| Trade Date | Symbol(s) | Issuer | Exchange Traded Product | Listing Market |
|---|---|---|---|---|
| 01.02.2020 | EJAN IJAN |
Innovator ETFs Trust | Innovator MSCI Emerging Markets Power Buffer ETF - January Innovator MSCI EAFE Power Buffer ETF - January |
NYSE ARCA |
| 01.02.2020 | KJAN NJAN |
Innovator ETFs Trust | Innovator Russell 2000 Power Buffer ETF - January Innovator Nasdaq-100 Power Buffer ETF - January |
BATS |
| 01.06.2020 | LCR | Leuthold Funds, Inc. | Leuthold Core ETF | NYSE ARCA |
| 01.10.2020 | TECB | iShares Trust | iShares U.S. Tech Breakthrough Multisector ETF | NYSE ARCA |
| 01.16.2020 | STLG STLV |
iShares Trust | iShares Factors US Growth Style ETF iShares Factors US Value Style ETF |
BATS |
| 01.17.2020 | SSUS | Strategy Shares | Day Hagan/Ned Davis Research Smart Sector ETF | NYSE ARCA |
| 01.17.2020 | SMDY | Syntax ETF Trust | Syntax Stratified MidCap ETF | NYSE ARCA |
| 01.22.2020 | ABEQ | Unified Series Trust | Absolute Core Strategy ETF | NYSE ARCA |
| 01.22.2020 | HYTR | Northern Lights Fund Trust III | CP High Yield Trend ETF | NYSE ARCA |
| 02.03.2020 | BFEB PFEB UFEB |
Innovator ETFs Trust | Innovator S&P 500 Buffer ETF - February Innovator S&P 500 Power Buffer ETF - February Innovator S&P 500 Ultra Buffer ETF - February |
BATS |
| 02.04.2020 | BTYS | Barclays PLC | iPath Series B US Treasury 10-year Bear ETN | BATS |
| 02.05.2020 | ESNG FLYT QMJ |
Direxion Funds | Direxion MSCI USA ESG - Leaders vs. Laggards ETF Direxion Flight to Safety Strategy ETF Direxion S&P 500 High minus Low Quality ETF |
NYSE ARCA |
| 02.05.2020 | MARB | First Trust Exchange-Traded Fund III | First Trust Merger Arbitrage ETF | NYSE ARCA |
| 02.07.2020 | LDEM | iShares Trust | iShares ESG MSCI EM Leaders ETF | NASDAQ |
| 02.11.2020 | ARMR | Exchange Listed Funds Trust | Armor US Equity Index ETF | NYSE ARCA |
| 02.13.2020 | AWAY | Exchange Listed Funds Trust | ETF Managers Trust | NYSE ARCA |
| 02.20.2020 | HCRB | Hartford Funds Exchange-Traded Trust | Hartford Core Bond ETF | BATS |
| 02.24.2020 | DFEB FFEB |
First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Deep Buffer ETF - February FT Cboe Vest U.S. Equity Buffer ETF - February |
BATS |
| 02.25.2020 | SNUG | Alpha Architect ETF Trust | Merlyn.AI Tactical Growth & Income ETF | NASDAQ |
| 02.27.2020 | IBTA IBTB IBTD IBTE IBTF IBTG IBTH IBTI IBTJ |
iShares Trust | iShares iBonds Dec 2021 Term Treasury ETF iShares iBonds Dec 2022 Term Treasury ETF iShares iBonds Dec 2023 Term Treasury ETF iShares iBonds Dec 2024 Term Treasury ETF iShares iBonds Dec 2025 Term Treasury ETF iShares iBonds Dec 2026 Term Treasury ETF iShares iBonds Dec 2027 Term Treasury ETF iShares iBonds Dec 2028 Term Treasury ETF iShares iBonds Dec 2029 Term Treasury ETF |
NASDAQ |
| 02.27.2020 | HDIV | Exchange Listed Funds Trust | QRAFT AI-Enhanced U.S. High Dividend ETF | NYSE ARCA |
| 02.27.2020 | BUYZ HELX IQM |
Franklin Templeton ETF Trust | Franklin Disruptive Commerce ETF Franklin Genomic Advancements ETF Franklin Intelligent Machines ETF |
BATS |
| 03.02.2020 | BMAR PMAR UMAR |
