Nasdaq BX Regulatory Circulars

Circular Date	Structured Product	Symbol(s)

50/150 Nikkei 225 Index
01.15.09	50/150 Nikkei 225 Index Notes, due October 7, 2009	NKW

Circular Date	Structured Product	Symbol(s)
AB Svensk Exportkredit
03.05.09	AB Svensk Exportkredit Accelerated Return Bear Market Notes Linked to the S&P 500 Index	ABY
03.05.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index	AQD
02.04.09	AB Svensk Exportkredit Capped Leveraged Index Return Notes Linked to the S&P 500 Index	SBK
02.04.09	AB Svensk Exportkredit Accelerated Return Bear Market Notes Linked to the S&P Retail Select Industry Index	SBG
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index	SZI
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 100 Index	ODY
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index	AXF
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the Technology Select Sector Index	IWK
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index	SAD
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P MidCap 400 Index	MHG
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the Dow Jones Industrial Average	DVK
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the Russell 1000 Growth Index	RDF
01.15.09	AB Svensk Exportkredit Accelerated Return Bear Market Notes Linked to the S&P 500 Index	BJV
01.15.09	AB Svensk Exportkredit ELEMENTS Linked to the MLCX Grains Index - Total Return	GRU
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the MSCI Emerging Markets Index	MIS
01.15.09	AB Svensk Exportkredit Accelerated Return Bear Market Notes Linked to the Consumer Discretionary Select Sector Index	CBJ
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the Nikkei 225 Index	NEH
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the Russell 2000 Index	REU
01.15.09	AB Svensk Exportkredit ELEMENTS Linked to the Rogers International Commodity Index – Total Return AB Svensk Exportkredit ELEMENTS Linked to the Rogers International Commodity Index – Agriculture Total Return AB Svensk Exportkredit ELEMENTS Linked to the Rogers International Commodity Index – Energy Total Return AB Svensk Exportkredit ELEMENTS Linked to the Rogers International Commodity Index – Metals Total Return	RJI RJA RJN RJZ
01.15.09	AB Svensk Exportkredit ELEMENTS Linked to the SPECTRUM Large Cap U.S. Sector Momentum Index	EEH
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the Russell 2000 Index	SGH
01.15.09	AB Svensk Exportkredit Stock Market Upturn Notes Linked to the S&P 500 Index	SMM
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P MidCap 400 Index	SZM
01.15.09	AB Svensk Exportkredit Capped Leveraged Index Return Notes Linked to the S&P BRIC 40 Index	BTG
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the MSCI EAFE Index	EFD
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the Russell 2000 Index	RCW
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the Dow Jones EURO STOXX 50 Index	EOA
01.15.09	AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index	SQT
01.15.09	AB Svensk Exportkredit Capped Leveraged Index Return Notes Linked to the S&P 500 Index	SCB

Circular Date	Structured Product	Symbol(s)
AdvisorShares Trust
09.03.09	AdvisorShares Dent Tactical ETF	DENT

Circular Date	Structured Product	Symbol(s)
ALPS ETF Trust
10.27.09	ALPS Thomson Reuters/Jefferies CRB Global Agriculture Equity Index Fund	CRBA
10.27.09	ALPS Thomson Reuters/Jefferies CRB Global Industrial Metals Equity Index Fund	CRBI
09.21.09	Thomson Reuters/Jefferies CRB Global Commodity Equity Index Fund	CRBQ
08.06.09	Swedish Export Credit Corporation Accelerated Return Notes Linked to the S&P 500 Index	SGN
07.07.09	ALPS Equal Sector Weight ETF	EQL
07.02.09	Swedish Export Credit Corporation Accelerated Return Notes Linked to the S&P 500 Index	SAJ
01.15.09	Cohen & Steers Global Realty Majors ETF	GRI

Circular Date	Structured Product	Symbol(s)
American International Group, Inc.
01.15.09	American International Group, Inc. Nikkei 225 Index Market Index Target-Term Securities	NOW

Circular Date	Structured Product	Symbol(s)
Ameristock Exchange-Traded Funds
01.15.09	Ameristock/Ryan 1 Year Treasury ETF Ameristock/Ryan 2 Year Treasury ETF Ameristock/Ryan 5 Year Treasury ETF Ameristock/Ryan 10 Year Treasury ETF Ameristock/Ryan 20 Year Treasury ETF	GKA GKB GKC GKD GKE

Circular Date	Structured Product	Symbol(s)
Bank of America
12.30.09	Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SJV
12.30.09	Bank of America Corporation Market-Linked Step Up Notes Linked to the S&P 500 Index	MMY
12.07.09	Bank of America Market-Linked Step Up Notes Linked to the S&P 500 Index	BSQ
12.07.09	Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SFH
12.07.09	Bank of America Market-Linked Step Up Notes Linked to the S&P 500 Index	MZW
12.01.09	Bank of America Market Index Target-Term Securities Linked to the Dow Jones Industrial Average	MMF
11.04.09	Bank of America Corporation Step Up Notes Linked to the Russell 2000 Index	RIH
11.04.09	Bank of America Corporation Step Up Notes Linked to the S&P 500 Index	SKN
10.06.09	Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index	MLA
10.02.09	Bank of America Corporation Index Linked Notes	SKL
09.03.09	Bank of America Corporation Accelerated Return Notes Linked to the S&P 500 Index	SPC
08.06.09	Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SPO
08.06.09	Bank of America Leveraged Index Return Notes Linked to the S&P 500 Index	SBA
08.06.09	Bank of America Leveraged Index Return Notes Linked to the S&P 500 Index	SBA
07.31.09	Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index	MKF
07.02.09	Bank of America Leveraged Index Return Notes Linked to the S&P 500 Index	SVW
06.05.09	Bank of America Leveraged Index Return Notes Linked to the S&P 500 Index	SZE
06.05.09	Bank of America Corporation Accelerated Return Notes Linked to the S&P 500 Index	SMC
06.05.09	Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SJP
06.05.09	Bank of America Strategic Accelerated Redemption Securities Linked to the iShares FTSE/Xinhua 25 Index	SYP
05.29.09	Bank of America Market Index Target-Term Securities Linked to the Dow Jones Industrial Average	MBL
04.30.09	Bank of America Strategic Accelerated Redemption Securities Linked to the SPDR Gold Trust	GBN
04.24.09	Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index	MPE
04.01.09	Bank of America Bear Market Strategic Accelerated Redemption Securities Linked to the iShares Dow Jones U.S. Real Estate Index Fund	SHK
03.27.09	Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index	SCT
03.05.09	Bank of America Bear Market Strategic Accelerated Redemption Securities Linked to the S&P Small Cap Regional Banks Index	SDE
03.05.09	Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SHR
03.05.09	Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index	CFU
02.27.09	Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index	MGJ
02.05.09	Bank of America Corporation Accelerated Return Notes Linked to the S&P 500 Index	SJD
02.05.09	Bank of America Corporation Bear Market Strategic Accelerated Redemption Securities Linked to the iShares Dow Jones U.S. Real Estate Index Fund	DMH
02.05.09	Bank of America Corporation Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SKC
02.05.09	Bank of America Corporation Accelerated Return Notes Linked to the S&P 500 Index	SJD

Circular Date	Structured Product	Symbol(s)
Barclays Bank PLC
11.18.09	Barclays Long B Leveraged S&P 500 Total Return ETN Barclays Long C Leveraged S&P 500 Total Return ETN Barclays Short B Leveraged S&P 500 Total Return ETN Barclays Short C Leveraged S&P 500 Total Return ETN Barclays Short D Leveraged S&P 500 Total Return ETN	BXUB BXUC BXDB BXDC BXDD
01.30.09	iPath S&P 500 VIX Short-Term Futures ETN iPath S&P 500 VIX Mid-Term Futures ETN	VXX VXZ
01.15.09	iPath EUR/USD Exchange Rate ETN iPath GBP/USD Exchange Rate ETN iPath JPY/USD Exchange Rate ETN	ERO GBB JYN
01.15.09	iPath Dow Jones-AIG Agriculture Total Return Sub-Index ETN iPath Dow Jones-AIG Copper Total Return Sub-Index ETN iPath Dow Jones-AIG Energy Total Return Sub-Index ETN iPath Dow Jones-AIG Grains Total Return Sub-Index ETN iPath Dow Jones-AIG Livestock Total Return Sub-Index ETN iPath Dow Jones-AIG Natural Gas Total Return Sub-Index ETN iPath Dow Jones-AIG Nickel Total Return Sub-Index ETN iPath Dow Jones-AIG Industrial Metals Total Return Sub-Index ETN	JJA JJC JJE JJG COW GAZ JJN JJM
01.15.09	Barclays GEMS Asia 8 Exchange-Traded Notes Due April 8, 2038	AYT
01.15.09	Barclays Asian and Gulf Currency Revaluation ETN	PGD
01.15.09	Barclays GEMS Index Exchange-Traded Notes	JEM

Circular Date	Structured Product	Symbol(s)
Bear Stearns Active ETF Trust
01.15.09	Bear Stearns Current Yield Fund	YYY

Circular Date	Structured Product	Symbol(s)
BLDRS Index Fund Trust
01.15.09	BLDRS Asia 50 ADR Index Fund BLDRS Developed Markets 100 ADR Index Fund BLDRS Emerging Markets 50 ADR Index Fund BLDRS Europe 100 ADR Index Fund	ADRA ADRD ADRE ADRU

Circular Date	Structured Product	Symbol(s)
BOXES
01.15.09	Biotechnology Basket Opportunity Exchangeable Securities, due January 30, 2032 Pharmaceutical Basket Opportunity Exchangeable Securities, due October 30, 2031	BXB RXB
01.15.09	Biotechnology Basket Opportunity Exchangeable Securities, due January 30, 2032 Pharmaceutical Basket Opportunity Exchangeable Securities, due October 30, 2031	BXB RXB

Circular Date	Structured Product	Symbol(s)
BRIDGES
01.15.09	BRIDGES based upon value of common stock of ten companies, due March 30, 2009 Dow Jones EURO STOXX 50 Index BRIDGES, due December 30, 2009 BRIDGES based upon value of common stock of fifteen aerospace and defense companies, due December 30, 2009 BRIDGES based on the value of the Amex Pharmaceutical Index, due December 30, 2008 BRIDGES based on the value of fifteen financial services stocks, due August 30, 2009 BRIDGES based on the value of the Dow Jones Industrial Average, due June 30, 2009 BRIDGES Based on the value of common stock of fifteen companies in the oil industry, due June 15, 2010 BRIDGES based on the value of Russell 2000 Index, due December 30, 2008 BRIDGES based on the value of S&P Midcap 400 Index, due July 30, 2009 BRIDGES based on the value of common stock of ten companies, due February 28, 2009 BRIDGES based on the value of the S&P 500 Index, due August 30, 2008	TPA DBX DFB DRU MBK BGD BOI RBG MCB TPS BRD
01.15.09	BRIDGES based upon value of common stock of ten companies, due March 30, 2009 Dow Jones EURO STOXX 50 Index BRIDGES, due December 30, 2009 BRIDGES based upon value of common stock of fifteen aerospace and defense companies, due December 30, 2009 BRIDGES based on the value of fifteen financial services stocks, due August 30, 2009 BRIDGES based on the value of the Dow Jones Industrial Average, due June 30, 2009 BRIDGES Based on the value of common stock of fifteen companies in the oil industry, due June 15, 2010 BRIDGES based on the value of S&P Midcap 400 Index, due July 30, 2009 BRIDGES based on the value of common stock of ten companies, due February 28, 2009	TPA DBX DFB MBK BGD BOI MCB TPS

Circular Date	Structured Product	Symbol(s)
BWN
01.15.09	Strategic Total Return Securities, due January 15, 2012	BWN

Circular Date	Structured Product	Symbol(s)
Capital Protected Notes
01.15. 09	Capital Protected Notes Capital Protected Notes Capital Protected Notes 1.875% Capital EFP 1% Capital Protected Capital Protected Notes Capital Protected Notes Capital Protected Notes Capital Protected Notes Capital Protected Notes	GIC GIT MIB MST DPP EEC SDM IIL BEM

Circular Date	Structured Product	Symbol(s)
CAX
01.15.09	100% Capital Protected Notes Based on the American Stock Exchange China Index, due December 30, 2009	CAX

