Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01.05.2017 SPLZ
UTLZ
Direxion Shares ETF Trust Direxion Daily Consumer Staples Bear 1X Shares
Direxion Daily Utilities Bear 1X Shares
NYSE Arca
01.05.2017 WTIU
WTID
UBS AG ProShares Daily 3x Long Crude ETN linked to the Bloomberg WTI Crude Oil Subindex ER due January 4 2047
ProShares Daily 3x Inverse Crude ETN linked to the Bloomberg WTI Crude Oil Subindex ER due January 4 2047
NYSE Arca
01.10.2017 SWIN ALPS ETF Trust ALPS/Dorsey Wright Sector Momentum ETF NASDAQ
01.12.2017 CLTL Powershares Exchange-Traded Fund Trust II PowerShares Treasury Collateral Portfolio NYSE Arca
01.12.2017 DWLD
DFNL
DUSA
Davis Fundamental ETF Trust Davis Select Worldwide ETF
Davis Select Financial ETF
Davis Select U.S. Equity ETF
NASDAQ
01.18.2017 CUMB ETFIS Series Trust I Virtus Cumberland Municipal Bond ETF NYSE Arca
01.23.2017 JUNE Cambria ETF Trust Dhandho Junoon ETF NYSE Arca
01.26.2017 QXGG
QXMI
QXRR
QXTR
XUSA
Northern Lights Fund Trust IV QUANTX Risk Managed Growth ETF
QUANTX Risk Managed Multi-Asset Income ETF
QUANTX Risk Managed Real Return ETF
QUANTX Risk Managed Multi-Asset Total Return ETF
QUANTX Dynamic Beta US Equity ETF
BATS
01.27.2017 FLIO Franklin Templeton ETF Trust Franklin Liberty International Opportunities ETF NYSE Arca
02.08.2017 PFFR ETFis Series Trust InfraCap REIT Preferred ETF NYSE Arca
02.10.2017 XMX WisdomTree Trust WisdomTree Global ex-Mexico Equity Fund NYSE Arca
02.14.2017 FOANC Gabelli NextShares Trust Gabelli Food of All Nations NextShares NASDAQ
02.15.2017 FIXD First Trust Exchange-Traded Fund VIII First Trust TCW Opportunistic Fixed Income ETF NASDAQ
02.15.2017 TBLU Managed Portfolio Series Tortoise Water Fund BATS
02.15.2017 BOSS Global X Funds Global X Founder-Run Companies ETF BATS
02.15.2017 HYLV IndexIQ ETF Trust IQ S&P High Yield Low Volatility Bond ETF NYSE Arca
02.23.2017 PSMB
PSMC
PSMG
PSMM
Powershares Actively Managed Exchange-Traded Fund Trust PowerShares Balanced Multi-Asset Allocation Portfolio
PowerShares Conservative Multi-Asset Allocation Portfolio
PowerShares Growth Multi-Asset Allocation Portfolio
PowerShares Moderately Conservative Multi-Asset Allocation Portfolio
BATS
02.28.2017 BLES
ISMD
Northern Lights Fund Trust IV Inspire Global Hope Large Cap ETF
Inspire Small/Mid Cap Impact ETF
NYSE Arca
03.06.2017 GRNB VanEck Vectors ETF Trust VanEck Vectors Green Bond ETF NYSE Arca
03.08.2017 PAVE Global X Funds Global X U.S. Infrastructure Development ETF BATS
03.09.2017 GAZB Barclays Bank Plc iPath Series B Bloomberg Natural Gas Subindex Total Return Exchange-Traded Notes NYSE Arca
03.21.2017 CEFS Exchange Listed Funds Trust Saba Closed-End Funds ETF BATS
03.21.2017 TPYP Managed Portfolio Series Tortoise North American Pipeline Fund NYSE Arca
03.22.2017 SQZZ Strategy Shares Active Alts Contrarian ETF NASDAQ
03.22.2017 HQBD
HCOR
Hartford Funds Exchange-Traded Trust Hartford Quality Bonds ETF
Hartford Corporate Band ETF
NYSE Arca
03.22.2017 ONTL OSI ETF Trust O'Shares FTSE Russell International Quality Dividend ETF NYSE Arca