Innovator ETFs Trust | Innovator S&P 500 Buffer ETF - Marchy Innovator S&P 500 Power Buffer ETF - March Innovator S&P 500 Ultra Buffer ETF - March |
BATS |
| 03.02.2020 | ECOZ LRNZ |
Listed Funds Trust | TrueMark ESG Active Opportunities ETF TrueMark Technology, AI & Deep Learning ETF |
NYSE ARCA |
| 03.10.2020 | MRSK THY |
Northern Lights Fund Trust | AGILITY SHARES MANAGED RISK ETF AGILITY SHARES MANAGED RISK ETF |
BATS |
| 03.13.2020 | DLBS | Barclays PLC | iPath US Treasury Long Bond Bear ETN | BATS |
| 03.31.2020 | WUGI | Esoterica Thematic Trust | Esoterica NextG Economy ETF | BATS |
| 04.01.2020 | KAPR NAPR |
Innovator ETFs Trust | Innovator Russell 2000 Power Buffer ETF - April Innovator Nasdaq-100 Power Buffer ETF - April |
BATS |
| 04.02.2020 | FDG FLV |
American Century ETF | American Century Focused Dynamic Growth ETF American Century Focused Large Cap Value ETF |
BATS |
| 04.07.2020 | HSMV | First Trust Exchange-Traded Fund III | First Trust Horizon Managed Volatility Small/Mid ETF | NYSE ARCA |
| 04.08.2020 | KOKU | DBX ETF Trust | Xtrackers MSCI Kokusai Equity ETF | NYSE ARCA |
| 04.09.2020 | BKLC BKMC BKSE |
BNY Mellon ETF Trust | BNY Mellon US Large Cap Core Equity ETF BNY Mellon US Mid Cap Core Equity ETF BNY Mellon US Small Cap Core Equity ETF |
NYSE ARCA |
| 04.15.2020 | BBMC | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan BetaBuilders U.S. Mid Cap Equity ETF | NYSE ARCA |
| 04.16.2020 | STLC STMB STSB |
iShares Trust | iShares Factors US Blend Style ETF iShares Factors US Mid Blend Style ETF iShares Factors US Small Blend Style ETF |
BATS |
| 04.24.2020 | BKAG BKEM BKHY BKIE BKSB |
BNY Mellon ETF Trust | BNY Mellon Core Bond ETF BNY Mellon Emerging Markets Equity ETF BNY Mellon High Yield Beta ETF BNY Mellon International Equity ETF BNY Mellon Short Duration Corporate Bond ETF |
NYSE ARCA |
| 04.30.2020 | DEED | First Trust Exchange-Traded Fund VIII | First Trust Exchange-Traded Fund VIII ETF | NYSE ARCA |
| 05.07.2020 | ARB | AltShares Trust | AltShares Merger Arbitrage ETF | NYSE ARCA |
| 05.08.2020 | TAAG TADS TAEQ TEGS |
Collaborative Investment Series Trust | Trend Aggregation Aggressive Growth ETF Trend Aggregation Dividend Stock ETF Trend Aggregation U.S. ETF Trend Aggregation ESG ETF |
NYSE ARCA |
| 05.11.2020 | THNQ | Exchange Traded Concepts Trust | ROBO Global Artificial Intelligence ETF | NYSE ARCA |
| 05.11.2020 | SIXA SIXH SIXL SIXS |
Collaborative Investment Series Trust | 6 Meridian Mega Cap Equity ETF 6 Meridian Hedged Equity-Index Option Strategy ETF 6 Meridian Low Beta Equity Strategy ETF 6 Meridian Small Cap Equity ETF |
NYSE ARCA |
| 05.12.2020 | SQEW | ETwo Roads Shared Trust | LeaderShares Equity Skew ETF | NYSE ARCA |
| 05.14.2020 | MSVX | ETF Series Solutions | LHA Market State Alpha Seeker ETF | NYSE ARCA |
| 05.14.2020 | GSEE GSID GSUS |
Goldman Sachs ETF Trust | Goldman Sachs MarketBeta Emerging Markets Equity ETF Goldman Sachs MarketBeta International Equity ETF Goldman Sachs MarketBeta U.S. Equity ETF |
BATS |
| 05.18.2020 | DMAY FMAY |