Circular Date	Structured Product	Symbol(s)
Citigroup Funding Inc.
11.24.09	Citigroup Funding Inc. 2% Minimum Coupon Principal Protected Notes Based Upon the Price of Gold	MOL
11.24.09	Citigroup Funding Inc. Index LeAding Stock markEt Return Securities Based Upon the S&P 500 Index	IFO
10.27.09	Citigroup Funding Inc. 2% Minimum Coupon Principal Protected Notes Based Upon the Russell 2000 Index	MMY
	Citigroup Funding Inc. 2% Minimum Coupon Principal Protected Notes Based Upon the S&P 500 Index	MHC
09.24.09	Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index	BLN
08.26.09	Citigroup Funding Inc. 3% Minimum Principal Protected Notes Based Upon the Russell 2000 Index	MJC
07.28.09	Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the S&P 500 Index	MUK
07.28.09	Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the Price of Gold	MTY
06.25.09	Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the Dow Jones-UBS Commodity Index	MKZ
06.24.09	Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the S&P MidCap 400 Index	MBF
05.22.09	Citigroup Funding Inc. 3% Minimum Principal Protected Notes Based Upon the Russell 2000 Index	MBC
05.07.09	Citigroup Funding Inc. Safety First Trust Series 2009-2 Principal Protected Trust Certificates Linked to the Dow Jones Industrial Average Index	ABI
03.26.09	Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the Dow Jones AIG Commodity Index – Excess Return	MKN
02.24.09	Citigroup Funding Inc. 2% Minimum Principal Protected Notes Based Upon the Russell 2000 Index	MOU
01.15.09	Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index	BEJ
01.15.09	Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index	BGI
01.15.09	Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index	BUW
01.15.09	Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index	BPD
01.15.09	Citigroup Funding Inc. Stock Market Upturn Notes Based upon the Performance of the S&P 500 Index	SRU
01.15.09	Citigroup Funding Inc. Strategic Market Access Notes Based Upon the Citi U.S. Equity Model Index	CKK
01.15.09	Citigroup Funding Inc. Buffer Notes Based Upon the Performance of the MSCI EAFE Index	SPU
01.15.09	Citigroup Funding Inc. 10% Premium Mandatory Callable Equity Linked Securities Linked to the ADRs of Companhia Vale do Rio Doce	PBA
01.15.09	Safety First Trust Principal-Protected Certificates Linked to a Global Index Basket	AKE
01.15.09	Citigroup Funding Inc. Buffer Notes Based Upon the Financial Select Sector SPDR Fund	BZZ
01.15.09	Citigroup Funding Inc. 9% Equity Linked Securities Based Upon the Common Stock of Time Warner Inc.	EYW
01.15.09	Citigroup Funding Inc. Buffer Notes Based Upon The S&P 500 Index	BLM
01.15.09	Citigroup Funding Inc. Stock Market Upturn Notes Based upon the S&P 500 Index	SVE
01.15.09	Citigroup Funding Inc. 10% Equity Linked Securities Based on the Common Stock of Schlumberger Ltd.	EAP
01.15.09	Citigroup Funding Inc. 10.75% Equity Linked Securities Based Upon the Common Stock of Valero Energy Corp.	ELJ
01.15.09	Citigroup Funding Inc. 10.5% Equity Linked Securities Based Upon the Common Stock of Intel Corporation	EHP
01.15.09	Citigroup Funding Inc. 10% Equity Linked Securities Based Upon the Common Stock of Merck & Co.	EBY
01.15.09	Citigroup Funding Inc. 11% Equity Linked Securities Based Upon the Common Stock of Celgene Corporation.	EHC
01.15.09	Citigroup Funding Inc. 11.75% Equity Linked Securities Based Upon the Common Stock of Deere & Co.	ECB
01.15.09	Citigroup Funding Inc. 8.5% Equity- Linked Securities Based upon the Common Stock of Exxon Mobil Corporation	ESM
01.15.09	Citigroup Funding Inc. 13.5% Equity Linked Securities Based Upon the Common Stock of Apple Inc.	EYJ
01.15.09	Citigroup Funding Inc. Equity-Linked Securities Based upon the Common Stock of AT&T Inc.	EDA
01.15.09	Citigroup Funding Inc. 11.5% Equity- Linked Securities Based Upon the Common Stock of NYSE Euronext	EKJ
01.15.09	Citigroup Funding Inc. Equity-Linked Securities Based upon the Common Stock of Federal National Mortgage Association	EJC
01.15.09	Citigroup Funding Inc. 8.5% Equity- Linked Note Linked to the Common Stock of Chesapeake Energy Corporation	ECC
01.15.09	Citigroup Funding Inc. 9.25% Equity- Linked Note Linked to the Common Stock of Intel Corporation	EIK
01.15.09	Citigroup Funding Inc., Stock Market Upturn Notes Linked to the MSCI EAFE Index	SMU
01.15.09	Citigroup Funding Inc. 9.25% Equity- Linked Note Linked to the Common Stock of Intel Corporation	EIK
01.15.09	Citigroup Funding Inc. Buffer Notes Based Upon the Financial Select Sector SPDR Fund	BLZ
01.15.09	Citigroup Funding Inc. Buffer Notes Based Upon The iShares MSCI Emerging Markets Index Fund	BYL
01.15.09	Citigroup Funding Inc. Buffer Notes Based Upon Dow Jones Industrial Average	BUN
01.15.09	Citigroup Funding Inc. Equity Linked Securities Based Upon the Common Stock of Barrick Gold Corporation	ELQ
01.15.09	Citigroup Funding Inc. Equity Linked Securities Based Upon the Common Stock of Halliburton Company	ECK
01.15.09	Citigroup Funding Inc. Equity Linked Securities Based Upon the Common Stock of Barrick Gold Corporation	ELQ
01.15.09	Citigroup Funding Inc. 8.5% Equity Linked Securities Based Upon the Common Stock of Microsoft Corporation	EHD
01.15.09	Citigroup Funding Inc. 8% Equity Linked Securities Based Upon the Common Stock of Exxon Mobil Corporation	EKG
01.15.09	Citigroup Funding Inc. 11.5% Equity Linked Securities Based Upon the ADRs of Nokia Corporation	EKK
01.15.09	Citigroup Funding Inc. 12% Equity Linked Securities Based Upon the Common Stock of International Game Technology	EPH
01.15.09	Citigroup Funding Inc. 9% Equity Linked Securities Based Upon the Common Stock of Cisco Systems, Inc.	EKV
01.15.09	Citigroup Funding Inc. 13.5% Equity Linked Securities Based Upon the Common Stock of Amazon.com, Inc.	EGJ
01.15.09	Citigroup Funding Inc. 13.5% Equity Linked Securities Based Upon the Common Stock of JC Penney Company, Inc.	EAZ
01.15.09	Citigroup Funding Inc. 14% Equity Linked Securities Based on the Common Stock of Research In Motion Ltd.	EGK
01.15.09	Citigroup Funding Inc. Stock Market Upturn Notes Based Upon the Dow Jones EURO STOXX 50 Index	SOG
01.15.09	Citigroup Funding Inc. 11% Equity- Linked Securities Based Upon the Common Stock of Nucor Corporation	ENQ
01.15.09	Citigroup Funding Inc. 9% Equity- Linked Securities Based Upon the Common Stock of Texas Instruments Inc.	EKD
01.15.09	Citigroup Funding Inc. 8.75% Equity- Linked Securities Based Upon the Common Stock of American Express Co.	EVD
01.15.09	Citigroup Funding Inc. 9% Equity Linked Securities Based Upon the Common Stock of Halliburton Company	EKO
01.15.09	Citigroup Funding Inc. 9.00% Equity Linked Securities Based on Exxon Mobil Corp. Common Stock	EBE
01.15.09	Citigroup Funding Inc., Stock Market Upturn Notes Based Upon the U.S.-Europe-Japan Basket	SJP
01.15.09	Citigroup Funding Inc. 9.00% Equity- Linked Securities Based Upon the American Depository Receipts of Cemex S.A.B. de C.V.	EKM
01.15.09	Citigroup Funding Inc. Stock Market Upturn Notes Based Upon iShares MSCI Emerging Markets Index Fund	SKC
01.15.09	Citigroup Funding Inc. Equity Linked Notes based on the Common Stock of Hess Corporation	EHJ
01.15.09	Citigroup Funding Inc. Stock Market Upturn Notes Linked to the S&P 500 Index	SKL
01.15.09	Citigroup Funding Inc. Equity-Linked Securities linked to the Common Stock of NYSE Euronext	EKE
01.15.09	Citigroup Funding Inc. Premium Mandatory Callable Equity-Linked Securities linked to the Common Stock of eBay Inc.	PAB
01.15.09	Citigroup Funding Inc. Equity-Linked Securities linked to the Common Stock of Lowe’s Companies, Inc.	EAN
01.15.09	Citigroup Funding Inc. Safety First Trust Series 2007-2 Principal-Protected Certificates Linked to the Nikkei 225 Index	AFO
01.15.09	Citigroup Funding Inc. Stock Market Upturn Notes Linked to the Nikkei 225 Index	SNQ
01.15.09	Citigroup Funding Inc. 8.00% Equity Linked Securities Based on the Common Stock of Monsanto Company	EMH

Circular Date	Structured Product	Symbol(s)
Claymore Exchange- Traded Funds
01.15.09	Claymore Exchange-Traded Fund Trust 2	CUT
12.08.09	Claymore China Technology ETF	CQQ
10.19.09	Claymore/AlphaShares China All-Cap Exchange-Traded Fund	YAO
01.15.09	Claymore/Zacks Dividend Rotation ETF	IRO
01.15.09	Claymore/Morningstar Information Super Sector Index ETF Claymore/Morningstar Services Super Sector Index ETF Claymore/Morningstar Manufacturing Super Sector Index ETF	MZN MZO MZG
01.15.09	Claymore/Robb Report Global Luxury Index ETF	ROB
01.15.09	Claymore/Clear Global Vaccine Index ETF Claymore/SWM Canadian Energy Income Index ETF Claymore/Clear Global Exchanges, Brokers & Asset Managers Index ETF	JNR ENY EXB
01.15.09	Claymore/Robeco Boston Partners Large -Cap Value ETF	CLV
01.15.09	Claymore/BBD High Income Index ETF Claymore/KLD Sudan-Free Large Cap Core ETF	LVL KSF
01.15.09	Claymore/Zacks Country Rotation ETF Claymore/Zacks International Yield Hog Index ETF	CRO HGI
01.15.09	Claymore/IndexIQ Small-Cap Value ETF Claymore/Zacks Growth & Income ETF	SCV CZG
01.15.09	Claymore/Robeco Developed International Equity ETF Claymore/Robeco Developed World Equity ETF	EEN EEW
01.15.09	Claymore S&P Global Water Index ETF	CGW
01.15.09	Claymore/Clear Mid-Cap Growth Index ETF	MCG
01.15.09	Claymore/Zacks Mid-Cap Core ETF Claymore/BIR Leaders Mid-Cap Value ETF Claymore/BIR Leaders Small-Cap Core ETF Claymore/BIR Leaders 50 ETF Claymore/Ocean Tomo Growth Index ETF Claymore/Great Companies Large-Cap Growth Index ETF	CZA BES BMV BST OTR XGC
01.15.09	Claymore MACROshares Oil Up Tradeable Trust Claymore MACROshares Oil Down Tradeable Trust	UCR DCR
01.15.09	Claymore/Clear Spin-off ETF Claymore/Ocean Tomo Patent ETF Claymore/ LGA Green ETF Claymore/Sabrient Defender ETF Claymore/BNY BRIC ETF Claymore/Sabrient Insider ETF Claymore/Sabrient Stealth ETF Claymore/Zacks Sector Rotation ETF Claymore/Zacks Yield Hog ETF	CSD OTP GRN DEF EEB NFO STH XRO CVY

Circular Date	Structured Product	Symbol(s)
Claymore Exchange-Traded Fund Trust 2
12.08.09	Claymore China Technology ETF	CQQQ
01.15.09	Claymore/Delta Global Shipping Index ETF	SEA
01.15.09	Claymore/BNY Mellon Frontier Markets ETF	FRN
01.15.09	Claymore/MAC Global Solar Energy Index ETF	TAN
01.15.09	Claymore U.S. Capital Markets Bond ETF Claymore U.S. Capital Markets Micro-Term Fixed Income ETF Claymore US-1 - The Capital Markets Index ETF	UBD ULQ UEM
01.15.09	Claymore/AlphaShares China Small Cap Index ETF	HAO
01.15.09	Claymore/AlphaShares China Real Estate ETF	TAO

Circular Date	Structured Product	Symbol(s)
Credit Suisse Group
01.15.09	ELEMENTS MLCX Gold Index - Total Return ETN	GOE
01.15.09	ELEMENTS MLCX Livestock Index - Total Return ETN	LSO
01.15.09	ELEMENTS MLCX Precious Metals ETN ELEMENTS Credit Suisse Global Warming ETN	PMY GMO

Circular Date	Structured Product	Symbol(s)
CurrencyShares Trusts
01.15.09	CurrencyShares Australian Dollar Trust CurrencyShares British Pound Sterling Trust CurrencyShares Canadian Dollar Trust CurrencyShares Euro Trust CurrencyShares Swiss Franc Trust CurrencyShares Mexican Peso Trust CurrencyShares Swedish Krona Trust CurrencyShares Japanese Yen Trust	FXA FXB FXC FXE FXF FXM FXS FXY

Circular Date	Structured Product	Symbol(s)
DB Commodity Index Tracking Fund
01.15.09	DB Commodity Index Tracking Fund	DBC

Circular Date	Structured Product	Symbol(s)
DB G10 CURRENCY HARVEST FUND
01.15.09	PowerShares DB G10 Currency Harvest Fund	DBV

Circular Date	Structured Product	Symbol(s)
DBY
01.15.09	Strategic Total Return Securities Exchangeable for a Cash Amount based on the CBOE Dow Jones Industrial Average BuyWrite Index, due July 30, 2011	DBY

Circular Date	Structured Product	Symbol(s)
Deutsche Bank AG
01.15.09	Deutsche Bank AG ELEMENTS – “Dogs of the Dow”	DOD
01.15.09	Deutsche Bank AG ELEMENTS Linked to the Morningstar Wide Moat Focus Total Return Index Linked to the Dow Jones High Yield Select 10 Total Return Index	WMW
01.15.09	DB DB ELEMENTS Linked to the Benjamin Graham Total Market Value Index – Total Return DB ELEMENTS Linked to the Benjamin Graham Small Cap Value Index – Total Return DB ELEMENTS Linked to the Benjamin Graham Large Cap Value Index – Total Return	BVT BVS BVL
01.15.09	DB Gold Double Short Exchange-Traded Note DB Gold Double Long Exchange Traded Note DB Gold Short Exchange Traded Note	DZZ DGP DGZ
01.15.09	ELEMENTS Linked to the British Pound/U.S. Dollar Exchange Rate ELEMENTS Linked to the U.S. Dollar/Canadian Dollar Exchange Rate ELEMENTS Linked to the U.S. Dollar/Swiss Franc Exchange Rate ELEMENTS Linked to the Euro/U.S. Dollar Exchange Rate ELEMENTS Linked to the Australian Dollar/U.S. Dollar Exchange Rate	EGB CUD SZE ERE ADE
01.15.09	PowerShares DB Base Metals Double Long ETN PowerShares DB Base Metals Double Short ETN PowerShares DB Base Metals Long ETN PowerShares DB Base Metals Short ETN PowerShares DB Crude Oil Double Long ETN PowerShares DB Crude Oil Double Short ETN PowerShares DB Crude Oil Long ETN PowerShares DB Crude Oil Short ETN	BDD BOM BDG BOS DXO DTO OLO SZO
01.15.09	DB Commodity Double Short Exchange Traded Notes DB Commodity Double Long Exchange Traded Notes DB Commodity Short Exchange Traded Notes DB Commodity Long Exchange Traded Notes	DEE DYY DDP DPU
01.15.09	DB Agriculture Double Short Exchange Traded Notes DB Agriculture Double Long Exchange Traded Notes DB Agriculture Short Exchange Traded Notes DB Agriculture Long Exchange Traded Notes/U.S. Dollar Exchange Rate	AGA DAG ADZ AGF

Circular Date	Structured Product	Symbol(s)
DIAMOND TRUST FUNDS
01.15.09	DIAMONDS Trust Series I	DIA

Circular Date	Structured Product	Symbol(s)
Direxion Shares ETF Trust
12.03.09	Direxion Funds Daily China Bull 3X Shares Direxion Funds Daily China Bear 3X Shares Direxion Funds Daily Latin America Bull 3X Shares Direxion Funds Daily Latin America Bear 3X Shares	CZM CZI LBJ LHB
07.16.09	Direxion Funds Daily Real Estate Bull 3X Shares Direxion Funds Daily Real Estate Bear 3X Shares	DRN DRV
04.16.09	Direxion Funds Daily 10-Year Treasury Bull 3X Shares Direxion Funds Daily 10-Year Treasury Bear 3X Shares Direxion Funds Daily 30-Year Treasury Bull 3X Shares Direxion Funds Daily 30-Year Treasury Bear 3X Shares	TYD TYO TMF TMV
01.15.09	Direxion Funds Developed Markets Bull 3x Shares Direxion Funds Emerging Markets Bull 3x Shares Direxion Funds Technology Bull 3x Shares	DZK EDC TYH
01.15.09	Direxion Funds Large Cap Bull 3x Shares Direxion Funds Small Cap Bull 3x Shares Direxion Funds Energy Bull 3x Shares Direxion Funds Financial Bull 3x Shares	BGU TNA ERX FAS

Circular Date	Structured Product	Symbol(s)
EGA Emerging Global Shares Trust
09.16.09	Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund	EFN
07.22.09	Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index Fund	EEG
05.21.09	Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund	EMT EEO

Circular Date	Structured Product	Symbol(s)
ELKS
01.15.09	Citigroup Funding Inc. 14% Equity Linked Securities Based Upon the Common Stock of Morgan Stanley	EBB
01.15.09	Citigroup Funding Inc. 12.5 %Equity Linked Securities Based Upon the Common Stock of Alcoa, Inc.	EPK
01.15.09	12% ELKS Linked to Nucor Corporation, due October 5, 2007 8.40% ELKS Based Upon the Texas Instruments Inc., due March 14, 2007 12.5% ELKS Linked to Apple Computer Inc., due July 11, 2007 9.5% ELKS Linked to Archer-Daniels-Midland Co., due December 6, 2007 10% ELKS Linked to Best Buy Co., Inc., due January 8, 2008 11.25% ELKS Linked to Qualcomm Inc., due November 5, 2007 9% ELKS Linked to the Common Stock of Caterpillar Inc., due August 10, 2007 11% ELKS Linked to Halliburton Company, due August 27, 2007	EKN EET EYA EAM EBC EQL EKC EHC

Circular Date	Structured Product	Symbol(s)
Eksportfinans ASA
05.15.09	Eksportfinans ASA Accelerated Return Notes Linked to the S&P 500 Index	AKL
05.15.09	Eksportfinans ASA Accelerated Return Notes Linked to the MSCI EAFE Index	ECV
05.15.09	Eksportfinans ASA Accelerated Redemption Securities Linked to the S&P 500 Index	SGO
07.02.09	Eksportfinans ASA Accelerated Return Notes Linked to the Russell 2000 Index	RHA
06.05.09	Eksportfinans ASA Accelerated Return Notes Linked to the S&P MidCap 400 Index	SZF
06.05.09	Eksportfinans ASA Accelerated Redemption Securities Linked to the MSCI Brazil Index	BON
01.15.09	Eksportfinans 11% Enhanced Yield Securities Linked to the Common Stock in the Claymore YieldStream 20 Index	EKF
01.15.09	Eksportfinans ASA Performance Leveraged Upside Securities Based Upon the S&P 500 Index	PJK