03.23.2017 IDEV iShares Trust iShares Core MSCI International Developed Markets ETF NYSE Arca
03.27.2017 OILU
OILD
Proshares Trust II ProShares UltraPro 3x Crude Oil ETF
ProShares UltraPro 3x Short Crude Oil ETF
NYSE Arca
03.30.2017 COM Direxion Shares ETF Trust Direxion Auspice Broad Commodity Strategy ETF NYSE Arca
03.30.2017 CWAI StrongVest ETF Trust CWA Income ETF BATS
03.31.2017 ARCM Arrow Investments Trust Arrow Reserve Capital Management ETF BATS
03.31.2017 BCI
BCD
BEF
ETFS Trust ETFS Bloomberg All Commodity Strategy K-1 Free ETF
ETFS Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
ETFS Bloomberg Energy Commodity Longer Dated Strategy K-1 Free ETF
NYSE Arca
04.03.2017 NUSA NuShares ETF Trust NuShares Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF NYSE Arca
04.06.2017 TAIL Cambria ETF Trust Cambria Tail Risk ETF BATS
04.06.2017 XSHQ
SPVM
PowerShares Exchange-Traded Fund Trust II PowerShares S&P SmallCap Quality Portfolio
PowerShares S&P 500 Value With Momentum Portfolio
BATS
04.07.2017 JPGB J.P. Morgan Exchange-Traded Fund Trust JPMorgan Global Bond Opportunities ETF BATS
04.11.2017 ERM
TERM
First Trust Exchange-Traded Fund VIII EquityCompass Risk Manager ETF
EquityCompass Tactical Risk Manager ETF
NYSE Arca
04.13.2017 IBML iShares Trust iShares iBonds Dec 2023 Term Muni Bond ETF BATS
04.13.2017 ICAN ETF Series Solutions SerenityShares Impact ETF NYSE Arca
04.18.2017 VSDA Victory Portfolios II VictoryShares Dividend Accelerator ETF NASDAQ
04.20.2017 TETF Exchange Traded Concepts Trust ETF Industry Exposure & Financial Services ETF NYSE Arca
04.26.2017 USOI Credit Suisse AG Credit Suisse X-Links Crude Oil Shares Covered Call ETN NASDAQ
04.27.2017 AGT iShares Trust iShares MSCI Argentina and Global Exposure ETF BATS
04.28.2017 FLQL
FLQM
FLQS
Franklin Templeton ETF Trust Franklin LibertyQ U.S. Equity ETF
Franklin LibertyQ U.S. Mid Cap Equity ETF
Franklin LibertyQ U.S. Small Cap Equity ETF
BATS
05.03.2017 DFEN
DUSL
TPOR
UTSL
MEXX
Direxion Shares ETF Trust Direxion Daily Aerospace & Defense Bull 3X Shares
Direxion Daily Industrials Bull 3X Shares
Direxion Daily Transportation Bull 3X Shares
Direxion Daily Utilities Bull 3X Shares
Direxion Daily MSCI Mexico Bull 3X Shares
NYSE Arca
05.03.2017 EVIX
EXIV
UBS AG VelocityShares 1x Long VSTOXX Futures ETN
VelocityShares 1x Daily Inverse VSTOXX Futures ETN
BATS
05.03.2017 VMOT Alpha Architect ETF Trust Alpha Architect Value Momentum Trend ETF BATS
05.04.2017 CACG Legg Mason ETF Investment Trust ClearBridge All Cap Growth ETF NASDAQ
05.10.2017 GDVD Principal Exchange-Traded Funds Principal Active Global Dividend Income ETF BATS
05.11.2017 LVIN
LVUS
Lattice Strategies Trust Hartford Multifactor Low Volatility International Equity ETF
Hartford Multifactor Low Volatility US Equity ETF
BATS
05.16.2017 CSML Index IQ ETF Trust IQ Chaikin U.S. Small Cap ETF NASDAQ
05.18.2017 SHAG WisdomTree Trust WisdomTree Barclays Yield Enhanced U.S. Short-Term Aggregate Bond Fund BATS
05.19.2017 JPST J.P. Morgan Exchange-Traded Fund Trust JPMorgan Ultra-Short Income ETF BATS
