janus Short Duration Income ETF NYSE Arca
11.18.2016 OILB Barclays Bank Plc iPath Series B S&P GSCI Crude Oil ETN NYSE Arca
11.18.2016 LVHE Legg Mason ETF Equity Trust Legg Mason Emerging Markets Low Volatility High Dividend ETF NYSE Arca
11.21.2016 BNDC Flexshares Trust FlexShares Core Select Bond Fund NYSE Arca
12.01.2016 IDHD
XSHD
PowerShares Exchange-Traded Fund Trust II PowerShares S&P International Developed High Dividend Low Volatility Portfolio
PowerShares S&P SmallCap High Dividend Low Volatility Portfolio
BATS
12.06.2016 BLHY Virtus ETF Trust II Virtus Newfleet Dynamic Credit ETF NYSE Arca
12.07.2016 HYLB DBX ETF Trust Deutsche X-trackers USD High Yield Corporate Bond ETF NYSE Arca
12.09.2016 UWT
DWT
Citigroup Global Markets Holdings Inc. VelocityShares 3x Long Crude Oil ETNs
VelocityShares 3x Inverse Crude Oil ETNs
NYSE Arca
12.09.2016 WEAR Exchange Listed Funds Trust The WEAR ETF BATS
12.14.2016 NULG
NULV
NUMG
NUMV
NUSC
NuShares ETF Trust NuShares ESG Large-Cap Growth ETF
NuShares ESG Large-Cap Value ETF
NuShares ESG Mid-Cap Growth ETF
NuShares ESG Mid-Cap Value ETF
NuShares ESG Small-Cap Value ETF
BATS
12.14.2016 DIVO Amplify ETF Trust Amplify YieldShares CWP Dividend & Option Income ETF BATS
12.16.2016 JHMD John Hancock Exchange-Traded Fund Trust John Hancock Multifactor Developed International ETF NYSE Arca
12.19.2016 COWZ Pacer Funds Trust Pacer US Cash Cows 100 ETF BATS
12.20.2016 NURE NuShares ETF Trust NuShares Short-Term REIT ETF BATS
12.21.2016 WBIY Absolute Shares Trust WBI Power Factor High Dividend ETF NYSE Arca
12.30.2016 XD
XS
XE
XF
XH
XI
XK
XM
XU
Elkhorn ETF Trust Elkhorn S&P MidCap Consumer Discretionary Portfolio
Elkhorn S&P MidCap Consumer Staples Portfolio
Elkhorn S&P MidCap Energy Portfolio
Elkhorn S&P MidCap Financials Portfolio
Elkhorn S&P MidCap Health Care Portfolio
Elkhorn S&P MidCap Industrials Portfolio
Elkhorn S&P MidCap Information Technology Portfolio
Elkhorn S&P MidCap Materials Portfolio
Elkhorn S&P MidCap Utilities Portfolio
BATS
12.30.2016 OUSM OSI ETF Trust O Shares FTSE Russell Small Cap Quality Dividend ETF NYSE Arca