Circular Date	Structured Product	Symbol(s)
ETFS Gold Trust
09.09.09	ETFS Physical Swiss Gold Shares	SGOL

Circular Date	Structured Product	Symbol(s)
FaithShares Trust
12.15.09	FaithShares Baptist Values Fund FaithShares Lutheran Values Fund	FZB FKL
12.09.09	FaithShares Catholic Values Fund FaithShares Christian Values Fund FaithShares Methodist Values Fund	FCV FOC FMV

Circular Date	Structured Product	Symbol(s)
First Trust Exchange-Traded Fund
07.01.09	First Trust NASDAQ ABA Community Bank Index Fund	QABA
01.15.09	First Trust Dow Jones Global Select Dividend Index Fund	FGD FFR
01.15.09	First Trust DJ STOXX Select Dividend 30 Index Fund First Trust FTSE EPRA/NAREIT Global Real Estate Index Fund	FDD FFR
01.15.09	First Trust Value Line 100 Exchange- Traded Fund	FVL
01.15.09	First Trust ISE ChIndia Index Fund	FNI
01.15.09	First Trust Consumer Discretionary AlphaDEX Fund First Trust Consumer Staples AlphaDEX Fund First Trust Energy AlphaDEX Fund First Trust Financials AlphaDEX Fund First Trust Health Care AlphaDEX Fund First Trust Industrials AlphaDEX Fund First Trust Materials AlphaDEX Fund First Trust Technology AlphaDEX Fund First Trust Utilities AlphaDEX Fund First Trust Large Cap Core AlphaDEX Fund First Trust Mid Cap Core AlphaDEX Fund First Trust Small Cap Core AlphaDEX Fund First Trust Large Cap Value Opportunities AlphaDEX Fund First Trust Large Cap Growth Opportunities AlphaDEX Fund First Trust Multi Cap Value AlphaDEX Fund First Trust Multi Cap Growth AlphaDEX Fund	FXD FXG FXN FXO FXH FXR FXZ FXL FXU FEX FNX FYX FTA FTC FAB FAD
11.17.09	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	GRID
01.15.09	First Trust ISE-Revere Natural Gas Index Fund First Trust ISE Water Index Fund	FCG FIW
01.15.09	First Trust S&P REIT Index Fund	FRI
01.15.09	First Trust IPOX-100 Index Fund First Trust Morningstar Dividend Leaders Index Fund First Trust Dow Jones Select MicroCap Index Fund	FPX FDL FDM
01.15.09	First Trust Amex Biotechnology Index Fund First Trust Dow Jones Internet Index Fund First Trust DB Strategic Value Index Fund	FBT FDN FDV

Circular Date	Structured Product	Symbol(s)
First Trust Exchange-Traded Fund Trust II
01.15.09	First Trust ISE Global Engineering and Construction Index Fund	FLM
01.15.09	First Trust ISE Global Wind Energy Index Fund	FAN

Circular Date	Structured Product	Symbol(s)
FocusShares Trust
01.15.09	FocusShares ISE Homebuilders Index Fund FocusShares ISE SINdex Fund FocusShares ISE-CCM Homeland Security Index Fund FocusShares ISE-Revere Wal-Mart Supplier Index Fund	SAW PUF MYP WSI

Circular Date	Structured Product	Symbol(s)
GLL
01.15.09	SBasket Capital Protected Notes, due September 30, 2008	GLL

Circular Date	Structured Product	Symbol(s)
Global X Funds
12.15.09	Global X China Energy ETF	CHIE
12.11.09	Global X China Financials ETF	CHIX
12.09.09	Global X China Technology ETF	CHIB
12.01.09	Global X China Consumer ETF Global X China Industrials ETF	CHIQ CHII
08.12.09	Global X FTSE Nordic 30 ETF	GXG
02.06.09	Global X/InterBolsa FTSE Colombia 20 ETF	GXG

Circular Date	Structured Product	Symbol(s)
Goldman Sachs Group, Inc.
01.15.09	GS Connect Exchange Traded Notes linked to the S&P GSCI™ Enhanced Commodity Total Return Strategy Index	GSC

Circular Date	Structured Product	Symbol(s)
Grail Advisors ETF Trust
10.01.09	Grail Advisors RP Growth ETF Grail Advisors RP Focused Large Cap Growth ETF Grail Advisors RP Technology ETF Grail Advisors RP Financials ETF	RPX RWG RPQ RFF
05.04.09	Grail American Beacon Large Cap Value ETF	GVT

Circular Date	Structured Product	Symbol(s)
Greenhaven Continuous Commodity Index Fund
01.15.09	Greenhaven Continuous Commodity Index Fund	GCC

Circular Date	Structured Product	Symbol(s)
GS Finance Corp. Index-Linked Notes
01.15.09	GS Finance Corp. Claymore CEF Index- Linked GS Connect Exchange-Traded Notes	GCE

Circular Date	Structured Product	Symbol(s)
HealthShares
01.15.09	HealthShares Orthopedic Repair ETF	HHP
01.15.09	Healthshares European Medical Products and Devices ETF	HHT
01.15.09	HealthShares Dermatology and Wound Care ETF	HRW
01.15.09	HealthShares Infectious Disease ETF HealthShares European Drugs ETF	HHG HRJ
01.15.09	HealthShares AutoImmune Inflammation ETF HealthShares Cancer ETF HealthShares Cardiology ETF HealthShares Composite ETF HealthShares GI/Gender Health ETF HealthShares Respiratory/Pulmonary ETF HealthShares Neuroscience ETF HealthShares Ophthalmology ETF HealthShares Metabolic-Endocrine Disorders ETF	HHA HHK HRD HHQ HHU HHR HHN HHZ HHM

Circular Date	Structured Product	Symbol(s)
HITS
01.15.09	9% HITS Linked to Schlumberger Limited, due December 20, 2007 11.25% HITS Linked to XM Satellite Radio Holdings Inc., due April 20, 2007 10% HITS Linked to Newmont Mining Corp., due June 20, 2007 13.25% HITS Linked to SanDisk Corporation, due March 20, 2007 9.25% HITS Linked to Wynn Resorts Ltd, due May 20, 2007 9% HITS Linked to Archer-Daniels-Midland Company, due January 20, 2008	SBM XMM NHS SHM MWH AND

Circular Date	Structured Product	Symbol(s)
HOLDRS TRUSTS
01.15.09	Market 2000+ HOLDRS Wireless HOLDRS CP HOLDRS	MKH WMH HCH
01.15.09	Biotech HOLDRS Broadband HOLDRS B2B HOLDRS Europe 2001 HOLDRS Internet HOLDRS Internet Architecture HOLDRS Internet Infrastructure HOLDRS Oil Services HOLDRS Pharmaceutical HOLDRS Regional Bank HOLDRS Retail HOLDRS Semiconductor HOLDERS Software HOLDRS Telecom HOLDRS Utilities HOLDRS	BBH BDH BHH EKH HHH IAH IIH OIH PPH RKH RTH SMH SWH TTH UTH

Circular Date	Structured Product	Symbol(s)
HPB
01.15.09	100% Capital Protected Bear Notes Based on the Philadelphia Stock Exchange Housing Sector Index, due August 30, 2010	HPB

Circular Date	Structured Product	Symbol(s)
HSBC USA Inc.
01.15.09	HSBC USA Inc. ELEMENTS Linked to the S&P Commodity Trends Indicator — Total Return due June 16, 2023	LSC

Circular Date	Structured Product	Symbol(s)
IndexIQ ETF Trust
11.17.09	IQ ARB Merger Arbitrage ETF	MNA
10.27.09	IQ CPI Inflation Hedged ETF	CPI
10.27.09	IQ ARB Global Resources ETF	GRES
06.09.09	IQ Hedge Macro Tracker ETF	MCRO
03.25.09	IQ Hedge Multi-Strategy Tracker ETF	QAI

Circular Date	Structured Product	Symbol(s)
iPath
01.15.09	iPath Dow Jones-AIG Agriculture Total Return Sub-Index ETN iPath Dow Jones-AIG Copper Total Return Sub-Index ETN iPath Dow Jones-AIG Energy Total Return Sub-Index ETN iPath Dow Jones-AIG Grains Total Return Sub-Index ETN iPath Dow Jones-AIG Livestock Total Return Sub-Index ETN iPath Dow Jones-AIG Natural Gas Total Return Sub-Index ETN iPath Dow Jones-AIG Nickel Total Return Sub-Index ETN iPath Dow Jones-AIG Industrial Metals Total Return Sub-Index ETN	iPath Dow Jones-AIG Agriculture Total Return Sub-Index ETN JJC JJE JJG COW GAZ JJN JJM
01.15.09	iPath Exchange-Traded Notes Linked to the MSCI India Total Return Index (the “Notes”)	INP
01.15.09	iPath Exchange Traded Notes Linked to the CBOE S&P 500 BuyWrite Index	BWV
01.15.09	Dow Jones – AIG Commodity Index Total Return	DJP
01.15.09	Goldman Sachs Crude Oil Total Return Index	OIL
01.15.09	GSCI Total Return Index	GSP
01.15.09	iPath DJ-AIG Tin ETN iPath DJ-AIG Sugar ETN iPath DJ-AIG Softs ETN iPath DJ-AIG Precious Metals ETN iPath DJ-AIG Platinum ETN iPath DJ-AIG Lead ETN iPath DJ-AIG Cotton ETN iPath DJ-AIG Coffee ETN iPath DJ-AIG Cocoa ETN iPath DJ-AIG Aluminum ETN iPath Global Carbon ETN	JJT SGG JJS JJP PGM LD BAL JO NIB JJU GRN
01.15.09	iPath Optimized Currency Carry Exchange-Traded Notes	ICI

Circular Date	Structured Product	Symbol(s)
iShares Exchange Traded Funds
01.15.09	iShares S&P National Municipal Bond Fund	MUB
01.15.09	iShares S&P World ex-U.S. Property Index Fund	WPS
01.15.09	iShares S&P U.S. Preferred Stock Index Fund	PFF
01.15.09	iShares Silver Trust S iShares COMEX Gold Trust	SLV IAU
01.15.09	iShares GSCI Commodity-Indexed Trust	GSG
01.15.09	iShares Lehman Short Treasury iShares Lehman 3-7 Year Treasury Bond Fund iShares Lehman 10-20 Year Treasury Bond Fund iShares Lehman 1-3 Year Credit Bond Fund iShares Lehman Intermediate Credit Bond Fund iShares Lehman Credit Bond Fund iShares Lehman Intermediate Government/Credit Bond Fund iShares Lehman Government/Credit Bond Fund iShares Lehman Aggregate Bond Fund iShares Lehman TIPS Bond Fund iShares Lehman 1-3 Year Treasury Bond Fund iShares Lehman 7-10 Year Treasury Bond Fund iShares Lehman 20+ Year Treasury Bond Fund iShares iBoxx $ Investment Grade Corporate Bond Fund	SHV IEI TLH CSJ CIU CFT GVI GBF AGG TIP SHY IEF TLT LQD
01.15.09	iShares NASDAQ Biotechnology Index Fund IBB iShares S&P 500 Index Fund iShares S&P 100 Index Fund iShares S&P Midcap 400 Index Fund iShares S&P SmallCap 600 Index Fund iShares S&P 500 Value Index Fund iShares S&P 500 Growth Index Fund iShares S&P MidCap 400 Growth Index Fund iShares S&P MidCap 400 Value Index Fund iShares S&P SmallCap 600 Growth Index Fund iShares S&P SmallCap 600 Value Index Fund iShares Dow Jones Transportation Index Fund iShares Dow Jones Select Dividend Index Fund iShares Goldman Sachs Natural Resources Index Fund iShares KLD 400 Select Social Index Fund iShares Morningstar Small Core Index Fund iShares Morningstar Mid Value Index Fund iShares Morningstar Large Value Index Fund iShares Morningstar Mid Growth Index Fund iShares Morningstar Mid Core Index Fund iShares Morningstar Large Growth Index Fund iShares Morningstar Large Core Index Fund iShares Morningstar Small Growth Index Fund iShares Morningstar Small Value Index Fund iShares MSCI EAFE Growth Index Fund iShares MSCI EAFE Value Index Fund iShares NYSE 100 Index Fund iShares NYSE Composite Index Fund iShares S&P 1500 Index Fund	IBB IVV OEF IJH IJR IVE IVW IJK IJJ IJT IJS IYT DVY IGE KLD JKJ JKI JKF JKH JKG JKE JKD JKK JKL EFG EFV NY NYC ISI
01.15.09	iShares MSCI Brazil iShares MSCI South Africa iShares MSCI South Korea iShares MSCI Taiwan iShares S&P Europe 350 Index Fund iShares S&P Global Energy Sector Index Fund iShares S&P Global Financials Sector Index Fund iShares S&P Global Health Care Sector Index Fund iShares S&P Global Telecommunications Sector Index Fund iShared S&P Global Technology Sector Index Fund iShares S&P/TOPIX 150 Index Fund iShares S&P Latin America 40 Index Fund iShares MSCI EAFE Index Fund iShares MSCI Emerging Markets Index Fund iShares MSCI Pacific Free Ex Japan Index Fund iShares MSCI Belgium iShares MSCI France iShares MSCI Hong Kong iShares MSCI Italy iShares MSCI Japan iShares MSCI Malaysia iShares MSCI Netherlands iShares MSCI Singapore iShares MSCI Spain iShares MSCI Sweden iShares MSCI Switzerland iShares MSCI United Kingdom S&P Global 100 Index Fund iShares Russell Midcap Index Fund iShares Russell Midcap Growth Index Fund iShares Russell Midcap Value Index Fund iShares Cohen & Steers Realty Majors Index Fund iShares Russell 1000 Index Fund iShares Russell 1000 Growth Index Fund iShares Russell 1000 Value Index Fund iShares Russell 2000 Index Fund iShares Russell 2000 Growth Index Fund iShares Russell 2000 Value Index Fund iShares Russell 3000 Index Fund iShares Russell 3000 Growth Index Fund iShares Russell 3000 Value Index Fund iShares MSCI Australia Index Fund iShares MSCI Austria Index Fund iShares MSCI Canada Index Fund iShares MSCI EMU Index Fund iShares MSCI Germany Index Fund iShares MSCI Mexico Index Fund iShares KLD 400 Social Index Fund iShares S&P Global Consumer Discretionary Sector Index Fund iShares S&P Global Consumer Staples Sector Index Fund iShares S&P Global Industrials Sector Index Fund iShares S&P Global Utilities Sector Index Fund iShares S&P Global Materials Sector Index Fund iShares Dow Jones U.S. Oil & Gas Exploration & Production Index Fund iShares Dow Jones U.S. Oil Equipment & Services Index Fund iShares Dow Jones U.S. Pharmaceuticals Index Fund iShares Dow Jones U.S. Health Care Providers Index Fund iShares Dow Jones U.S. Medical Devices Index Fund iShares Dow Jones U.S. Broker-Dealers Index Fund iShares Dow Jones U.S. Insurance Index Fund iShares Dow Jones U.S. Regional Banks Index Fund iShares Dow Jones U.S. Aerospace & Defense Index Fund iShares Dow Jones U.S. Home Construction Index Fund iShares Russell Micrcap Index Fund iShares FTSE/Xinhua China 25 Index Fund	EWZ EZA EWY EWT IEV IXC IXG IXJ IXP IXN ITF ILF EFA EEM EPP EWK EWQ EWH EWI EWJ EWM EWN EWS EWP EWD EWL EWU IOO IWR IWP IWS ICF IWB IWF IWD IWM IWO IWN IWV IWZ IWW EWA EWO EWC EZU EWG EWW DSI RXI KXI EXI JXI MXI IEO IEZ IHE IHF IHI IAI IAK IAT ITA ITB IWC FXI
01.15.09	iShares MSCI ACWI Index Fund iShares MSCI ACWI ex US Index Fund	ACWI ACWX