05.22.2017 COMB
COMG
Graniteshares Funds GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
GraniteShares S&P GSCI Commodity Broad Strategy No K-1 ETF
NYSE Arca
05.23.2017 LRGE
YLDE
Legg Mason ETF Investment Trust ClearBridge Large Cap Growth ESG ETF
ClearBridge Dividend Strategy ESG ETF
NASDAQ
05.24.2017 CCOR Cambria ETF Trust Cambria Core Equity ETF NYSE Arca
06.01.2017 AMLX Amplify ETF Trust Amplify YieldShares Oil Hedged MLP Income ETF BATS
06.06.2017 FFHG
FFTI
Northern Lights Fund Trust IV FormulaFolios Hedged Growth ETF
FormulaFolios Income ETF
BATS
06.07.2017 NUDM
NUEM
NuShares ETF Trust NuShares ESG International Developed Markets Equity ETF
NuShares ESG Emerging Markets Equity ETF
BATS
06.08.2017 GIGB Goldman Sachs ETF Trust Goldman Sachs Access Investment Grade Corporate Bond ETF NYSE Arca
06.13.2017 BVAL ETF Series Solutions Trust Brand Value ETF NYSE Arca
06.13.2017 PPLN J.P. Morgan Chase & Co Cushing 30 MLP Index ETNs due June 15, 2037 NYSE Arca
06.19.2017 ICOW
CALF
Pacer Funds Trust Pacer Developed Markets International Cash Cows 100 ETF
Pacer US Small Cap Cash Cows 100 ETF
BATS
06.20.2017 GMFL Rydex ETF Trust Guggenheim Multi-Factor Large Cap ETF NYSE Arca
06.20.2017 RNDM
RNEM
RNLC
RNMC
RNSC
RNDV
First Trust Exchange-Traded Fund VI Developed International Equity Select ETF
Emerging Markets Equity Select ETF
Large Cap US Equity Select ETF
Mid Cap US Equity Select ETF
Small Cap US Equity Select ETF
US Equity Dividend Select ETF
NASDAQ
06.21.2017 FCAL First Trust Exchange-Traded Fund III First Trust California Municipal High Income ETF NASDAQ
06.22.2017 VSMV Victory Portfolios II VictoryShares US Multi-Factor Minimum Volatility ETF NASDAQ
06.27.2017 OCIO ETF Series Solutions Trust ClearShares OCIO ETF NYSE Arca
06.28.2017 VESH Virtus ETF Trust II Virtus Enhanced Short U.S. Equity ETF NYSE Arca
06.28.2017 TTAI Trimtabs ETF Trust TrimTabs All Cap International Free-Cash-Flow ETF BATS
06.28.2017 GOAU ETF Series Solutions Trust U.S. Global GO GOLD and Precious Metal Miners ETF NYSE Arca
06.29.2017 USMF WisdomTree Trust WisdomTree U.S. Multifactor Fund BATS
06.29.2017 GSSC Goldman Sachs ETF Trust Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF NYSE Arca
07.07.2017 SMMD iShares Trust iShares Russell 2500 ETF BATS
07.11.2017 IBD Northern Lights Fund Trust IV Inspire Corporate Bond Impact ETF NYSE Arca
07.11.2017 FANZ Exchange Listed Funds Trust ProSports Sponsors ETF BATS
07.11.2017 PREF Principal Exchange-Traded Funds Principal Spectrum Preferred Securities Active ETF BATS
07.12.2017 FNG AdvisorShares Trust AdvisorShares New Tech and Media ETF NYSE Arca
07.12.2017 EUXL Direxion Funds Direxion Daily EURO STOXX 50 Bull 3X Shares NYSE Arca
07.13.2017 SQLV Legg Mason ETF Investment Trust Legg Mason Small-Cap Quality Value ETF NASDAQ
07.13.2017 USEQ
SPMV
PowerShares Exchange-Traded Fund Trust II PowerShares Russell 1000 Enhanced Equal Weight Portfolio
PowerShares S&P 500 Minimum Variance Portfolio
BATS
07.13.2017 SUSC
SUSB
iShares Trust iShares ESG USD Corporate Bond ETF