First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Deep Buffer ETF - May FT Cboe Vest U.S. Equity Buffer ETF - May |
BATS |
| 05.21.2020 | JEPI JIG |
J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Equity Premium Income ETF JPMorgan International Growth ETF |
NYSE ARCA |
| 05.28.2020 | CFCV | ActiveShares ETF Trust | ClearBridge Focus Value ETF | BATS |
| 05.28.2020 | SGOV | iShares Trust | iShares 0-3 Month Treasury Bond ETF | NYSE ARCA |
| 05.29.2020 | SSLY | Syntax ETF Trust | Syntax Stratified SmallCap ETF | NYSE ARCA |
| 06.01.2020 | AZAA AZBA |
AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer10 Apr ETF AllianzIM U.S. Large Cap Buffer20 Apr ETF |
NYSE ARCA |
| 06.03.2020 | EMBD | Global X Funds | Global X Emerging Markets Bond ETF | NYSE ARCA |
| 06.03.2020 | BDCX CEFD MLPR MVRL |
UBS AG | FiETRACS Quarterly Pay 1.5X Leveraged Wells Fargo BDC Index ETN ETRACS Monthly Pay 1.5X Leveraged Closed-End Fund Index ETN ETRACS Quarterly Pay 1.5X Leveraged Alerian MLP Index ETN ETRACS Monthly Pay 1.5X Leveraged Mortgage REIT ETN |
NYSE ARCA |
| 06.04.2020 | FBCG FBCV FMIL |
Fidelity Covington Trust | Fidelity Blue Chip Growth ETF Fidelity Blue Chip Value ETF Fidelity New Millennium ETF |
BATS |
| 06.04.2020 | BETZ | Listed Funds Trust | Roundhill Sports Betting & iGaming ETF | NYSE ARCA |
| 06.11.2020 | FLGV | Franklin Templeton ETF Trust | Franklin Liberty U.S. Treasury Bond ETF | NYSE ARCA |
| 06.10.2020 | DYHG HIPR NIFE |
Direxion Shares ETF Trust | Direxion Dynamic Hedge ETF Direxion High Growth ETF Direxion Fallen Knives ETF |
NYSE ARCA |
| 06.15.2020 | PQDI | Principal Exchange-Traded Funds | Principal Spectrum Tax-Advantaged Dividend Active ETF | NYSE Arca |
| 06.16.2020 | GERM | ETF Managers Trust | ETFMG Treatments, Testing and Advancements ETF | NYSE Arca |
| 06.18.2020 | DMXF USXF |
iShares Trust | iShares ESG Advanced MSCI EAFE ETF iShares ESG Advanced MSCI USA ETF |
NASDAQ |
| 06.18.2020 | EAOA EAOK EAOM EAOR |
iShares Trust | iShares ESG Aware Aggressive Allocation ETF iShares ESG Aware Conservative Allocation ETF iShares ESG Aware Moderate Allocation ETF iShares ESG Aware Growth Allocation ETF |
BATS |
| 06.22.2020 | DJUN FJUN |
First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Deep Buffer ETF - June FT Cboe Vest U.S. Equity Buffer ETF - June |
BATS |
| 06.22.2020 | AMNA | UBS AG | ETRACS Alerian Midstream Energy Index ETN | NYSE Arca |
| 06.24.2020 | PFFV | Global X Funds | Global X Variable Rate Preferred ETF | NYSE Arca |
| 06.24.2020 | CEFA | Global X Funds | Global X S&P Catholic Values Developed ex-U.S. ETF | NASDAQ |
| 06.25.2020 | WFH | Direxion Funds | Direxion Work From Home ETF | NYSE Arca |
| 06.25.2020 | VIRS | Pacer Funds | Pacer BioThreat Strategy ETF | BATS |
| 06.25.2020 | ALTL PALC PAMC |
Pacer Funds | Pacer Lunt Large Cap Alternator ETF Pacer Lunt Large Cap Multi-Factor Alternator ETF Pacer Lunt MidCap Multi-Factor Alternator ETF |
NYSE Arca |
| 06.25.2020 | EUSB IBDV |
Pacer Funds | iShares ESG Advanced Total USD Bond Market ETF iShares iBonds Dec 2030 Term Corporate ETF |