Circular Date	Structured Product	Symbol(s)
iShares Trust
12.09.09	iShares 10+ Year Credit Bond Fund iShares 10+ Year Government Credit Bond Fund	CLY GLJ
11.20.09	iShares S&P India Nifty 50 Index Fund	INDY
11.16.09	iShares Diversified Alternatives Trust	ALT
10.02.09	iShares MSCI Emerging Markets Eastern Europe Index Fund	ESR
09.25.09	iShares Russell Top 200 Value Index Fund iShares Russell Top 200 Index Fund iShares Russell Top 200 Growth Index Fund	IWX IWL IWY
06.19.09	iShares MSCI All Peru Capped Index Fund	EPU
06.19.09	iShares S&P Emerging Markets Infrastructure Index Fund	EMIF
01.15.09	iShares MSCI Kokusai Index Fund iShares S&P Global Infrastructure Index Fund iShares MSCI EAFE Small Cap Index Fund	TOK IGF SCZ
01.15.09	iShares MSCI BRIC Index Fund iShares MSCI Chile Index Fund iShares S&P Asia 50 Index Fund	BKF ECH AIA
01.15.09	iShares S&P California Municipal Bond Fund iShares S&P New York Municipal Bond Fund	CMF NYF
01.15.09	iShares Dow Jones EPAC Select Dividend Index Fund	IDV
01.15.0 9	iShares iBozz $ $ High Yield Corporate Bond Fund iShares Lehman MBS Fixed-Rate Bond Fund	HYG MBB
01.15.09	iShares FTSE NAREIT Residential Index Fund iShares FTSE NAREIT Industrial/Office Index Fund iShares FTSE NAREIT Retail Index Fund iShares FTSE NAREIT Mortgage REITs Index Fund iShares FTSE NAREIT Real Estate 50 Index Fund	REZ FIO RTL REM FTY
01.15.09	iShares Lehman 3-7 Year Treasury Bond Fund iShares Lehman Short Treasure Bond Fund iShares Lehman 10-20 Year Treasury Bond Fund iShares Lehman 1-3 Year Credit Bond Fund iShares Lehman Intermediate Credit Bond Fund iShares Lehman Credit Bond Fund iShares Lehman Intermediate Government/Credit Bond Fund iShares Lehman Government/Credit Bond Fund iShares Lehman Aggregate Bond Fund iShares Lehman TIPS Bond Fund TIP iShares Lehman 1-3 Year Treasury Bond Fund iShares Lehman 7-10 Year Treasury Bond Fund iShares Lehman 20+ Year Treasury Bond Fund iShares iBoxx $ Investment Grade Corporate Bond Fund	IEI SHV TLH CSJ CIU CFT GVI GBF AGG TIP SHY IEF TLT LQD
01.15.09	iShares MSCI Israel Capped Investable Market Index Fund iShares MSCI ACWI ex US Index Fund iShares MSCI Thailand Investable Market Index Fund	EIS TUR THD
01.15.09	iShares Barclays Agency Bond Fund iShares S&P Short Term National Municipal Bond Fund	AGZ SUB
01. 15.09	iShares S&P Target Date Retirement Income Index Fund iShares S&P Target Date 2010 Index Fund iShares S&P Target Date 2015 Index Fund iShares S&P Target Date 2020 Index Fund iShares S&P Target Date 2025 Index Fund iShares S&P Target Date 2030 Index Fund iShares S&P Target Date 2035 Index Fund iShares S&P Target Date 2040 Index Fund	TGR TZD TZE TZG TZI TZL TZO TZV
01. 15.09	iShares S&P Conservative Allocation Fund iShares S&P Moderate Allocation Fund iShares S&P Growth Allocation Fund iShares S&P Aggressive Allocation Fun	AOK AOM AOR AOA
01.15.09	iShares FTSE China (HK Listed) Index Fund iShares S&P Global Clean Energy Index Fund iShares S&P Global Nuclear Energy Index Fund iShares S&P Global Timber & Forestry Index Fund	FCHI ICLN NUCL WOOD
01.15.09	iShares JPMorgan USD Emerging Markets Bond Fund	EMB
01.15.09	iShares MSCI Japan Small Cap Index Fund	SCI
01.15.09	iShares MSCI All Country Asia ex Japan Index Fund	AAXJ
01.15.09	iShares MSCI ACWI Index Fund iShares MSCI ACWI ex US Index Fund	ACWI ACWX
01.15.0 9	iShares FTSE China (HK Listed) Index Fund iShares S&P Global Clean Energy Index Fund iShares S&P Global Nuclear Energy Index Fund iShares S&P Global Timber & Forestry Index Fund	FCHI ICLN NUCL WOOD
01.15.09	iShares FTSE EPRA/NAREIT Global Real Estate ex-U.S. Index Fund iShares FTSE EPRA/NAREIT Asia Index Fund Shares FTSE EPRA/NAREIT Europe Index Fund iShares FTSE EPRA/NAREIT North America Index Fund iShares FTSE Developed Small Cap ex-North America Index Fund	IFGL IFAS IFEU IFNA IFSM

Circular Date	Structured Product	Symbol(s)
Javelin Exchange-Traded Trust
06.30.09	JETS Dow Jones Islamic Market International Index Fund	JVS

Circular Date	Structured Product	Symbol(s)
JPMorgan Chase & Co.
05.21.09	JPMorgan Chase & Co. Buffer Notes Based Upon the S&P 500 Index	BJI

Circular Date	Structured Product	Symbol(s)
J.P. Morgan
04.02.09	J.P. Morgan Alerian MLP Index Exchange-Traded Notes	AMJ
01.15.09	JPMorgan Chase & Co. KEYnotes Exchange-Traded Notes Linked to the First Trust Enhanced130/30 Large Cap Index Due May 25, 2023	JFT

Circular Date	Structured Product	Symbol(s)
Lehman Brothers
01.15.09	Lehman Brothers Opta Exchange-Traded Notes Linked to the S&P Listed Private Equity Index Net Return	PPE
01.15.09	Lehman Brothers Opta Exchange-Traded Notes Linked to the LBCI Pure Beta Total Return Lehman Brothers Opta Exchange-Traded Notes Linked to the LBCI Pure Beta Agriculture Total Return	RAW EOH

Circular Date	Structured Product	Symbol(s)
MacroShares Trusts
06.30.09	MacroShares Major Metro Housing Up Trust MacroShares Major Metro Housing Down Trust	UMM DMM
01.15.09	MacroShares $100 Oil Up Shares MacroShares $100 Oil Down Shares	UOY DOY

Circular Date	Structured Product	Symbol(s)
Market Participation Securities
01.15.09	MPS linked to the Dow Jones Industrial Average, due December 12, 2009 MPS linked to the S&P 500 Index, due December 30, 2008 MPS linked to the Russell 2000 Index, due February 1, 2010	DMJ MRP MSU

Circular Date	Structured Product	Symbol(s)
Market Vectors ETF Trust
11.24.09	Market Vectors Poland Exchange-Traded Fund	PLND
08.14.09	Market Vectors Vietnam Exchange-Traded Fund	VNM
05.14.09	Market Vectors Brazil Small-Cap Exchange-Traded Fund	BRF
01.15.09	Market Vectors-RVE Hard Assets Producers ETF	HAP
01.15.09	Market Vectors - Gulf States Index ETF	MES
01.15.09	Market Vectors - Africa Index ETF	AFK
01.15.09	Market Vectors - Solar Energy ETF	KWT
01.15.09	Market Vector - Lehman Brothers AMT- Free Short Municipal Index ETF	SMB
01.15.09	Market Vectors – Gaming ETF	BJK
01.15.09	Market Vectors – Coal ETF	KOL
01.15.09	Market Vectors - Lehman Brothers AMT- Free Long Municipal Index ETF	MLN

Circular Date	Structured Product	Symbol(s)
Market Vectors Exchange-Traded Notes
01.15.09	Market Vectors-Indian Rupee/USD ETNs	INR
01.15.09	Market Vectors-Chinese Renminbi/USD ETNs	CNY

Circular Date	Structured Product	Symbol(s)
MARKET VECTORS FUNDS
11.11.09	Market Vectors Junior Gold Miners Exchange-Traded Fund	GDXJ
02.05.09	Market Vectors High-Yield Municipal Index ETF	HYD
02.03.09	Market Vectors Pre-Refunded Municipal Index ETF	PRB
01.15.09	Market Vectors – Lehman Brothers AMT-Free Intermediate Municipal Index ETF	ITM
01.15.09	Market Vectors – Agribusiness ETF	MOO
01.15.09	Market Vectors - Russia ETF	RSX
01.15.09	Market Vectors – Nuclear Energy ETF	NLR
01.15.09	Market Vectors – Global Alternative Energy ETF	GEX
01.15.09	Market Vectors – Environmental Services ETF Market Vectors – Steel ETF Market Vectors – Gold Miners ETF	EVX SLX GDX

Circular Date	Structured Product	Symbol(s)
Merrill Lynch & Co., Inc.
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 100 Index	RZI
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the PHLX Gold & Silver Index	GZV
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P MidCap 400 Index	MHR
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the PHLX Semiconductor Index	ELU
01.15.09	Merrill Lynch Accelerated Return Notes Linked to the Nikkei 225 Index due May 8, 2008	NKM
01.15.09	Accelerated Return Notes Linked to the Dow Jones Industrial Average, due March 6, 2008 Accelerated Return Notes Linked to the Russell 2000 Index, due January 4, 2008 Accelerated Return Notes linked to the S&P 400 Midcap Index, due August 8, 2007 Accelerated Return Notes linked to the Russell 2000 Index, due February 28, 2007 Accelerated Return Notes linked to the Dow Jones EURO STOXX Price Index, Due May 8, 2007 Accelerated Return Notes linked to the MSCI EAFE Index, due February 6, 2008 Accelerated Return Note linked to the Russell 2000 Index, Due September 6, 2007 Accelerated Return Notes Linked to the Nikkei-225 Stock Average, due March 5, 2007 Accelerated Return Notes linked to the Nikkei 225 Index, due August 6, 2007 Accelerated Return Notes linked to the S&P 500 Index, due August 24, 2007 Accelerated Return Notes linked to the Energy Select Sector Index, due February 29, 2008 Accelerated Return Notes linked to the Dow Jones Industrial Average, due November 20, 2007 Accelerated Return Notes linked to the Nikkei 225 Index, due January 7, 2008	MRI RRL ANM RNI PPE MLN NKN ARY ELC MRA NKV

Circular Date	Structured Product	Symbol(s)
Merrill Lynch & Co., Inc. Accelerated Return Notes
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index	MAO
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index	SAR
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Nikkei 225 Index	NYW
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the PHLX Gold and Silver Index	XUF
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the AMEX Health Care Select Sector Index	HSJ
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index	NMQ

Circular Date	Structured Product	Symbol(s)

Merrill Lynch & Co.
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the Dow Jones Industrial Average	DGD
01.15.09	Accelerated Return Bear Market Notes linked to the PHLX Housing Sector Index Accelerated Return Bear Market Notes linked to the Russell 3000 Index Accelerated Return Bear Market Notes linked to the Russell 3000 Index Accelerated Return Bear Market Notes linked to the Russell 2000 Index Accelerated Return Bear Market Notes linked to the Russell 2000 Index Accelerated Return Bear Market Notes linked to the Utilities Select Sector	BHZ BJW RTC RTX RZY UZW
01.15.09	Merrill Lynch & Co., Inc. 100% Principal Protected Global Currency Basket Notes	GBO
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index	MHU
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Merrill Lynch Factor Model	MXH
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Dow Jones Industrial Average	DMY
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index	EDF
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index	SOT
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Russell 1000 Growth Index	GOC
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the PHLX Gold & Silver Index	GGW
01.15.09	Merrill Lynch & Co., Inc. 9% Callable Stock Return Income Debt Securities Due September 24, 2009 Linked to Caterpillar Inc.	STF
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Russell 2000 Index	REK
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index	AGW
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Dow Jones STOXX Index	DXI
01.15.09	Merrill Lynch & Co., Inc. 12% Callable Stock Return Income Debt Securities Linked to Apple Inc.	AVN
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Nikkei 225 Index	NKB
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P MidCap 400 Index	MMF
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Dow Jones EURO STOXX 50 Index	DMU
01.15.09	Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Select 10 Index	SZX
01.15.09	Merrill Lynch & Co, Inc. Accelerated Return Notes Linked to the MSCI EAFE Index	MZP
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the PHLX Housing Sector Index	PHE
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Dow Jones EURO STOXX 50 Index	ETX
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Russell 2000 Index	RSM
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Nikkei 225 Index	NNL
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the Performance of the S&P 500 Index	NBM
01.15.09	Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Select 10 Index	RSY
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Dow Jones EURO STOXX 50 Index	DEZ
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the PHLX Housing Sector Index	BPH
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index	MNA
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P MidCap 400 Index	NAR

Circular Date	Structured Product	Symbol(s)
Merrill Lynch & Co., Inc. Callable Stock Return Income Debt Securities (“Callable STRIDES”) Based on Best Buy Co. Common Stock
01.15.09	Merrill Lynch & Co., Inc. Callable Stock Return Income Debt Securities (“Callable STRIDES”) Based on Best Buy Co. Common Stock	BLB

Circular Date	Structured Product	Symbol(s)
Merrill Lynch & Co., Inc. Index-Linked Notes
01.15.09	Merrill Lynch & Co., Inc. Principal Protected Conditional Participation Notes Linked to the S&P 500 Index	SVQ
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Consumer Staples Select Sector Index	CAK
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index	SQD
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the S&P 500 Index	BSB
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index	AMO
01.15.09	Merrill Lynch & Co., Inc. Capped Leverage Index Return Notes Linked to the S&P 500 Index	CUL
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index	AQS
01.15.09	Merrill Lynch & Co., Inc. Capped Leverage Index Return Notes Linked to the S&P 500 Index	AXT
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the S&P 500 Inde	SXF
01.15.09	Merrill Lynch & Co., Inc. Principal Protected Conditional Participation Notes Linked to the S&P 500 Index	SXC
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the Russell 2000 Index	RXY
01.15.09	Merrill Lynch & Co., Inc. Principal Protected Range Notes Linked to the S&P 500 Index	SVC
01.15.09	Merrill Lynch & Co., Inc. Capped Leveraged Index Return Notes Linked to the S&P 500 Index	SOM
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index	SJO
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the S&P 500 Index	SBL
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Dow Jones Industrial Average	DCX
01.15.09	Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the Dow Jones U.S. Real Estate Index	RET
01.15.09	Merrill Lynch & Co., Inc. Capped Leveraged Index Return Notes Linked to the S&P 500 Index	SPI
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index	MKY
01.15.09	Merrill Lynch & Co., Inc. Capped Leverage Index Return Notes Linked to the MSCI Emerging Markets Index	MKI
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Russell 3000 Index	BFN
01.15.09	Merrill Lynch & Co., Inc. Capped Leveraged Index Return Notes Linked to the Russell 2000 Index	RHQ
01.15.09	Merrill Lynch & Co., Inc. Capped Leveraged Index Return Notes Linked to the MSCI Brazil Index	BPF
01.15.09	Merrill Lynch & Co., Inc. Leveraged Index Return Notes Linked to the Russell 2000 Index	RLO
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the AMEX Energy Select Sector Index	ICT
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI Brazil Index	BTR
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the AMEX Energy Select Sector Index	IMW
01.15.09	Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index	MWL

Circular Date	Structured Product	Symbol(s)
Merrill Lynch & Co., Inc. STARS
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SKP
01.15.09	Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the iShares Dow Jones U.S. Real Estate Index Fund	SMM
01.15.09	Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the SPDR S&P Retail ETF	BYG
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SFO
01.15.09	Merrill Lynch & Co., Inc. Capped Leverage Index Return Notes Linked to the Nikkei 225 Index	NCE
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the MSCI EAFE Index	EFS
08.08.08	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SFA
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SXU
01.15.09	Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the S&P Small Cap Regional Banks Index	BCU
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Dow Jones Industrial Average	DEV
01.15.09	Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the AMEX Consumer Discretionary Select Sector Index	BJT
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SZL
01.15.09	Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the PHLX Housing Sector Index	HDJ
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SSM
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Value of the Dow Jones Industrial Average	DGK
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Value of the Russell 2000 Index	RER
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	SHJ