iShares ESG 1-5 Year USD Corporate Bond ETF
NASDAQ
07.13.2017 IGEB
HYDB
iShares Trust iShares Edge Investment Grade Enhanced Bond ETF
iShares Edge High Yield Defensive Bond ETF
BATS
07.13.2017 REFA
REEM
RGLB
Oppenheimer Revenue Weighted ETF Trust Oppenheimer International Revenue ETF
Oppenheimer Emerging Markets Revenue ETF
Oppenheimer Global Revenue ETF
BATS
07.20.2017 USOD
USOU
USCF Funds Trust United States 3x Short Oil Fund
United States 3x Oil Fund
NYSE Arca
07.20.2017 EMXC iShares, Inc. iShares MSCI Emerging Markets ex China ETF NASDAQ
07.25.2017 EQRR Proshares Trust ProShares Equities for Rising Rates ETF NASDAQ
08.02.17 CIU
CRED
CSJ
DVY
EMB
HEWG
IEF
IEI
IJT
ISTB
IUSB
IUSG
IUSV
MBB
PFF
RING
SHV
SHY
TUR
XT
iShares Funds iShares Intermediate Credit Bond ETF
iShares U.S. Credit Bond ETF
iShares 1-3 Year Credit Bond ETF
iShares Select Dividend ETF
iShares J.P. Morgan USD Emerging Markets Bond ETF
iShares Currency Hedged MSCI Germany ETF
iShares 7-10 Year Treasury Bond ETF
iShares 3-7 Year Treasury Bond ETF
iShares S&P Small-Cap 600 Growth ETF
iShares Core 1-5 Year USD Bond ETF
iShares Core Total USD Bond Market ETF
iShares Core S&P U.S. Growth ETF
iShares Core S&P U.S. Value ETF
iShares MBS ETF
iShares U.S. Preferred Stock ETF
iShares MSCI Global Gold Miners ETF
iShares Short Treasury Bond ETF
iShares 1-3 Year Treasury Bond ETF
iShares MSCI Turkey ETF
iShares Exponential Technologies ETF
NASDAQ
08.02.2017 DMRI
DMRL
DMRM
DMRS
Transamerica ETF Trust DeltaShares S&P International Managed Risk ETF
DeltaShares S&P 500 Managed Risk ETF
DeltaShares S&P 400 Managed Risk ETF
DeltaShares S&P 600 Managed Risk ETF
NYSE Arca
08.09.2017 EDOW First Trust Exchange-Traded Fund First Trust Dow 30 Equal Weight ETF NYSE Arca
08.10.2017 AMCA iShares Trust iShares Russell 1000 Pure U.S. Revenue ETF NASDAQ
08.16.2017 ULBR
DLBR
Citigroup Global Markets Holdings, Inc. VelocityShares Long LIBOR ETN
VelocityShares Short LIBOR ETN
NYSE Arca
08.17.2017 EMBU Direxion Shares ETF Trust Direxion Daily Emerging Markets Bond Bull 3X Shares NYSE Arca
08.18.2017 DWPP First Trust Exchange-Traded Fund First Trust Dorsey Wright People's Portfolio ETF NASDAQ
08.21.2017 FMDG
FFIU
Spinnaker ETF Trust Fieldstone Merlin Dynamic Large Cap Growth ETF
Fieldstone UVA Unconstrained Medium-Term Fixed Income ETF
NYSE Arca
08.23.2017 FPEI First Trust Exchange-Traded Fund III First Trust Institutional Preferred Securities and Income ETF NYSE Arca
09.01.2017 BBC
BBP
ETFis Series Trust BioShares Biotechnology Clinical Trials Fund
BioShares Biotechnology Products Fund
NYSE Arca
09.05.2017 FLMB
FLMI
Franklin Templeton ETF Trust Franklin Liberty Municipal Bond ETF
Franklin Liberty Intermediate Municipal Opportunities ETF
NYSE Arca
09.06.2017 MFEM
MFDX
MFUS
PIMCO Equity Series PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
PIMCO RAFI Dynamic Multi-Factor International Equity ETF
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF
NYSE Arca
09.06.2017 SECT Northern Lights Fund Trust IV Northern Lights Fund Trust IV Main Sector Rotation ETF BATS