NYSE Arca |
| 07.01.2020 | KJUL NJUL |
Innovator ETFs Trust | Innovator Russell 2000 Power Buffer ETF - July Innovator Nasdaq-100 Power Buffer ETF - July |
BATS |
| 06.30.2020 | JULZ | Listed Funds Trust | TrueShares Structured Outcome (July) ETF | BATS |
| 07.01.2020 | AZAL AZBL |
AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer10 Jul ETF AllianzIM U.S. Large Cap Buffer20 Jul ETF |
NYSE ARCA |
| 07.01.2020 | SPQQ | Siren ETF Trust | Siren Large Cap Blend Index ETF | NASDAQ |
| 07.09.2020 | GSIG | Golden Sachs ETF Trust | Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF | NYSE ARCA |
| 07.14.2020 | EDUT | Global X Funds | Global X Education ETF | NASDAQ | 07.15.2020 | ESGA MID |
American Century ETF | American Century Sustainable Equity ETF American Century Mid Cap Growth Impact ETF |
NYSE ARCA |
| 07.16.2020 | IBTK | iShares Trust | iShares iBonds Dec 2030 Term Treasury ETF | NASDAQ |
| 07.16.2020 | RISN | Northern Lights Fund Trust IV | Inspire Tactical Balanced ESG ETF | NYSE ARCA |
| 07.16.2020 | FLUD | Franklin Templeton ETF Trust | Franklin Liberty Ultra Short Bond ETF | NYSE ARCA |
| 07.20.2020 | DJUL FJUL |
First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Deep Buffer ETF – July FT Cboe Vest U.S. Equity Buffer ETF – July |
BATS |
| 07.22.2020 | MMLG | First Trust Exchange-Traded Fund VIII | First Trust Multi-Manager Large Growth ETF | NYSE ARCA |
| 07.24.2020 | GBGR GBLO |
Global Beta ETF Trust | Global Beta Momentum-Growth ETF Global Beta Low Beta ETF |
NYSE ARCA |
| 07.29.2020 | KESG | KraneShares Trust | KraneShares MSCI China ESG Leaders Index ETF | NYSE ARCA |
| 07.30.2020 | EDOC | Global X Funds | Global X Telemedicine & Digital Health ETF | NASDAQ |
| 07.30.2020 | KRBN | KraneShares Trust | KFA Global Carbon ETF | NYSE ARCA |
| 08.03.2020 | AUGZ | Listed Funds Trust | TrueShares Structured Outcome (August) ETF | BATS |
| 08.04.2020 | IBBJ | ETF Series Solutions | Defiance Nasdaq Junior Biotechnology ETF | NASDAQ |
| 08.05.2020 | TCHP TDVG TEQI TGRW |
T. Rowe Price Exchange-Traded Funds, Inc. | T. Rowe Price Blue Chip Growth ETF T. Rowe Price Dividend Growth ETF T. Rowe Price Equity Income ETF T. Rowe Price Growth Stock ETF |
NYSE ARCA |
| 08.11.2020 | BUFR | First Trust Exchange-Traded Fund VIII | FT Cboe Vest Fund of Buffer ETFs | BATS |
| 08.12.2020 | DUAL | Exchange Traded Concepts Trust | North Shore Dual Share Class ETF | NYSE ARCA |
| 09.18.2020 | TBJL TFJL |
Innovator ETFs Trust | Innovator 20+ Year Treasury Bond 9 Buffer ETF - July Innovator 20+ Year Treasury Bond 5 Floor ETF - July |
BATS |
| 08.18.2020 | ADFI | Two Roads Shared Trust | Anfield Dynamic Fixed Income ETF | BATS |
| 08.20.2020 | FUNL | Trust for Advised Portfolios | CornerCap Fundametrics Large-Cap ETF | BATS |
| 08.25.2020 | CCON | Direxion Shares ETF Trust | Direxion Connected Consumer ETF | NYSE ARCA |
| 08.27.2020 | LCG | Northern Lights Fund Trust IV | Sterling Capital Focus Equity ETF | NYSE ARCA |
| 09.01.2020 | SEPZ | Listed Funds Trust | TrueShares Structured Outcome (September) ETF | BATS |