Circular Date	Structured Product	Symbol(s)
Merrill Lynch & Co., Inc. STEPS
01.15.09	Merrill Lynch & Co., Inc. STEP Income Securities Linked to the Common Stock of Monsanto Co.	MZJ
01.15.09	Merrill Lynch & Co., Inc. STEP Income Securities Linked to the Common Stock of Freeport- McMoRan Copper & Gold Inc.	FOA
01.15.09	Merrill Lynch & Co., Inc. STEP Income Securities Linked to the Common Stock of Apple Inc.	AXD
01.15.09	Merrill Lynch & Co., Inc. STEP Income Securities Linked to the Common Stock of Qualcomm Incorporatedtd>	QKP

Circular Date	Structured Product	Symbol(s)
The Merrill Lynch & Co., Inc. Strategic Return NotesSM Linked to the Select Ten Index (the “Notes”)
01.15.09	The Merrill Lynch & Co., Inc. Strategic Return NotesSM Linked to the Select Ten Index (the “Notes”)	DOWT

Circular Date	Structured Product	Symbol(s)
Merrill Lynch & Co., Inc. STRIDES
01.15.09	Merrill Lynch & Co., Inc. 9.25% Callable STRIDES Based Upon the Common Stock of Oracle Corporationtd>	OLE
01.15.09	Merrill Lynch & Co., Inc. 11% Callable Stock Return Income Debt Securities Linked to the Common Stock of Cisco Systems, Inc.	CRJ
01.15.09	Merrill Lynch & Co., Inc. 12% Callable Stock Return Income Debt Securities Linked to Monsanto Company	MYX
01.15.09	Merrill Lynch & Co.BXT, Inc. 10% Callable Stock Return Income Debt Securities Linked to Boeing Company	BXT
01.15.09	Merrill Lynch & Co., Inc. 9% Callable Stock Return Income Debt Securities Linked to Common Stock of Google Inc.	GKO
01.15.09	Merrill Lynch & Co., Inc. 11% Callable Stock Return Income Debt Securities Linked to Common Stock of The Home Depot, Inc.	HRO

Circular Date	Structured Product	Symbol(s)
MIDCAP SPDRs TRUST FUNDS
04.30.09	SPDR KBW Mortgage Finance ETF	KME
01.15.09	MidCap SPDR Trust, Series I	MDY

Circular Date	Structured Product	Symbol(s)
MITSS
01.15.09	Nikkei 225 Market Index Target-Term, due June 27, 2007 Nikkei 225 Market Index Target-Term, due March 30, 2007 Nikkei 225 Market Index Target-Term, due March 30, 2009 Russell 2000 Market Index Target-Term, due March 30, 2009 S&P 500 Market Index Target-Term Securities, due December 8, 2010 MITTS Linked to the Nikkei-225 Stock Average, due April 5, 2010 Callable MITTS based upon the Biotech HOLDRS, due August 3, 2007 Callable MITTS based upon the Broadband HOLDRS, due September 13, 2007 DJIA Market Index Target-Term Securities, due August 7, 2009 Callable MITTS based upon the Internet HOLDRs, due March 5, 2007 Callable NASDAQ-100 Market Index Target-Term Securities (MITTS), due August 3, 2007 S&P 500 Market Index Target Term Securities, Due September 4, 2009 S&P 500 Market Index Target-Term Securities, due June 29, 2009 Callable MITTS based upon Semiconductor HOLDRS, due October 5, 2007 Dow Jones EURO STOXX 50 Index Market Target-Term Securities, due June 28, 2010	NML MLJ MNK RRM IFK MNL BHM BDM MKO IHM MNM MKP MLW SME MLB

Circular Date	Structured Product	Symbol(s)
MJP
01.15.09	Securities linked to the Nikkei 225 Index, due December 30, 2010	MJP

Circular Date	Structured Product	Symbol(s)
MOR
01.15.09	Notes based on the S&P 500 Index, due December 30, 2011	MOR

Circular Date	Structured Product	Symbol(s)
Morgan Stanley
01.15.09	Morgan Stanley Bear Market Performance Leveraged Upside Securities (“PLUS”)	RDP
01.15.09	Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Weatherford International Ltd.	FWT
01.15.09	Morgan Stanley Performance Leveraged Upside Securities Based on the value of the S&P 500 Index Due October 20, 2008 (SBK)	SBK
01.15.09	Morgan Stanley 12% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Arch Coal, Inc.	AHB
01.15.09	Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for American Depositary Shares of Cemex, S.A. de C.V.	CEQ
01.15.09	Morgan Stanley Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Monsanto Company	MAO
01.15.09	Morgan Stanley Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Apple Inc.	AHY
01.15.09	Morgan Stanley Protected Absolute Return Barrier Notes Linked to the iShares MSCI EAFE Index Fund	EHN
01.15.09	Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for American Depositary Shares of Cemex, S.A. de C.V.	CEQ
01.15.09	Morgan Stanley 9% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Lyondell Chemical Company	MLQ
01.15.09	Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Valero Energy Corporation	SVL
01.15.09	Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Intel Corporation	IAY
01.15.09	Morgan Stanley Capital Protected Notes based on a Global Basket of Indices	GBC
01.15.09	Morgan Stanley Performance Leveraged Upside Securities Based on the Dow Jones Industrial Average Due May 20, 2008	DMI
01.15.09	Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-Pay Securities Linked to Deere & Company Common Stock	DSK
01.15.09	Morgan Stanley Protected Absolute Return Barrier Notes due October 20, 2008, Based on the Value of the PHLX Housing Sector Index	HPD
01.15.09	Morgan Stanley Bear Market Performance Leveraged Upside Securities (“PLUS”)	RBL
01.15.09	Morgan Stanley 10% High Income Trigger Securities Linked to Allegheny Technologies Incorporated Common Stock	AAY
01.15.09	Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Linked to Archer-Daniels-Midland Company Common Stock	AMA
01.15.09	Morgan Stanley Performance Leveraged Upside Securities (“PLUS”) Based upon the PHLX Semiconductor Index	XVS
01.15.09	Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index Due September 20, 2008	RPN

Circular Date	Structured Product	Symbol(s)
Morgan Stanley ETNs
01.15.09	Morgan Stanley Market Vectors - Double Short Euro ETNs Morgan Stanley Market Vectors - Double Long Euro ETNs	DRR URR

Circular Date	Structured Product	Symbol(s)
Morgan Stanley Index-Linked Notes
03.26.09	Morgan Stanley Protected Absolute Return Barrier Notes Based on the S&P 500 Index	SNZ
03.26.09	Morgan Stanley Buffered Performance Leverage Upside Securities Based on the S&P 500 Index	BJI
02.24.09	Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index	ANG
01.27.09	Morgan Stanley Protected Absolute Return Notes Based on the Value of the S&P 500 Index	SBF
01.15.09	Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index	SDG
01.15.09	Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index	AOF
01.15.09	Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index	SLZ
01.15.09	Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index	SOU

Circular Date	Structured Product	Symbol(s)
Morgan Stanley Notes
01.15.09	Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index	AMK
01.15.09	Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index	BNP

Circular Date	Structured Product	Symbol(s)
Morgan Stanley PLUS
01.15.09	Morgan Stanley Performance Leveraged Upside Securities Based on the Performance of the S&P 500 Index	BTQ
01.15.09	Morgan Stanley Performance Leveraged Upside Securities Based on the Performance of the S&P 500 Index	SUO
01.15.09	Morgan Stanley Performance Leveraged Upside Securities Based on the Performance of the Dow Jones Industrial Average	DCV
01.15.09	Morgan Stanley Performance Leveraged Upside Securities Based on the S&P 500 Index	SKE
01.15.09	Morgan Stanley Performance Leveraged Upside Securities based upon the S&P 500 Index	RLL

Circular Date	Structured Product	Symbol(s)
Morgan Stanley SPARQS
01.15.09	Morgan Stanley 9% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Lyondell Chemical Company	MLQ
01.15.09	Morgan Stanley 12% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Weatherford International Ltd.	WVK
01.15.09	Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Intel Corporation	ADJ
01.15.09	Morgan Stanley 10% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Baker Hughes Inc.	BSL
01.15.09	Morgan Stanley 10% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of AT&T Inc.	TQK
01.15.09	Morgan Stanley 14% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Apple Inc.	ANY
01.15.09	Morgan Stanley Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Target Corporation	MNM

Circular Date	Structured Product	Symbol(s)
MPL
01.15.09	Accelerated Return Bear Market Notes Linked to the Performance of the PHLX Housing Sector Index, due March 22, 2007	MPL

Circular Date	Structured Product	Symbol(s)
NES
01.15.09	Capital Protected Notes based on an Equal-Weighted Basket of Three Global Indices, due June 30, 2008	NES

Circular Date	Structured Product	Symbol(s)
NETS Trust
01.15.09	NETS FTSE CNBC Global 300 Index Fund	MYG
01.15.09	NETS Tokyo Stock Exchange REIT Index Fund	JRE
01.15.09	NET ISEQ 20 Index Fund	IQE
01.15.09	NETS TA-25 Index Fund NETS PSI 20 Index Fund	TAV LIS
01.15.09	NETS AEX-index Fund NETS BEL 20 Index Fund NETS Hang Seng China Enterprises Index Fund	AEX BRU SNO
01.15.09	NETS S&P/MIB Index Fund NETS FTSE Singapore Straits Times Index Fund NETS FTSE/JSE Top 40 Index Fund	ITL SGT JNB
01.15.09	NETS CAC40 Index Fund NETS TOPIX Index Fund NETS Hang Seng Index Fund	FRC TYI HKG
01.15.09	NETS DAX Index Fund	DAX
01.15.09	NETS S&P/ASX 200 Index Fund NETS FTSE 100 Index Fund	AUS LDN

Circular Date	Structured Product	Symbol(s)
NPS
01.15.09	S&P 500 Index Capital Protected Notes, due June 30, 2011	NPS

Circular Date	Structured Product	Symbol(s)
Old Mutual Global Shares Trust
12.08.09	GlobalShares FTSE Emerging Markets Fund	GSR

Circular Date	Structured Product	Symbol(s)
OOK.,Inc. Trust
10.29.09	OOK, Inc. Exchange-Traded Fund	OOK

Circular Date	Structured Product	Symbol(s)
PACERS
01.15.09	Citigroup Funding Inc. Equity Linked Securities Linked to the Common Stock of eBay Inc.	PPK
01.15.09	PACERS Based Upon the Common Stock of Valero Energy Corp, due April 28, 2008 PACERS Linked to the American Depository Receipts of Cemex SAB de C.V., due May 1, 2008	PCV PXX

Circular Date	Structured Product	Symbol(s)
PIMCO ETF Trust
12.01.09	PIMCO Intermediate Municipal Bond Strategy Fund	MUNI
11.17.09	PIMCO Enhanced Short Maturity Strategy Fund	MINT
11.02.09	PIMCO 3-7 Year U.S. Treasury Index Fund	FIVZ
11.02.09	PIMCO 25+ Year Zero Coupon U.S. Treasury Index Fund	ZROZ
09.11.09	PIMCO 7-15 Year U.S. Treasury Index Fund	TENZ
09.04.09	PIMCO 15+ Year U.S. TIPS Index Fund PIMCO Broad U.S. TIPS Index Fund	LTPZ TIPZ
08.21.09	PIMCO 1-5 Year U.S. TIPS Index Fund	STPZ
06.02.09	PIMCO 1-3 Year U.S. Treasury Index Fund	TUZ

Circular Date	Structured Product	Symbol(s)
PISTONS
01.15.09	PISTONS linked to the CBOE S&P 500 BuyWrite Index, due September 23, 2010	PBN

Circular Date	Structured Product	Symbol(s)
PLUS
01.15.09	Morgan Stanley Outperformance PLUS (Performance Leveraged Upside Securities) based on the performance of the S&P 100 Index Relative to the Russell 2000 Index	RAO
01.15.09	Bear Market PLUS Linked to the S&P 500 Index, due September 20, 2007 PLUS Linked to the Nikkei 225 Index, due April 30, 2008 PLUS linked to the S&P 500 Index, due June 20, 2007 PLUS Linked to the Nikkei 225 Index, due June 20, 2007 Bear Market PLUS linked to the PHLX Housing Sector Index, due April 20, 2007 PLUS linked to the PHLX Oil Service Sector Index, due March 20, 2007 PLUS based on the Nikkei 225 Index, due June 30, 2009 PLUS linked to the Dow Jones Industrial Average, due April 30, 2007 PLUS Linked to the Jones Euro STOXX 50 Index, due October 20, 2007 PLUS Based on the value of the Nikkei 225 Index, due January 20, 2008 Bear Market PLUS based on the value of the PHLX Housing Sector Index, due February 20, 2008 PLUS Linked to the S&P 500 Index, due March 20, 2008 PLUS based on the PHLX Oil Service Sector Index, due November 20, 2007 PLUS Linked to the Amex China Index, due November 20, 2007	BMP NKP SND NKD MFP MPQ JPK DJL EJS NIN HPM SPU XZO CSM