09.07.2017 GHYB Goldman Sachs ETF Trust Goldman Sachs Access High Yield Corporate Bond ETF NYSE Arca
09.07.2017 MAGA ETF Series Solutions Point Bridge GOP Stock Tracker ETF BATS
09.08.2017 OBOR Krane Shares Trust KraneShares MSCI One Belt One Road Index ETF NYSE Arca
09.13.2017 PFFD Global X Funds Global X U.S. Preferred ETF BATS
09.14.2017 IBDS iShares Trust iShares iBonds Dec 2027 Term Corporate ETF NYSE Arca
09.14.2017 LLQD
MLQD
iShares Trust iShares 10+ Year Investment Grade Corporate Bond ETF
iShares 5-10 Year Investment Grade Corporate Bond ETF
BATS
09.14.2017 GSEW Goldman Sachs ETF Trust Goldman Sachs Equal Weight U.S. Large Cap Equity ETF BATS
09.15.2017 UBRT
DBRT
Credit Suisse AG Credit Suisse AxelaTrader 3x Long Brent Crude Oil ETN
Credit Suisse AxelaTrader 3x Inverse Brent Crude Oil ETN
NYSE Arca
09.18.2017 RBUS
RBIN
MXDU
ETF Seties Solutions Trust Nationwide Risk-Based U.S. Equity ETF
Nationwide Risk-Based International Equity ETF
Nationwide Maximum Diversification U.S. Core Equity ETF
NYSE Arca
09.22.2017 PBDM
PBEE
PBSM
PBTP
PBUS
PowerShares Exchange-Traded Fund Trust PowerShares PureBeta FTSE Developed ex-North America Portfolio
PowerShares PureBeta FTSE Emerging Markets Portfolio
PowerShares PureBeta MSCI USA Small Cap Portfolio
PowerShares PureBeta 0-5 Yr US TIPS Portfolio
PowerShares PureBeta MSCI USA Portfolio
BATS
09.26.2017 ITEQ ETF Managers Trust BlueStar TA-BIGITech Israel Technology ETF NYSE Arca
09.27.2017 BSCR
BSJP
Claymore Exchange-Traded Fund Trust Guggenheim BulletShares 2027 Corporate Bond ETF
Guggenheim BulletShares 2025 High Yield Corporate Bond ETF
NYSE Arca
09.28.2017 HTRB Hartford Funds Exchange-Traded Trust Hartford Total Return Bond ETF NYSE Arca
09.29.2017 DALT Two Roads Shared Trust Anfield Capital Diversified Alternatives ETF BATS
09.29.2017 PBND PowerShares Exchange-Traded Fund Trust II PowerShares PureBeta US Aggregate Bond Portfolio BATS
10.02.2017 NUBD NuShares ETF Trust NuShares ESG U.S. Aggregate Bond ETF NYSE Arca
10.05.2017 LFEQ VanEck Vectors ETF Trust VanEck Vectors NDR CMG Long/Flat Allocation ETF NYSE Arca
10.10.2017 CHGX ETF Series Solutions Trust Change Finance Diversified Impact U.S. Large Cap Fossil Fuel Free ETF NYSE Arca
10.11.2017 SCHK Schwab Strategic Trust Schwab 1000 Index ETF NYSE Arca
10.12.2017 USMC Principal Exhange-Traded Funds Principal U.S. Mega-Cap Multi-Factor Index ETF NASDAQ
10.12.2017 VGFO ETFIS Series Trust I Virtus WMC Global Factor Opportunities ETF NYSE Arca
10.12.2017 KEMQ Krane Shares Trust KraneShares Emerging Markets Consumer Technology Index ETF NYSE Arca
10.12.2017 DIAL Columbia ETF Trust I Columbia Diversified Fixed Income Allocation ETF NYSE Arca
10.17.2017 GOP
DEMS
TAXR
Active Weighting Funds ETF Trust Republican Policies Fund
Democratic Policies Fund
U.S. Tax Reform Fund
BATS
10.17.2017 BERN
BRGL
Exchange Traded Concepts Trust Bernstein U.S. Research Fund
Bernstein Global Research Fund
BATS
10.18.2017 LOGO Global X Funds Global X Iconic U.S. Brands ETF BATS
10.18.2017 MMIN
MMIT