| 09.02.2020 | MSOS | AdvisorShares Trust | AdvisorShares Pure US Cannabis ETF | NYSE ARCA |
| 09.03.2020 | KWT | iShares Trust | iShares MSCI Kuwait ETF | BATS |
| 09.03.2020 | CCRV | iShares U.S. ETF Trust | iShares Commodity Curve Carry Strategy ETF | NYSE ARCA |
| 09.04.2020 | SPD SPUC SPYC |
Simplify Exchange Traded Funds | Simplify US Equity PLUS Downside Convexity ETF Simplify US Equity PLUS Upside Convexity ETF Simplify US Equity PLUS Convexity ETF |
NYSE ARCA |
| 09.10.2020 | QQQN | Victory Portfolios II | VictoryShares Nasdaq Next 50 ETF | NASDAQ |
| 09.09.2020 | AAA | Listed Funds Trust | AAF First Priority CLO Bond ETF | NYSE ARCA |
| 09.10.2020 | GCOR | Goldman Sachs ETF Trust | Goldman Sachs Access U.S. Aggregate Bond ETF | NYSE ARCA |
| 09.16.2020 | BSCU BSJS BSMU |
Invesco Exchange-Traded Self-Indexed Fund Trust | Invesco BulletShares 2030 Corporate Bond ETF Invesco BulletShares 2028 High Yield Corporate Bond ETF Invesco BulletShares 2030 Municipal Bond ETF |
NASDAQ |
| 09.17.2020 | TDSA TDSB TDSC TDSD TDSE |
Exchange Listed Funds Trust | Cabana Target Drawdown 5 ETF Cabana Target Drawdown 7 ETF Cabana Target Drawdown 10 ETF Cabana Target Drawdown 13 ETF Cabana Target Drawdown 16 ETF |
NYSE ARCA |
| 09.17.2020 | FLRG | Fidelity Covington Trust | Fidelity U.S. Multifactor ETF | NYSE ARCA |
| 09.17.2020 | EQOP VNMC VNSE |
Natixis ETF Trust II | Natixis U.S. Equity Opportunities ETF Natixis Vaughan Nelson Mid Cap ETF Natixis Vaughan Nelson Select ETF |
NYSE ARCA |
| 09.21.2020 | XYLG | Global X Funds | Global X S&P 500 Covered Call & Growth ETF | NYSE ARCA |
| 09.21.2020 | DSEP FSEP |
First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Deep Buffer ETF - September FT Cboe Vest U.S. Equity Buffer ETF - September |
BATS |
| 09.21.2020 | QYLG | Global X Funds | Global X Nasdaq 100 Covered Call & Growth ETF | NASDAQ |
| 09.24.2020 | CHB | Global X Funds | Global X China Biotech Innovation ETF | NASDAQ |
| 09.24.2020 | GOVZ XJH XJR XVV |
iShares Trust | iShares 25+ Year Treasury STRIPS Bond ETF iShares ESG Screened S&P Mid-Cap ETF iShares ESG Screened S&P Small-Cap ETF iShares ESG Screened S&P 500 ETF |
BATS |
| 09.24.2020 | BLDG | Cambria ETF Trust | Cambria Global Real Estate ETF | BATS |
| 09.24.2020 | BILS | SPDR Series Trust | SPDR Bloomberg Barclays 3-12 Month T-Bill ETF | NYSE ARCA |
| 09.24.2020 | VCEB | Vanguard World Funds | Vanguard ESG U.S. Corporate Bond ETF | BATS |
| 09.30.2020 | MSTB | ETF Series Solutions | LHA Market State Tactical Beta ETF | BATS |
| 10.01.2020 | OCTZ | Listed Funds Trust | TrueShares Structured Outcome (October) ETF | BATS |
| 10.01.2020 | DBOC DSOC TSOC |
Innovator ETFs Trust | Innovator Double Stacker 9 Buffer ETF - October Innovator Double Stacker ETF - October Innovator Triple Stacker ETF - October |
BATS |
| 10.01.2020 | AZAO AZBO |
Innovator ETFs Trust | AllianzIM U.S. Large Cap Buffer10 Oct ETF AllianzIM U.S. Large Cap Buffer20 Oct ETF |
NYSE ARCA |
| 10.01.2020 | SPAK | ETF Series Solutions | defiance Next Gen SPAC Derived ETF | NYSE ARCA |