Circular Date	Structured Product	Symbol(s)
PowerShares
01.15.09	PowerShares Emerging Markets Infrastructure Portfolio	PXR
01.15.09	PowerShares Global Nuclear Energy Portfolio	PKN
01.15.09	PowerShares Preferred Portfolio	PGX
01.15.09	PowerShares Autonomic Growth NFA Global Asset Portfolio PowerShares Autonomic Balanced NFA Global Asset Portfolio PowerShares Autonomic Balanced Growth NFA Global Asset Portfolio	PTO PCA PAO
01.15.09	PowerShares VRDO Tax-Free Weekly Portfolio PowerShares High Yield Corporate Bond Portfolio	PVI PHB
01.15.09	PowerShares Insured National Municipal Bond Portfolio PowerShares Insured California Municipal Bond Portfolio PowerShares Insured New York Municipal Bond Portfolio PowerShares Emerging Markets Sovereign Debt Portfolio PowerShares 1-30 Laddered Treasury Portfolio	PZA PWZ PZT PCY PLW
01.15.09	PowerShares FTSE RAFI Europe Small-Mid Portfolio PowerShares FTSE RAFI Emerging Markets Portfolio PowerShares International Listed Private Equity Portfolio PowerShares FTSE RAFI Developed Markets ex-US Small-Mid Portfolio PowerShares FTSE RAFI Asia Pacific ex-Japan Small-Mid Portfolio	PWD PXH PFP PDN PDQ
01.15.09	PowerShares FTSE RAFI Asia ex-Japan Portfolio PowerShares FTSE RAFI Europe Portfolio PowerShares FTSE RAFI Developed Markets ex-US Portfolio PowerShares FTSE RAFI Japan Portfolio	PAF PEF PXF PJO
01.15.09	PowerShares Dynamic Asica Pacific Portfolio PowerShares Dynamic Europe Portfolio PowerShares Global Water Portfolio PowerShares Global Clean Energy Portfolio PowerShares Dynamic Developed International Opportunities Portfolio	PUA PEH PIO PBD PFA
01.15.09	PowerShares DB US Dollar Index Bullish Fund PowerShares DB US Dollar Index Bearish Fund	UUP UDN
01.15.09	PowerShares DB Energy Fund (the “Energy Fund”) PowerShares DB Oil Fund (the “Oil Fund”) PowerShares DB Precious Metals Fund (the “Precious Metals Fund) PowerShares DB Gold Fund (the “Gold Fund”) PowerShares DB Silver Fund (the “Silver Fund”) PowerShares DB Base Metals Fund (the “Base Metals Fund”) PowerShares DB Agriculture Fund (the “Agriculture Fund”)	DBE DBO DBP DGL DBS DBB DBA
01.15.09	PowerShares DWA Technical Leaders Portfolio	PDP
01.15.09	PowerShares Wilderhill Clean Energy PowerShares Dynamic Biotechnology & Genome PowerShares Dynamic Food & Beverage PowerShares Dynamic Networking PowerShares Dynamic Pharmaceuticals PowerShares Dynamic Software PowerShares Dynamic Media PowerShares Dynamic Leisure & Entertainment PowerShares Dynamic OTC PowerShares Dynamic Market PowerShares Dynamic Energy Sector PowerShares Dynamic Large Cap Growth PowerShares Dynamic Large Cap Value PowerShares Dynamic Mid Cap Growth PowerShares Dynamic Small Cap Growth PowerShares Dynamic Mid Cap Value PowerShares Dynamic Small Cap Value PowerShares Golden Dragon Halter USX China PowerShares High Yield Equity Dividend Achievers	PBW PBE PBJ PXQ PJP PSJ PBS PEJ PWO PWC PXI PWB PWV PWJ PWT PWP PWY PGJ PEY
01.15.09	PowerShares Buyback Achievers Portfolio PowerShares Dynamic Deep Value Portfolio PowerShares Dynamic Aggressive Growth Portfolio PowerShares Dynamic Large Cap Portfolio PowerShares Dynamic Mid Cap Portfolio PowerShares Dynamic Small Cap Portfolio PowerShares Financial Preferred Portfolio PowerShares Value Line Industry Rotation Portfolio PowerShares Listed Private Equity Portfolio PSP PowerShares WilderHill Progressive Energy Portfolio PowerShares CleantechTM Portfolio PowerShares Dynamic MagniQuant Portfolio PowerShares Dynamic Basic Materials Sector Portfolio PowerShares Dynamic Consumer Discretionary Sector Portfolio PowerShares Dynamic Consumer Staples Sector Portfolio PowerShares Dynamic Energy Sector Portfolio PowerShares Dynamic Financial Sector Portfolio PowerShares Dynamic Healthcare Sector Portfolio PowerShares Dynamic Industrials Sector Portfolio PowerShares Dynamic Technology Sector Portfolio PowerShares Dynamic Banking Portfolio PowerShares Dynamic Healthcare Services Portfolio PowerShares International Dividend Achievers Portfolio PowerShares Zacks Small Cap Portfolio PowerShares FTSE RAFI US 1000 Portfolio PowerShares Value Line Timeliness Select Portfolio PowerShares Dividend Achievers Portfolio PowerShares High Growth Rate Dividend Achievers Portfolio PowerShares Dynamic Hardware & Consumer Electronics Portfolio PowerShares Dynamic Telecommunications & Wireless Portfolio PowerShares Water Resources Portfolio PowerShares Aerospace & Defense Portfolio PowerShares Dynamic Building & Construction Portfolio PowerShares Dynamic Energy Exploration & Production Portfolio PowerShares Dynamic Insurance Portfolio PowerShares Dynamic Oil Services Portfolio PowerShares Dynamic Retail Portfolio PowerShares Dynamic Utilities Portfolio PowerShares Lux Nanotech Portfolio PowerShares Zacks Micro Cap Portfolio	PKW PVM PGZ PJF PJG PJM PGF PYH PSP PUW PZD PIQ PYZ PEZ PSL PXI PFI PTH PRN PTF PJB PTJ PID PZJ PRF PIV PFM PHJ PHW PTE PHO PPA PKB PXE PIC PXJ PMR PUI PXN PZI

Circular Date	Structured Product	Symbol(s)
PowerShares Actively Managed ETF Trust
01.15.09	PowerShares Active AlphaQ Fund PowerShares Active Alpha Multi-Cap Fund PowerShares Active Mega Cap Fund PowerShares Active Low Duration Fund	PQY PQZ PMA PLK

Circular Date	Structured Product	Symbol(s)
PowerShares Exchange-Traded Fund Trust
01.15.09	PowerShares FTSE RAFI US 1500 Small-Mid Portfolio PowerShares FTSE RAFI Energy Sector Portfolio PowerShares FTSE RAFI Basic Materials Sector Portfolio PRFM PowerShares FTSE RAFI Industrials Sector Portfolio PowerShares FTSE RAFI Consumer Goods Sector Portfolio PowerShares FTSE RAFI Healthcare Sector Portfolio PRFH PowerShares FTSE RAFI Consumer Services Sector Portfolio PowerShares FTSE RAFI Telecommunications & Technology Sector Portfolio PowerShares FTSE RAFI Utilities Sector Portfolio PowerShares FTSE RAFI Sector Financials Portfolio	PRFZ PRFE PRFM PRFN PRFG PRFH PRFS PRFQ PRFU PRFF
01.15.09	PowerShares NASDAQ Internet Portfolio PowerShares Nasdaq-100 BuyWrite Portfolio	PNQI PQBW
01.15.09	PowerShares Global Wind Energy Portfolio	PWND
01.15.09	PowerShares NASDAQ NextQ Portfolio PowerShares FTSE NASDAQ Small Cap Portfolio	PNXQ PQSC
01.15.09	PowerShares MENA Frontier Countries Portfolio	PMNA
01.15.09	PowerShares Global Agriculture Portfolio PowerShares Global Progressive Transportation Portfolio PowerShares Global Steel Portfolio PowerShares Global Coal Portfolio PowerShares Global Gold and Precious Metals Portfolio PowerShares Global Biotech Portfolio	PAGG PTRP PSTL PKOL PSAU PBTQ

Circular Date	Structured Product	Symbol(s)
PowerShares India ETF Trust
01.15.09	PowerShares India Portfolio	PIN

Circular Date	Structured Product	Symbol(s)
PowerShares ETF Trust II
11.17.09	PowerShares Build America Bond Portfolio ETF	BAB

Circular Date	Structured Product	Symbol(s)
PPY
01.15.09	2.8% Market Participation Securities linked to the DJ High Yield Select 10 Index, due March 30, 2012	PPY

Circular Date	Structured Product	Symbol(s)
Principal Protected Notes
01.1 5.09	Principal Protected Notes Linked to a Basket of Asian Currencies, due December 6, 2008 Principal Protected Notes Linked to a Basket of Emerging Market Currencies, Due April 8, 2008 Principal Protected Notes based upon a group of Asian Currencies, due April 28, 2008 Currency Linked Principal Protected Notes Based upon a Group of Five Asian Currencies, due June 30, 2008	AWO ECN CAQ CZJ
01.1 5.09	Principal Protected Equity Linked Notes based on the MSCI EAFE Index, due December 7, 2009 Principal-Protected Notes based on the Russell 1000 Growth Index, due March 2, 2009 Principal-Protected Notes based upon the Dow Jones Industrial Average, due January 25, 2010 1.75% Principal-Protected Notes based upon the Nikkei 225 Index, due May 29, 2009 Principal Protected Notes linked to the S&P 500 Index, due December 30, 2008 2.5% Principal Protected Notes linked to the Dow Jones Global Titans 50 Index, due October 28, 2010 2% Principal Protected Notes linked to the Dow Jones Industrial Average, due August 25, 2010 Principal-Protected Notes linked to the S&P 100 Index, due April 29, 2010 1.5% Principal-Protected Equity Linked Notes based on the Dow Jones Global Titans 50 Index, due October 29, 2009 1.5% Principal-Protected Equity Linked Notes based on the S&P 500 Index, due October 29, 2009 Principal Protected Notes linked to the S&P 500, due January 28, 2010 2% Principal-Protected Notes linked to the NASDAQ-100 Index, Due September 28, 2009	PPI PLR PPJ PFT PTS PNJ PDD PCO PDW PDY PSC PQU

Circular Date	Structured Product	Symbol(s)
PROPELS
01.15.09	0.50% PROPELS based on the value of the S&P 500 Index, due December 30, 2011 PROPELS based on the Value of a Basket of Three International Indices, due December 30, 2011 0.40% PROPELS based on the value of the Dow Jones Industrial Average, Due December 30, 2011	PEL EBK PDJ

Circular Date	Structured Product	Symbol(s)
PROSHARES Trust
08.20.09	ProShares Short 20+ Year Treasury	TBF
07.14.09	ProShares Credit Suisse 130/30	CSM
07.02.09	ProShares Ultra Russell 3000 ProShares UltraShort Russell 3000	UWC TWQ
06.25.09	ProShares UltraPro S&P500 ProShares UltraPro Short S&P 500	UPRO SPXU
06.18.09	ProShares UltraShort MSCI Europe ProShares UltraShort MSCI Pacific ex-Japan ProShares UltraShort MSCI Brazil ProShares UltraShort MSCI Mexico Investable Market	EPV JPX BZQ SMK
06.04.09	ProShares Ultra MSCI EAFE ProShares Ultra MSCI Emerging Markets ProShares Ultra FTSE/Xinhua China 25 ProShares Ultra MSCI Japan	EFO EET XPP EZJ
01.15.09	ProShares Trust Ultra Telecommunications ETF ProShares Trust UltraShort Telecommunications ETF ProShares Trust UltraShort Lehman 7-10 Year Treasury ETF ProShares Trust UltraShort Lehman 20+ Year Treasury ETF ProShares Trust Short Oil & Gas ETF ProShares Trust Short Financials ETF	LTL TLL PST TBT DDG SEF
01.15.09< /td>	ProShares Trust UltraShort MSCI EAFE ETF ProShares Trust Short MSCI EAFE ETF ProShares Trust UltraShort MSCI Emerging Markets ETF ProShares Trust Short MSCI Emerging Markets ETF ProShares Trust UltraShort MSCI Japan ETF ProShares Trust UltraShort FTSE/Xinhua China 25 ETF	EFU EFZ EEV EUM EWV FXP
01.15.09	Ultra Dow30 ProShares Ultra MidCap400 ProShares Ultra QQQ ProShares Ultra S&P500 ProShares Ultra Russell 1000 Value ProShares Ultra Russell MidCap Value ProShares Ultra Russell MidCap Growth ProShares Ultra Russell 1000 Growth ProShares Ultra Russell 2000 Value ProShares Ultra Russell 2000 Growth ProShares Ultra Oil & Gas ProShares Ultra Technology ProShares Ultra Health Care ProShares Ultra SmallCap600 ProShares Ultra Consumer Services ProShares Ultra Consumer Goods ProShares Ultra Utilities ProShares Ultra Real Estate ProShares Ultra Semiconductors ProShares Ultra Russell 2000 ProShares Ultra Industrials ProShares Ultra Financials ProShares Ultra Basic Materials ProShares Short Dow30 ProShares Short MidCap400 ProShares Short QQQ ProShares Short S&P500 ProShares Short Russell 2000 ProShares Short SmallCap600 ProShares UltraShort Dow30 ProShares UltraShort MidCap400 ProShares UltraShort QQQ ProShares UltraShort S&P500 ProShares UltraShort Russell 1000 Value ProShares UltraShort Russell 1000 Growth ProShares UltraShort Russell MidCap Value ProShares UltraShort Russell MidCap Growth ProShares UltraShort Russell 2000 Value ProShares UltraShort Russell 2000 Growth ProShares UltraShort Oil & Gas ProShares UltraShort Technology ProShares UltraShort Health Care ProShares UltraShort Consumer Services ProShares UltraShort SmallCap600 ProShares UltraShort Utilities ProShares UltraShort Industrials ProShares UltraShort Financials ProShares UltraShort Basic Materials ProShares UltraShort Real Estate ProShares UltraShort Semiconductors ProShares UltraShort Consumer Goods ProShares UltraShort Russell 2000 ProShares	DDM MVV QLD SSO UVG UVU UKW UKF UVT UKK DIG ROM RXL SAA UCC UGE UPW URE USD UWM UXI UYG UYM DOG MYY PSQ SH RWM SBB DXD MZZ QID SDS SJF SFK SJL SDK SJH SKK DUG REW RXD SCC SDD SDP SIJ SKF SMN SRS SSG SZK TWM

Circular Date	Structured Product	Symbol(s)
Realty Funds, Inc. ETFs
01.15.09	Adelante Shares RE Growth Exchange- Traded Fund Adelante Shares RE Value Exchange-Traded Fund Adelante Shares RE Classics Exchange-Traded Fund Adelante Shares RE Kings Exchange-Traded Fund Adelante Shares RE Yield Plus Exchange-Traded Fund Adelante Shares RE Shelter Exchange-Traded Fund Adelante Shares RE Composite Exchange-Traded Fund	AGV AVU ACK AKB ATY AQS ACB

Circular Date	Structured Product	Symbol(s)
RevenueShares ETF Trust
01.15.09	RevenueShares ADR Fund	RTR
01.15.09	RevenueShares Financials Sector Fund	RWW
01.15.09	RevenueShares Large Cap Fund RevenueShares Mid Cap Fund RevenueShares Small Cap Fund	RWL RWK RWJ

Circular Date	Structured Product	Symbol(s)
Rydex Exchange Traded Funds
01.15.09	Rydex 2x S&P Select Sector Energy ETF Rydex Inverse 2x S&P Select Sector Energy ETF Rydex 2x S&P Select Sector Financial ETF Rydex Inverse 2x S&P Select Sector Financial ETF Rydex 2x S&P Select Sector Health Care ETF Rydex Inverse 2x S&P Select Sector Health Care ETF Rydex 2x S&P Select Sector Technology ETF Rydex Inverse 2x S&P Select Sector Technology ETF	REA REC FRL FRN RHM RHO RTG RTW
01.15.09	Rydex S&P Equal Weight ETF Rydex Russell Top 50 ETF	RSP XLG
01.15.09	Rydex S&P Equal Weight Consumer Discretionary ETF Rydex S&P Equal Weight Consumer Staples ETF Rydex S&P Equal Weight Energy ETF Rydex S&P Equal Weight Financial ETF Rydex S&P Equal Weight Health Care ETF Rydex S&P Equal Weight Industrial ETF Rydex S&P Equal Weight Materials Rydex S&P Equal Weight Technology ETF Rydex S&P Equal Weight Utilities Rydex S&P 500 Pure Value ETF Rydex S&P 500 Pure Growth ETF Rydex S&P MidCap 400 Pure Value ETF Rydex S&P MidCap 400 Pure Growth ETF Rydex S&P SmallCap 600 Pure Value ETF Rydex S&P SmallCap 600 Pure Growth ETF	RCD RHS RYE RYF RYH RGI RTM RYT RYU RPV RPG RFV RFG RZV RZG

Circular Date	Structured Product	Symbol(s)
Rydex ETF Trust
01.15.09	Rydex 2x S&P 500 ETF Rydex Inverse 2x S&P 500 ETF Rydex 2x S&P MidCap 400 ETF Rydex Inverse 2x S&P MidCap 400 ETF Rydex 2x Russell 2000 ETF Rydex Inverse 2x Russell 2000 ETF	RSU RSW RMM RMS RRY RRZ

Circular Date	Structured Product	Symbol(s)
Safety First Trust
04.27.09	Citigroup Funding Inc. Safety First Trust Series 2009-2 3% Minimum Principal Protected Notes Based Upon the S&P 500 Index	MYP
04.14.09	Citigroup Funding Inc. Safety First Trust Series 2009-1 Principal Protected Trust Certificates Linked to the S&P 500 Index	AJB
01.15.09	Safety First Trust Series 2007-4 Principal-Protected Certificates linked to a Global Index Basket	AKN

Circular Date	Structured Product	Symbol(s)
Safety First Trust Index-Linked Notes
01.15.09	Safety First Trust Series 2008-4 Principal-Protected Certificates linked to the S&P 500 Index	AHY
01.15.09	Safety First Trust Series 2008-3 Principal-Protected Certificates linked to a Global Index Basket	AHB
01.15.09	Safety First Trust Principal-Protected Certificates Linked to the S&P 500 Index	AMM
01.15.09	Safety First Trust Series 2008-1 Principal-Protected Certificates Linked to a U.S.-Europe-Japan Basket	ATA