IndexIQ Active ETF Trust IQ MacKay Shields Municipal Insured ETF
IQ MacKay Shields Municipal Intermediate ETF
NYSE Arca
10.18.2017 AIEQ ETF Managers Trust AI Powered Equity ETF NYSE Arca
10.19.2017 PVAL
PMOM
Principal Exchange-Traded Funds Principal Contrarian Value Index ETF
Principal Sustainable Momentum Index ETF
NASDAQ
10.26.2017 CEY Victory Portfolios II Trust VictoryShares Emerging Market High Div Volatility Wtd ETF NASDAQ
10.26.2017 USHY iShares Trust iShares Broad USD High Yield Corporate Bond ETF BATS
10.26.2017 UEVM
UITB
UIVM
ULVM
USTB
USVM
iShares Trust USAA MSCI USA Value Momentum Blend Index ETF
USAA Core Intermediate-Term Bond ETF
USAA MSCI International Value Momentum Blend Index ETF
USAA MSCI USA Value Momentum Blend Index ETF
USAA Core Short-Term Bond ETF
USAA MSCI USA Small Cap Value Momentum Blend Index ETF
NYSE Arca
10.31.2017 BIBL Northern Lights Fund Trust IV The Inspire 100 ETF NYSE Arca
10.31.2017 GUBD Northern Lights Fund Trust IV Sage ESG Intermediate Credit ETF BATS
11.01.2017 FFSG
FFTG
Northern Lights Fund Trust IV FormulaFolios Smart Growth ETF
FormulaFolios Tactical Growth ETF
BATS
11.01.2017 FTVA
RVRS
ETF Series Solutions Aptus Fortified Value ETF
Reverse Cap Weighted US Large Cap ETF
BATS
11.02.2017 SDVY First Trust Exchange-Traded Fund VI First Trust SMID Cap Rising Dividend Achievers ETF NASDAQ
11.02.2017 FMHI First Trust Exchange-Traded Fund III First Trust Municipal High Income ETF NASDAQ
11.06.2017 FLAU
FLBR
FLCA
FLCH
FLFR
FLGR
FLHK
FLIY
FLJP
FLMX
FLKR
FLTW
FLGB
FLEE
FLEH
FLJH
Franklin Templeton ETF Trust Franklin FTSE Australia ETF
Franklin FTSE Brazil ETF
Franklin FTSE Canada ETF
Franklin FTSE China ETF
Franklin FTSE France ETF
Franklin FTSE Germany ETF
Franklin FTSE Hong Kong ETF
Franklin FTSE Italy ETF
Franklin FTSE Japan ETF
Franklin FTSE Mexico ETF
Franklin FTSE South Korea ETF
Franklin FTSE Taiwan ETF
Franklin FTSE United Kingdom ETF
Franklin FTSE Europe ETF
Franklin FTSE Europe Hedged ETF
Franklin FTSE Japan Hedged ETF
NYSE Arca
11.08.2017 ENTR EntrepreneurShares Series Trust Entrepreneur 30 Fund NYSE Arca
11.09.2017 JDIV
JMIN
JMOM
JQUA
JVAL
J.P. Morgan Exchange-Traded Fund Trust JPMorgan U.S. Dividend ETF
JPMorgan U.S. Minimum Volatility ETF
JPMorgan U.S. Momentum Factor ETF
JPMorgan U.S. Quality Factor ETF
JPMorgan U.S. Value Factor ETF
NYSE Arca
11.09.2017 KWEB KraneShares Trust KraneShares CSI China Internet ETF NYSE Arca
11.09.2017 JHSC John Hancock Exchange-Traded Fund Trust John Hancock Multifactor Small Cap ETF NYSE Arca
11.09.2017 EMEM ETFis Series Trust I Virtus Glovista Emerging Markets ETF NYSE Arca
11.09.2017 DIVB iShares Trust iShares U.S. Dividend and Buyback ETF BATS
11.09.2017 PXUS Principal Exchange-Traded Funds Principal International Multi-Factor Index ETF Nasdaq
11.09.2017 VTC Vanguard Scottsdale Funds Vanguard Total Corporate Bond ETF Nasdaq
11.10.2017 OMFL
OMFS
OMOM
OQAL
OSIZ
OVLU
OVOL
OYLD
Oppenheimer ETF Trust Oppenheimer Russell 1000 Dynamic Multifactor ETF
Oppenheimer Russell 2000 Dynamic Multifactor ETF
Oppenheimer Russell 1000 Momentum Factor ETF