| 10.01.2020 | IWFH | iShares Trust | iShares Virtual Work and Life Multisector ETF | NYSE ARCA |
| 10.01.2020 | BFTR BMED BTEK |
BlackRock ETF Trust | BlackRock Future Innovators ETF BlackRock Future Health ETF BlackRock Future Tech ETF |
NYSE ARCA |
| 10.02.2020 | TGIF | Tidal ETF Trust | SoFi Weekly Income ETF | NYSE ARCA |
| 10.02.2020 | PIFI | ETF Series Solutions | ClearShares Piton Intermediate Fixed income ETF | NYSE ARCA |
| 10.08.2020 | HYBB | iShares Trust | iShares BB Rated Corporate Bond ETF | NYSE ARCA |
| 10.08.2020 | EMXF | iShares Trust | iShares ESG Advanced MSCI EM ETF | NASDAQ |
| 10.13.2020 | QQQJ QQQM |
Invesco Exchange-Traded Fund Trust II | Invesco NASDAQ Next Gen 100 ETF Invesco NASDAQ 100 ETF |
NASDAQ |
| 10.15.2020 | AMER FEDX LIV REC |
Emles Trust | Emles Made in America ETF Emles Federal Contractors ETF Emles @Home ETF Emles Real Estate Credit ETF |
BATS |
| 10.15.2020 | AVIG AVSF |
American Century ETF | Avantis Core Fixed Income ETF Avantis Short-Term Fixed Income ETF |
NYSE ARCA |
| 10.16.2020 | ANEW | ProShares Trust | ProShares MSCI Transformational Changes ETF | NYSE ARCA |
| 10.19.2020 | DOCT FOCT |
First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Deep Buffer ETF - October FT Cboe Vest U.S. Equity Buffer ETF - October |
BATS |
| 10.19.2020 | JAAA | Janus Detroit Street Trust | Janus Henderson AAA CLO ETF | NYSE ARCA |
| 10.20.2020 | INDF | Exchange Traded Concepts Trust | Nifty India Financials ETF | NYSE ARCA |
| 10.21.2020 | RFDI RTAI |
Collaborative Investment Series Trust | Rareview Dynamic Fixed Income ETF Rareview Tax Advantaged Income ETF |
BATS |
| 10.21.2020 | AMTR | UBS AG | ETRACS Alerian Midstream Energy Total Return Index ETN | NYSE ARCA |
| 10.21.2020 | TACE | Collaborative Investment Series Trust | Trend Aggregation Conservative ETF | NYSE ARCA |
| 10.27.2020 | ACTV LSAT |
Two Roads Shared Trust | LeaderShares Activist Leaders ETF LeaderShares AlphaFactor Tactical Focused ETF |
NYSE ARCA |
| 10.29.2020 | SVAL | iShares Trust | iShares US Small Cap Value Factor ETF | BATS |
| 10.29.2020 | CTEC VPN |
TGlobal X Funds | Global X CleanTech ETF Global X Data Center REITs & Digital Infrastructure ETF |
NASDAQ |
| 10.29.2020 | ACVF | ETF Opportunities Trust | American Conservative Values ETF | NYSE ARCA |
| 11.02.2020 | NVMZ | Listed Funds Trust | TrueShares Structured Outcome (November) ETF | BATS |
| 11.03.2020 | DEMZ | Advisors Inner Circle Fund III | DEMZ Political Contributions ETF | NASDAQ |
| 11.04.2020 | VTRN | Victory Portfolios II | VictoryShares Top Veteran Employers ETF | NASDAQ |
| 11.05.2020 | SHLD | Victory Portfolios II | VictoryShares Protect America ETF | NASDAQ |
| 11.09.2020 | GINN | Goldman Sachs ETF Trust | Goldman Sachs Innovate Equity ETF | NYSE ARCA |
| 11.11.2020 | EWEB | Global X Funds | Global X Emerging Markets Internet & E-commerce ETF | NASDAQ |
| 11.10.2020 | RBND | SPDR Series Trust | SPDR Bloomberg SASB Corporate Bond ESG Select ETF | NYSE ARCA |
| 11.12.2020 | SULR | Guinness Atkinson Funds | SmartETFs Sustainable Energy II ETF | BATS |