Circular Date	Structured Product	Symbol(s)
Schwab Strategic Trust
12.11.09	Schwab U.S. Large-Cap Growth ETF Schwab U.S. Large-Cap Value ETF	SCHG SCHV
11.03.09	Schwab U.S. Broad Market ETF Schwab U.S. Large-Cap ETF Schwab U.S. Small-Cap ETF Schwab International Equity ETF	SCHB SCHX SCHA SCHF

Circular Date	Structured Product	Symbol(s)
SELECT SECTOR SPDR FUNDS
01.15.09	SPDR DB International Government Inflation-Protected Bond ETF	WIP
01.15.09	Heath Care Select Sector SPDR Fund Consumer Discretionary Select Sector SPDR Fund Consumer Staples Select Sector SPDR Fund Materials Select Sector SPDR Fund Energy Select Sector SPDR Fund Financial Select Sector SPDR Fund Industrial Select Sector SPDR Fund Technology Select Sector SPDR Fund Utilities Select Sector SPDR Fund	XLV XLY XLP XLB XLE XLF XLI XLK XLU

Circular Date	Structured Product	Symbol(s)
SEQUINS
01.15.09	7.5% SEQUINS Linked to UnitedHealth Group Inc., due April 10, 2007	CTH

Circular Date	Structured Product	Symbol(s)
SPA ETF Funds
01.15.09	SPA MarketGrader 40 Fund SPA MarketGrader 100 Fund SPA MarketGrader 200 Fund SPA MarketGrader Small Cap 100 Fund SPA MarketGrader Mid Cap 100 Fund SPA MarketGrader Large Cap 100 Fund	SFV SIH SNB SSK SVD SZG

Circular Date	Structured Product	Symbol(s)
SPARQS
01.15.09	SPDR Lehman Municipal Bond ETF	TFI
01.15.09	10% SPARQS Linked to Apple Computer, Inc., due December 20, 2007 8% SPARQS Linked to Dell Inc., due November 20, 2007 9% SPARQS Linked to Yahoo! Inc., due December 20, 2007 9.50% SPARQS Linked to Sunoco Inc., due April 20, 2007 11% SPARQS Linked to Tellabs Incorporated, due October 20, 2007 8% SPARQS Linked to Starbucks Corporation, due October 20, 2007 8.5% SPARQS Linked to Devon Energy Corporation, due May 20, 2007 7.5% SPARQS Linked to National Semiconductor Corp., due March 20, 2007 9% SPARQS Linked to Valero Energy Corp., due June 20, 2007 8% SPARQS Linked to Genentech, Inc., due August 20, 2007 10% SPARQS Linked to Circuit City Stores, Inc., due January 20, 2008 7.5% SPARQS Linked to Coach Inc., due January 20, 2008 9% SPARQS Linked to Intel Corporation, due September 20, 2007 8.5% SPARQS Linked to Whole Foods Market, Inc., due September 20, 2007	APE DSA MYH SSK TSX SBA DEV NSD SVE DGK CKK CFM ITL MWL

Circular Date	Structured Product	Symbol(s)
SPDR FUNDS
03.10.09	SPDR Barclays Capital Long Term Credit Bond ETF	LWC
02.11.09	SPDR Barclays Capital Intermediate Term Credit Bond ETF	ITR
01.15.09	SPDR Lehman High Yield Bond ETF	JNK
01.15.09	SPDR Lehman International Treasury Bond ETF	BWX
01.15.09	SPDR Lehman Municipal Bond ETF	TFI
01.15.09	SPDR Russell/Nomura Small Cap Japan ETF SPDR Russell/Nomura PRIME Japan ETF SPDR DJ Wilshire International Real Estate ETF SPDR MSCI ACWI (EX-US) ETF	JSC JPP RWX CWI
01.15.09	SPDR Trust, Series I	SPY
01.15.09	SPDR DOW JONES WILSHIRE LARGE CAP SPDR DOW JONES WILSHIRE SMALL CAP SPDR DOW JONES WILSHIRE MID CAP SPDR DOW JONES WILSHIRE MID CAP GROWTH SPDR DOW JONES WILSHIRE MID CAP VALUE SPDR DOW JONES WILSHIRE LARGE CAP GROWTH SPDR DOW JONES WILSHIRE LARGE CAP VALUE DOW JONES WILSHIRE REIT ETF SPDR DOW JONES WILSHIRE SMALL CAP GROWTH SPDR DOW JONES WILSHIRE SMALL CAP VALUE SPDR DOW JONES WILSHIRE TOTAL MARKET ETF SPDR GLOBAL TITANS ETF KBW BANK ETF KBW CAPITAL MARKETS ETF KBW INSURANCE ETF KBW REGIONAL BANK ETF MORGAN STANLEY TECHNOLOGY ETF SPDR BIOTECH ETF SPDR DIVIDEND ETF SPDR HOMEBUILDERS ETF SPDR METALS & MINING ETF SPDR OIL & GAS EXPLORATION & PRODUCTION ETF SPDR OIL & GAS EQUIPMENT & SERVICES ETF SPDR PHARMACEUTICALS ETF SPDR RETAIL ETF SPDR SEMI CONDUCTOR ETF STREETTRACK DOW JONES EURO STOXX 50 STREETTRACKS DOW JONES STOXX 50 FUND	ELR DSC EMM EMG EMV ELG ELV RWR DSG DSV TMW DGT KBE KCE KIE KRE MTK XBI SDY XHB XME XOP XES XPH XRT XSD FEZ FEU

Circular Date	Structured Product	Symbol(s)
SPDR Index Shares Funds
01.15.09	SPDR S&P International Energy Sector ETF SPDR S&P International Industrial Sector ETF SPDR S&P International Financial Sector ETF SPDR S&P International Materials Sector ETF SPDR S&P International Technology Sector ETF SPDR S&P International Utilities Sector ETF SPDR S&P International Telecommunications Sector ETF SPDR S&P International Consumer Staples Sector ETF SPDR S&P International Consumer Discretionary Sector ETF SPDR S&P International Health Care Sector ETF	IPW IPN IPF IRV IPK IPU IST IPS IPD IRY
01.15.09	SPDR S&P Emerging Markets Small Cap	EWX
01.15.09	SPDR S&P International Mid Cap ETF SPDR DJ Wilshire Global Real Estate ETF	MDD RWO

Circular Date	Structured Product	Symbol(s)
SPDR Series Trust
09.24.09	SPDR S&P VRDO Municipal Bond ETF	VRD
09.17.09	SPDR Wells Fargo Preferred Stock ETF	PSK
01.15.09	SPDR Lehman California Municipal Bond ETF SPDR Lehman New York Municipal Bond ETF SPDR Lehman Short Term Municipal Bond ETF	CXA INY SHM
09.24.09	SPDR S&P VRDO Municipal Bond ETF	VRD

Circular Date	Structured Product	Symbol(s)
STARS
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index	DJL
01.15.09	Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Dow Jones EURO STOXX 50 Index	SIT
01.15.09	STARS based on the CBOE S&P 500 BUYWRITE INDEX, due December 17, 2009 STARS based on the CBOE S&P 500 BuyWrite Index, due March 30, 2010 STARS based on the CBOE Dow Jones Industrial Average BuyWrite Index, due July 30, 2011	MBS MBJ DBZ

Circular Date	Structured Product	Symbol(s)
Stock- Market Upturn Notes
01.1 5.09	Stock Market Upturn Notes Linked to the S&P 500, due July 12, 2007 Stock Market Upturn Notes Linked to the Nikkei 225 Index, due August 29, 2007 Stock Market Upturn Notes Linked to the Dow Jones EURO STOXX 50 Index, due October 9, 2007 Stock Market Upturn Notes linked to the S&P 500 Index when issued, due May 29, 2007 Stock Market Upturn Notes linked to the Dow Jones Industrial Average, due June 6, 2008	SMK SZN SEM SSM SKJ

Circular Date	Structured Product	Symbol(s)
Strategic Return Notes
01.15.09	Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Merrill Lynch Factor Model	HFB
01.15.09	Merrill Lynch Strategic Return Notes Linked to the Select 10 Index due March 8, 2012	MSS
01.15.0 9	Strategic Return Notes linked to the Value 30 Index, due August 8, 2011 8% Monthly Income Strategic Return Notes linked to the CBOE S&P 500 BuyWrite Index, due January 3, 2011 8% Monthly Income Strategic Return Notes linked to the CBOE Dow Jones Industrial Index BuyWrite Index, due November 9, 2011 Strategic Return Notes linked to the Industrial 15 Index, due August 9, 2010 Strategic Return Notes linked to the Biotech-Pharmaceutical Index, due November 1, 2007 Strategic Return Notes linked to the Industrial 15 Index (IXD), due August 30, 2007 Strategic Return Notes linked to the Select Ten Index, due March 1, 2007 Strategic Return Notes linked to the Oil and Natural Gas Index, due March 28, 2007 Strategic Return Notes linked to the Select Ten Index, due June 28, 2007 Strategic Return Notes linked to the Select Ten Index, due October 25, 2007 8% Strategic Return Notes linked to the CBOE S&P 500 BuyWrite Index, due June 7, 2010 Strategic Return Notes Linked to the Industrial 15 Index, due August 3, 2009 Strategic Return Notes linked to the Select Utility Index, Due February 25, 2009 Strategic Return Notes linked to the Value Select 30 Index, due July 6, 2011 Strategic Return Notes linked to the Select European 50 Index, due June 11, 2007 Strategic Return Notes linked to the Baby Boomer Consumption Index, due September 6, 2011 Strategic Return Notes linked to the Select 10 Index, due November 8, 2011	MVI BXU BWR LDB DMP DCV DTY OGN DSZ DMD BXA SRK UUD MLV MFY RTS

Circular Date	Structured Product	Symbol(s)
STRATS
01.15.09	Floating Rate Structured Repackaged Asset-backed Trust Securities for Wal-Mart Stores, Inc. Series 2005-4	GJO
01.15.09	Floating Rate Structured Repackaged Asset-backed Trust Securities for Dominion Resources, Inc., Series 2005-6	GJP
01.15.09	Floating Rate Structured Repackaged Asset-backed Trust Securities for Procter & Gamble Securities Series 2006-1	GJR

Circular Date	Structured Product	Symbol(s)
streetTRACKS
01.15.09	SPDR S&P BRIC 40 Exchange-Traded Fund	BIK
01.15.09	SPDR Lehman 1-3 Month T-Bill ETF SPDR Lehman Intermediate Term Treasury ETF SPDR Lehman Long Term Treasury ETF SPDR Barclays Capital Tips ETF SPDR Lehman Aggregate Bond ETF	BIL ITE TLO IPE LAG
01.15.09	SPDR S&P World ex-US ETF SPDR S&P International Small Cap ETF	GWL GWX
01.15.09	SPDR S&P Emerging Markets ETF SPDR S&P China ETF SPDR S&P Emerging Latin America ETF SPDR S&P Emerging Asia Pacific ETF SPDR S&P Emerging Middle East & Africa ETF SPDR S&P Emerging Europe ETF	GMM GXC GML GMF GAF GUR
01.15.09	streetTRACKS Gold Shares	GLD

Circular Date	Structured Product	Symbol(s)
STRIDES
01.15.09	Merrill Lynch & Co., Inc. 9% Callable STRIDES Linked to the Common Stock of Exxon Mobil Corporation	MIX MIS
01.15.09	8% Callable STRIDES Linked to Halliburton Company, due April 4, 2007 7% Callable STRIDES Linked to Intel Corporation, due April 5, 2007	MHR MIS

Circular Date	Structured Product	Symbol(s)
SVG
01.15.09	Accelerated Return Notes Linked to the PHLX Gold & Silver Sector Index, due October 9, 2007	SVG

Circular Date	Structured Product	Symbol(s)
Swedish Export Credit Corporation Capped Leveraged Index Return Notes
12.01.09	Swedish Export Credit Corporation Accelerated Return	ANI
09.04.09	Swedish Export Credit Corporation Capped Leveraged Index Return Notes Linked to the S&P 500 Index	SOG

Circular Date	Structured Product	Symbol(s)
TARGETS
01.15.09	TARGETS with respect to American Depository Receipts representing ordinary shares of Nokia Corporation, due August 15, 2007 8% TARGETS with respect to the common stock of Alcoa, Inc., due May 15, 2007 7% TARGETS with respect to the common stock of Intel Corporation, due February 15, 2008 7.5% Newmont Mining Corporation TARGETS, due November 15, 2007 TARGETS TRUST XXV with Respect to the Common Stock of Motorola, Inc., due August 15, 2008 TARGETS With Respect to the Common Stock of Sprint Nextel Corporation, due November 15, 2008	TGZ TTA TOI TGM TSR

Circular Date	Structured Product	Symbol(s)
TDAX Funds, Inc. ETFs
01.15.09	TDAX Independence 2010 Exchange-Traded Fund TDAX Independence 2020 Exchange-Traded Fund TDAX Independence 2030 Exchange-Traded Fund TDAX Independence 2040 Exchange-Traded Fund TDAX Independence In-Target Exchange-Traded Fund	TDD TDH TDN TDV TDX

Circular Date	Structured Product	Symbol(s)
TIERS
01.15.09	TIERS Principle-Protected Trust Certificates, Series Nasdaq 2002-6, due July 30, 2007 TIERS Principal-Protected Minimum Return Trust Certificates based on the Russell 2000 Index, due April 29, 2009 TIERS Principal-Protected Minimum Return Trust Certificates, Series S&P 2003-10, due May 22, 2008 TIERS Principal-Protected Trust Certificates, Series S&P Midcap 2002-12, due September 26, 2007 TIERS Principal-Protected Trust Certificates, Series S&P 2002-9, due August 29, 2007 TIERS Principal-Protected Minimum Return Trust Certificates (Interest based upon the Dow Jones Industrial Average), due September 29, 2008 TIERS Structured Products Corp Series NASDAQ 2003-12 Principal-Protected Minimum Return Trust Certificates, due January 5, 2009 TIERS Principal-Protected Minimum Return Trust Certificates, Series S&P 2003-7, due April 28, 2008 NASDAQ-100 Index TIERS Series 2003-13, due January 30, 2009 TIERS Principal-Protected Minimum Return Asset Backed Certificates Trust Series S&P 2003- 23, due January 6, 2009 TIERS Principal-Protected Minimum Return Trust Certificates based upon the S&P 500 Index When Issued, due January 7, 2009 TIERS Principal-Protected Asset Backed Trust Certificates, Series 2002-5, due April 30, 2007 TIERS Principal-Protected Asset Backed Trust Certificates, Series DJIA 2003-1, due January 30, 2008 TIERS Principal Protected Trust Certificates, Series S&P 2002-19, due November 26, 2007	NQL RUD SFM SMC SNB DJQ SFH SMX NAS SPO SYP XSB DJE SNJ

Circular Date	Structured Product	Symbol(s)
The Bear Stearns Companies Inc. Exchange-Traded Notes
01.15.09	BearLinx Alerian MLP Select Index Exchange-Traded Notes	BSR

Circular Date	Structured Product	Symbol(s)
TSV
01.15.09	Notes PINS "TEES" Targeted Efficient Equity Securities linked to the S&P 500 Index, due August 19, 2009	TSV

Circular Date	Structured Product	Symbol(s)
TXF Funds, Inc.
11.04.09	TXF Large Companies Exchange-Traded Fund	TXF

Circular Date	Structured Product	Symbol(s)
UBS AG Exchange -Traded Notes
10.29.09	UBS E-TRACS Dow Jones-UBS Commodity Exchange-Traded Notes	DJCI
01.15.09	UBS Exchange Traded Access Securities Linked to the Inverse Performance of the UBS Bloomberg CMCI Platinum Excess Return	PTD
01.15.09	E-TRACS UBS Bloomberg CMCI ETN E-TRACS UBS Bloomberg CMCI Agriculture ETN E-TRACS UBS Bloomberg CMCI Industrial Metals ETN E-TRACS UBS Bloomberg CMCI Energy ETN E-TRACS UBS Bloomberg CMCI Food ETN E-TRACS UBS Bloomberg CMCI Livestock ETN E-TRACS UBS Bloomberg CMCI Gold ETN E-TRACS UBS Bloomberg CMCI Silver ETN E-TRACS UBS Bloomberg CMCI Platinum ETN	UCI UAG UBM UBN FUD UBC UBG USV PTM