Oppenheimer Russell 1000 Quality Factor ETF
Oppenheimer Russell 1000 Size Factor ETF
Oppenheimer Russell 1000 Value Factor ETF
Oppenheimer Russell 1000 Low Volatility Factor ETF
Oppenheimer Russell 1000 Yield Factor ETF
BATS
11.15.2017 PILL Direxion Shares ETF Trust Direxion Daily Pharmaceutical & Medical Bull 3X Shares NYSE Arca
11.16.2017 EMTY
CLIX
ProShares Trust ProShares Decline of the Retail Store ETF
ProShares Long Online/Short Stores ETF
NYSE Arca
11.16.2017 OKDCC Eaton Vance NextShares Trust II Eaton Vance Oaktree Diversified Credit NextShares Nasdaq
11.29.2017 EEMD
SPDV
ETF Series Solutions AAM S&P Emerging Markets High Dividend Value ETF
AAM S&P 500 High Dividend Value ETF
NYSE Arca
11.30.2017 EVFTC Eaton Vance NextShares Trust II Eaton Vance Floating-Rate NextShares Nasdaq
12.01.2017 BUY
BUYN
USCF ETF Trust USCF SummerHaven SHPEI Index Fund
USCF SummerHaven SHPEN Index Fund
NYSE Arca
12.01.2017 JPED J.P. Morgan Exchange-Traded Fund Trust JPMorgan Event Driven ETF NYSE Arca
12.05.2017 IZRL Ark ETF Trust ARK Israel Innovative Technology ETF BATS
12.07.2017 HFGIC Hartford NextShares Trust Hartford Global Impact NextShares Fund Nasdaq
12.07.2017 JPMF J.P. Morgan Exchange-Traded Fund Trust JPMorgan Managed Futures Strategy ETF NYSE Arca
12.12.2017 DJPY
DEUR
DGBP
DCHF
DAUD
UJPY
UEUR
UGBP
UCHF
UAUD
Citigroup ETNs ETNs linked to the VelocityShares Daily 4X Long USD vs. JPY Index
ETNs linked to the VelocityShares Daily 4X Long USD vs. EUR Index
ETNs linked to the VelocityShares Daily 4X Long USD vs. GBP Index
ETNs linked to the VelocityShares Daily 4X Long USD vs. CHF Index
ETNs linked to the VelocityShares Daily 4X Long USD vs. AUD Index
ETNs linked to the VelocityShares Daily 4X Long JPY vs. USD Index
ETNs linked to the VelocityShares Daily 4X Long EUR vs. USD Index
ETNs linked to the VelocityShares Daily 4X Long GBP vs. USD Index
ETNs linked to the VelocityShares Daily 4X Long CHF vs. USD Index
ETNs linked to the VelocityShares Daily 4X Long AUD vs. USD Index
NYSE Arca
12.12.2017 PWS Ark ETF Trust Pacer WealthShield ETF BATS
12.12.2017 ACT AdvisorShares Trust AdvisorShares Vice ETF Nasdaq
12.13.2017 USAI ETF Series Solutions American Energy Independence ETF NYSE Arca
12.13.2017 CLRG IndexIQ ETF Trust IQ Chaikin U.S. Large Cap ETF Nasdaq
12.14.2017 HMOP Hartford Funds Exchange-Traded Trust Hartford Municipal Opportunities ETF NYSE Arca
12.20.2017 JBRI Exchange Listed Funds Trust James Biblically Responsible Investment ETF BATS
12.21.2017 LDRS Innovator ETFs Trust Innovator IBD ETF Leaders ETF NYSE Arca
12.21.2017 WCHN
WBAL
WisdomTree Trust WisdomTree ICBCCS S&P China 500 Fund
WisdomTree Balanced Income Fund
BATS
12.27.2017 XKFS
XKST
XKII
SPDR Series Trust SPDR Kensho Future Security ETF
SPDR Kensho Smart Mobility ETF
SPDR Kensho Intelligent Structures ETF
NYSE Arca
12.29.2017 DWCR Arrow Investments Trust Arrow Reserve Capital Management ETF NASDAQ
12.28.2017 LSST Natixis ETF Trust Loomis Sayles Short Duration Income ETF NYSE Arca
12.29.2017 DTEC ALPS ETF Trust ALPS Disruptive Technologies ETF BATS