| 11.12.2020 | IBHF | iShares Trust | iShares iBonds 2026 Term High Yield and Income ETF | BATS |
| 11.12.2020 | MOON | Direxion Funds | Direxion Moonshot Innovators ETF | NYSE ARCA |
| 11.13.2020 | CBLS CBSE |
Listed Funds Trust | Changebridge Capital Long/Short Equity ETF Changebridge Capital Sustainable Equity ETF |
NYSE ARCA |
| 11.17.2020 | BBSC | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan BetaBuilders U.S. Small Cap Equity ETF | NYSE ARCA |
| 11.17.2020 | LBAY | Tidal ETF Trust | Leatherback Long/Short Alternative Yield ETF | NYSE ARCA |
| 11.18.2020 | JOET | Virtus ETF Trust II | Virtus Terranova U.S. Quality Momentum ETF | NASDAQ |
| 11.18.2020 | EGIS LYFE |
2nd Vote Funds | 2ndVote Society Defended ETF 2ndVote Life Neutral Plus ETF |
BATS |
| 11.18.2020 | RORO | Tidal ETF Trust | ATAC US Rotation ETF | NYSE ARCA |
| 11.18.2020 | DFAI DFAU |
Dimensional ETF Trust | Dimensional International Core Equity Market ETF Dimensional US Core Equity Market ETF |
NYSE ARCA |
| 11.23.2020 | KFVG KVLE |
KraneShares Trust | KraneShares CICC China 5G and Semiconductor Index ETF KFA Value Line Dynamic Core Equity Index ETF |
NYSE ARCA |
| 11.25.2020 | DEFN LUXE |
Emles Trust | Emles Protective Allocation ETF Emles Luxury Goods ETF |
BATS |
| 12.02.2020 | IHYF | Invesco Actively Managed Exchange-Traded Fund Trust | Invesco High Yield Bond Factor ETF | NASDAQ |
| 12.01.2020 | DECZ | Listed Funds Trust | TrueShares Structured Outcome (December) ETF | BATS |
| 12.01.2020 | MGMT | Unified Series Trust | Ballast Small/Mid Cap ETF | NYSE ARCA |
| 12.01.2020 | JGLD | Amplify ETF Trust | Amplify Pure Junior Gold Miners ETF | NYSE ARCA |
| 12.02.2020 | KMLM | KraneShares Trust | KFA Mount Lucas Index Strategy ETF | NYSE ARCA |
| 12.02.2020 | DFAE | Dimensional ETF Trust | Dimensional Emerging Core Equity Market ETF | NYSE ARCA |
| 12.02.2020 | MBBB MIG |
VanEck Vectors ETF Trust | VanEck Vectors Moody's Analytics BBB Corporate Bond ETF VanEck Vectors Moody's Analytics IG Corporate Bond ETF |
BATS |
| 12.03.2020 | NVQ | Exchange Listed Funds Trust | QRAFT AI-Enhanced U.S. Next Value ETF | NYSE ARCA |
| 12.08.2020 | BNE | ETF Series Solutions | Blue Horizon BNE ETF | NYSE ARCA |
| 12.08.2020 | FEVR GLRY |
Northern Lights Fund Trust IV | Inspire Faithward Large Cap Momentum ESG ETF Inspire Faithward Mid Cap Momentum ESG ETF |
NYSE ARCA |
| 12.09.2020 | KBUY | KraneShares Trust | KraneShares CICC China Consumer Leaders Index ETF | NYSE ARCA |
| 12.08.2020 | DFHY DFNV |
TrimTabs ETF Trust | TrimTabs Donoghue Forlines Tactical High Yield ETF TrimTabs Donoghue Forlines Risk Managed Innovation ETF |
BATS |
| 12.10.2020 | AVMU | American Century ETF | Avantis Core Municipal Fixed Income ETF | NYSE ARCA |
| 12.10.2020 | JCTR | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Carbon Transition U.S. Equity ETF | NYSE ARCA |
| 12.10.2020 | JSTC | Tidal ETF Trust | Adasina Social Justice All Cap Global ETF | NYSE ARCA |
| 12.11.2020 | QQC QQD |
Amplify ETF Trust | Simplify Growth Equity Plus Convexity ETF Simplify Growth Equity Plus Downside Convexity ETF |