Circular Date	Structured Product	Symbol(s)
United States 12 Month Oil Fund, LP
Circular Date	Structured Product	Symbol(s)
01.15.09	United States 12 month Oil Fund, LP	USL

Circular Date	Structured Product	Symbol(s)
United States Natural Gas Fund, L.P.
01.15.09	United States Natural Gas Fund, L.P.	UNG

Circular Date	Structured Product	Symbol(s)
United States Oil Fund L.P.
11.18.09	United States Short Oil Fund, LP	UNL
09.24.09	United States Short Oil Fund, LP	DNO
01.15.09	United States Gasoline Fund, LP	UGA
01.15.09	United States Oil Fund	USO
01.15.09	United States Oil Fund L.P.	USO

Circular Date	Structured Product	Symbol(s)
UUY
01.15.09	United States Heating Oil Fund, LP	UHN
01.15.09	Select Utility Index Strategic Return Notes, due September 28, 2009	UUY

Circular Date	Structured Product	Symbol(s)
WisdomTree Trust
12.31.09	WisdomTree International Hedged Equity Fund	HEDJ

Circular Date	Structured Product	Symbol(s)
Vanguard
01.15.09	Vanguard Total World Stock ETF	VT
01.15.09	Vanguard Extended Duration Treasury Index Fund	EDV
01.15.09	Vanguard Europe Pacific ETF	VEA
01.15.09	Vanguard Europe Pacific ETF	VEA
01.15.09	Vanguard Intermediate-Term Bond ETF Vanguard Long-Term Bond ETF Vanguard Short-Term Bond ETF Vanguard Total Bond Market ETF	BIV BLV BSV BND
01.15.09	Vanguard FTSE All-World ex- U.S. ETF Shares
01.15.09	Vanguard Emerging Market ETF Vanguard European ETF Vanguard Pacific ETF Vanguard Telecommunications Service ETF Vanguard Consumer Staples ETF Vanguard Dividend Appreciation ETF Vanguard Energy ETF Vanguard Extended Market ETF Vanguard Financials ETF Vanguard Growth ETF Vanguard High Dividend Yield ETF Vanguard Health Care ETF Vanguard Industrials ETF Vanguard Information Technology ETF Vanguard Large-Cap ETF Vanguard Mid-Cap ETF Vanguard Mid-Cap Growth ETF Vanguard Mid-Cap Value ETF Vanguard Materials ETF Vanguard Consumer Discretionary ETF Vanguard REIT ETF Vanguard Small-Cap ETF Vanguard Small-Cap Growth ETF Vanguard Small-Cap Vanguard Total Stock Market ETF Vanguard Utilities ETF Vanguard Value ETF	VWO VGK VPL VOX VDC VIG VDE VXF VFH VUG VYM VHT VIS VGT VV VO VOT VOE VAW VCR VNQ VB VBK VBR VTI VPU VTV

Circular Date	Structured Product	Symbol(s)
Vanguard International Equity Index Funds
01.15.09	Vanguard FTSE All-World ex-U.S. ETF Shares	VEU

Circular Date	Structured Product	Symbol(s)
Vanguard Scottsdale Funds
11.23.09	Vanguard Short-Term Government Bond ETF Vanguard Intermediate-Term Government Bond ETF Vanguard Long-Term Government Bond ETF Vanguard Short-Term Corporate Bond ETF Vanguard Intermediate-Term Corporate Bond ETF Vanguard Long-Term Corporate Bond ETF Vanguard Mortgage-Backed Securities ETF	VGSH VGIT VGLT VCSH VCIT VCLT VMBS

Circular Date	Structured Product	Symbol(s)
Vanguard World Funds
01.15.09	Vanguard Mega Cap 300 ETF Vanguard Mega Cap 300 Value ETF Vanguard Mega Cap 300 Growth ETF	MGC MGV MGK

Circular Date	Structured Product	Symbol(s)
WisdomTree Emerging Markets High Yield Equity Fund
01.15.09	WisdomTree Emerging Markets High Yield Equity Fund	DEM

Circular Date	Structured Product	Symbol(s)
WisdomTree Middle East Dividend Fund
01.15.09	WisdomTree Middle East Dividend Fund	GULF

Circular Date	Structured Product	Symbol(s)
WisdomTree Trust Exchange- Traded Funds
12.31.09	WisdomTree International Hedged Equity Fund	HEDJ
05.06.09	WisdomTree Dreyfus Emerging Currency Fund	CEW
01.15.09	WisdomTree LargeCap Growth Fund	ROI
01.15.09	WisdomTree U.S. Current Income Fund WisdomTree Dreyfus Brazilian Real Fund WisdomTree Dreyfus Chinese Yuan Fund WisdomTree Dreyfus Indian Rupee Fund WisdomTree Dreyfus New Zealand Dollar Fund WisdomTree Dreyfus Euro Fund WisdomTree Dreyfus Japanese Yen Fund	USY BZF CYB ICN BNZ EU JYF
01.15.09	WisdomTree India Earnings Fund	EPI
01.15.09	WisdomTree International Real Estate Sector Fund ETF	DGS
01.15.09	WisdomTree International Real Estate Sector Fund ETF	DRW
01.15.09	WisdomTree SmallCap Earnings Fund WisdomTree Earnings Top 100 Fund WisdomTree Earnings 500 Fund WisdomTree Total Earnings Fund WisdomTree MidCap Earnings Fund WisdomTree Low P/E Fund	EES EEZ EPS EXT EZM EZY
01.15.09	WisdomTree Total Dividend Fund WisdomTree High-Yielding EquitySM Fund WisdomTree LargeCap Dividend Fund WisdomTree Dividend Top 100 Fund WisdomTree MidCap Dividend Fund WisdomTree SmallCap Dividend Fund WisdomTree International Equity Funds WisdomTree DIEFA Fund WisdomTree DIEFA High-Yielding Equity Fund WisdomTree Europe Total Dividend Fund WisdomTree Europe High-Yielding Equity Fund WisdomTree Europe SmallCap Dividend Fund WisdomTree Japan Total Dividend Fund WisdomTree Japan High-Yielding Equity Fund WisdomTree Japan SmallCap Dividend Fund WisdomTree Pacific ex-Japan Total Dividend Index Fund WisdomTree Pacific ex-Japan High-Yielding Equity Fund WisdomTree International LargeCap Dividend Fund WisdomTree International Dividend Top 100 Fund WisdomTree International MidCap Dividend Fund WisdomTree International SmallCap Dividend Fund WisdomTree International Basic Materials Sector Fund WisdomTree International Communications Sector Fund WisdomTree International Consumer Cyclical Sector Fund WisdomTree International Consumer Non-Cyclical Sector Fund WisdomTree International Energy Sector Fund WisdomTree International Financial Sector Fund WisdomTree International Health Care Sector Fund WisdomTree International Industrial Sector Fund WisdomTree International Technology Sector Fund WisdomTree International Utilities Sector Fund	DTD DHS DLN DTN DON DES DWM DTH DEB DEW DFE DXJ DNL DFJ DND DNH DOL DOO DIM DLS DBN DGG DPC DPN DKA DRF DBR DDI DBT DBU

Circular Date	Structured Product	Symbol(s)
Ziegler NYSE Arca Tech 100 Exchange-Traded Fund
01.15.09	Ziegler NYSE Arca Tech 100 ETF	NXT

Circular Date	Structured Product	Symbol(s)
The PLUS based upon the value of the Dow Jones EURO STOXX 50
01.15.09	The PLUS based upon the value of the Dow Jones EURO STOXX 50	ESTX

Circular Date	Structured Product	Symbol(s)
The S&P 500® Market Index Target-Term Securities of Merrill Lynch & Co., Inc.
01.15.09	The S&P 500® Market Index Target-Term Securities of Merrill Lynch & Co., Inc.	MSPX

Circular Date	Structured Product	Symbol(s)
The 9% Targeted Income Strategic Total Return Securities
01.15.09	The 9% Targeted Income Strategic Total Return Securities	NBXH

Circular Date	Structured Product	Symbol(s)
The 97% Protected Notes Linked to the Performance of the Dow Jones Industrial AverageSM due March 28, 2011 of Merrill Lynch & Co., Inc.
01.15.09	The 97% Protected Notes Linked to the Performance of the Dow Jones Industrial AverageSM due March 28, 2011 of Merrill Lynch & Co., Inc.	PDNT

Circular Date	Structured Product	Symbol(s)
The 97% Protected Notes Linked to the Performance of the Global Equity Basket due February 14, 2012 of Merrill Lynch & Co., Inc. (the “Protected Notes”)
01.15.09	The 97% Protected Notes Linked to the Performance of the Global Equity Basket due February 14, 2012 of Merrill Lynch & Co., Inc. (the “Protected Notes”)	PEGB

Circular Date	Structured Product	Symbol(s)
The S&P 500® Market Index Target-Term Securities of Merrill Lynch & Co., Inc. (the “MITTS Securities”)
01.15.09	The S&P 500® Market Index Target-Term Securities of Merrill Lynch & Co., Inc. (the “MITTS Securities”)	MTSM

Circular Date	Structured Product	Symbol(s)
PowerShares Exchange-Traded Fund Trust II
01.15.09	PowerShares DWA Developed Markets Technical Leaders Portfolio PowerShares DWA Emerging Markets Technical Leaders Portfolio PowerShares FTSE RAFI International Real Estate Portfolio	PIZ PIE PRY

Circular Date	Structured Product	Symbol(s)
Citigroup Funding Inc. Index LASERS Based Upon the U.S.-Europe-Japan Basket
01.15.09	Citigroup Funding Inc. Index LASERS Based Upon the U.S.-Europe-Japan Basket	IBF

Circular Date	Structured Product	Symbol(s)
The Dow Jones Industrial Average Market Index Target-Term Securities
01.15.09	The Dow Jones Industrial Average Market Index Target-Term Securities	DWMT

Circular Date	Structured Product	Symbol(s)
The PLUS based upon the value of the Dow Jones EURO STOXX 50
01.15.09	The PLUS based upon the value of the Dow Jones EURO STOXX 50	ESTX

Circular Date	Structured Product	Symbol(s)
The Capital Protected Notes (the “Notes”) based upon the value of the Nasdaq-100 Index
01.15.09	The Capital Protected Notes (the “Notes”) based upon the value of the Nasdaq-100 Index	MSNQ

Circular Date	Structured Product	Symbol(s)
The NIKKEI 225 Market Index Target-Term Securities due September 30, 2010 of Merrill Lynch & Co., Inc.
01.15.09	The NIKKEI 225 Market Index Target-Term Securities due September 30, 2010 of Merrill Lynch & Co., Inc.	MTNK

Circular Date	Structured Product	Symbol(s)
The MITTS
01.15.09	The MITTS	MITT
01.15.09	The MITTS	MTTX

Circular Date	Structured Product	Symbol(s)
Fidelity® Nasdaq Composite Index® Tracking Stock (the “ETF”)
01.15.09	The 9% Targeted Income Strategic Total Return Securities	ONEQ

Circular Date	Structured Product	Symbol(s)
The Morgan Stanley Market Participation Securities with Minimum Return Protection (“MPS”)
01.15.09	The 9% Targeted Income Strategic Total Return Securities	MNDX

Circular Date	Structured Product	Symbol(s)
The NIKKEI 225 Market Index Target-Term Securities due March 8, 2011 of Merrill Lynch & Co., Inc.
01.15.09	The NIKKEI 225 Market Index Target-Term Securities due March 8, 2011 of Merrill Lynch & Co., Inc.	MNNY

Circular Date	Structured Product	Symbol(s)
The Merrill Lynch & Co., Inc. Leveraged Index Return Notes Linked to the NIKKEI 225 Index
01.15.09	The Merrill Lynch & Co., Inc. Leveraged Index Return Notes Linked to the NIKKEI 225 Index	LERA

Circular Date	Structured Product	Symbol(s)
The Notes which are based upon the value of the Nasdaq-100 Index®
01.15.09	The Notes which are based upon the value of the Nasdaq-100 Index®	PLJC

Circular Date	Structured Product	Symbol(s)
The First Trust NASDAQ-100 Equal Weighted Index Fund, an Exchange Traded Fund (ETF)
01.15.09	The First Trust NASDAQ-100 Equal Weighted Index Fund, an Exchange Traded Fund (ETF)	QQEW

Circular Date	Structured Product	Symbol(s)
The First Trust NASDAQ-100 Ex-Technology Sector IndexSM Fund, an Exchange Traded Fund (ETF)
01.15.09	The First Trust NASDAQ-100 Ex-Technology Sector IndexSM Fund, an Exchange Traded Fund (ETF)	QQXT

Circular Date	Structured Product	Symbol(s)
The Merrill Lynch & Co., Inc. Strategic Return NotesSM Linked to the Select Ten Indexâ (the “Notes”) due June 4, 2009
01.15.09	The Merrill Lynch & Co., Inc. Strategic Return NotesSM Linked to the Select Ten Indexâ (the “Notes”) due June 4, 2009	SRDD

Circular Date	Structured Product	Symbol(s)
The Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Industrial 15 Index (the “Notes”) due March 30, 2009
01.15.09	The Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Industrial 15 Index (the “Notes”) due March 30, 2009	SRRR

Circular Date	Structured Product	Symbol(s)
The First Trust NASDAQ-100-Technology Sector IndexSM Fund, an Exchange Traded Fund (ETF)
01.15.09	The First Trust NASDAQ-100-Technology Sector IndexSM Fund, an Exchange Traded Fund (ETF)	QTEC

Circular Date	Structured Product	Symbol(s)
The Nasdaq-100 Index Tracking Stock (known as QQQ®)
01.15.09	The Nasdaq-100 Index Tracking Stock (known as QQQ®)	QQQQ

Circular Date	Structured Product	Symbol(s)
The First Trust NASDAQ® Clean Edge® U.S. Liquid Series Index Fund, an Exchange Traded Fund (ETF)
01.15.09	The First Trust NASDAQ® Clean Edge® U.S. Liquid Series Index Fund, an Exchange Traded Fund (ETF)	QCLN

Circular Date	Structured Product	Symbol(s)
The Merrill Lynch & Co., Inc. Leveraged Index Return Notes Linked to the Dow Jones Industrial Average (the “Notes”)
01.15.09	The Merrill Lynch & Co., Inc. Leveraged Index Return Notes Linked to the Dow Jones Industrial Average (the “Notes”)	LNDU

Circular Date	Structured Product	Symbol(s)
The Merrill Lynch & Co., Inc. Strategic Return Notesâ Linked to the Industrial 15 Index (the “Notes”) due April 25, 2011
01.15.09	The Merrill Lynch & Co., Inc. Strategic Return Notesâ Linked to the Industrial 15 Index (the “Notes”) due April 25, 2011	SRIB

Order/Ex Management

Nasdaq Crosses

Exchange Traded Funds

Options and Futures

Trade Reporting

Risk Management

Compliance

Trading Support

Featured Products

Curated Data

Equities

Options and Futures

Global Indexes and ETFs

Technical Documentation

Trading Access

Hosting Services

Equity Protocols

Testing

Options Protocols

Market Data Protocols

Regulation SHO

Regulatory Data

Transactions Policies

Disciplinary Actions

Market Regulation

Industry Regulators

Equities Statistics

Options Statistics

Reports

Equity News

Other News

Options News

Historical Options NewsISE/GEMX/MRX

Market Data News

Nasdaq Fixed Income

UTP News

Price List

Agreements and Forms

Testing

Technical Specifications

Technical Documentation

System Settings

Trading Services

Market Data

Reports

Information Circulars 2009

The NASDAQ Stock Market and Nasdaq BX

Overview

Related Files

Contact Information

Historical Options News
ISE/GEMX/MRX