NASDAQ |
| 12.16.2020 | FICS | First Trust Exchange-Traded Fund VI | First Trust International Developed Capital Strength ETF | NASDAQ |
| 12.14.2020 | DSTX | ETF Series Solutions | Distillate International Fundamental Stability & Value ETF | NYSE ARCA |
| 12.16.2020 | SPCX | Collaborative Investment Series Trust | The SPAC and New Issue ETF | NYSE ARCA |
| 12.17.2020 | WOWW | Direxion Funds | Direxion World Without Waste ETF | NYSE ARCA |
| 12.21.2020 | DDEC FDEC QDEC YDEC |
First Trust Exchange-Traded Fund VIII | FT Cboe Vest U.S. Equity Deep Buffer ETF - December FT Cboe Vest U.S. Equity Buffer ETF - December FT Cboe Vest Growth-100 Buffer ETF - December FT Cboe Vest International Equity Buffer ETF - December |
BATS |
| 12.22.2020 | IVDG IVLC IVRA IVSG |
Invesco Actively Managed Exchange-Traded Fund Trust | Invesco Focused Discovery Growth ETF Invesco US Large Cap Core ESG ETF Invesco Real Assets ESG ETF Invesco Select Growth ETF |
BATS |
| 12.23.2020 | HEGD | Listed Funds Trust | Swan Hedged Equity US Large Cap ETF | BATS |
| 12.23.2020 | PSCX PSFD PSMD |
Pacer Funds Trust | Pacer Swan SOS Conservative (December) ETF Pacer Swan SOS Flex (December) ETF Pacer Swan SOS Moderate (December) ETF |
BATS |
| 12.29.2020 | GSPY | Tidal ETF Trust | Gotham Enhanced 500 ETF | NYSE ARCA |
| 12.29.2020 | VCAR VCLO VFIN VPOP |
Simplify Exchange Traded Funds | Simplify Volt RoboCar Disruption and Tech ETF Simplify Volt Cloud and Cybersecurity Disruption ETF Simplify Volt Fintech Disruption ETF Simplify Volt Pop Culture Disruption ETF |
NYSE ARCA |
| 12.29.2020 | QPT QPX |
AdvisorShares Trust | AdvisorShares Q Portfolio Blended Allocation ETF AdvisorShares Q Dynamic Growth ETF |
NYSE ARCA |
| 12.30.2020 | PSFF | Pacer Funds | Pacer Swan SOS Fund of Funds ETF | BATS |
| 12.30.2020 | SPRE | Tidal ETF Trust | SP Funds S&P Global REIT Sharia ETF | NYSE ARCA |
| 12.30.2020 | DUDE KNGS |
Alpha Architect ETF Trust | Merlyn.AI SectorSurfer Momentum ETF UPHOLDINGS Compound Kings ETF |
BATS |
| 12.30.2020 | AVDG AVDR |
New Age Alpha Trust | AVDR US LargeCap ESG ETF AVDR US LargeCap Leading ETF |
BATS |
| 12.30.2020 | CBTG | Listed Funds Trust | Cabot Growth ETF | BATS |
| 12.31.2020 | MRAD | Guinness Atkinson Funds | SmartETFs Advertising & Marketing Technology ETF | NYSE ARCA |
| 12.31.2020 | RAYC | The Advisors' Inner Circle Fund III | Rayliant Quantamental China Equity ETF | NYSE ARCA |
| 12.31.2020 | SDEF SDEI |
Tidal ETF Trust | Sound Enhanced Fixed Income ETF Sound Equity Income ETF |
NYSE ARCA |
| 01.04.2021 | JANZ | Listed Funds Trust | TrueShares Structured Outcome (January) ETF | BATS |
| 01.04.2021 | DBJA DSJA TSJA |
Innovator ETFs Trust | TrueShares Structured Outcome (January) ETF Innovator Double Stacker ETF - January Innovator Triple Stacker ETF - January |
BATS |
| 01.04.2021 | AZAJ AZBJ |
AIM ETF Products Trust | AllianzIM U.S. Large Cap Buffer10 Jan ETF AllianzIM U.S. Large Cap Buffer20 Jan ETF |
NYSE ARCA |
| 01.05.2021 | EUCG | Tidal ETF Trust | Euclid Capital Growth ETF | BATS |