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Product LoginInformation Circulars 2010
The Nasdaq Stock Market, Nasdaq BX and PSX
Overview
The Nasdaq Stock Market, Nasdaq (BX), and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.
This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of NASDAQ Rule 2310 and BX Rule 2310 which require members to determine the suitability of investments recommended to customers.
| AdvisorShares Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.01.10 | Peritus High Yield ETF | HYLD |
| 10.26.10 | Cambria Global Tactical ETF | GTAA |
| 07.21.10 | WCM / BNY Mellon Focused Growth ADR ETF | AADR |
| 07.09.10 | Mars Hill Global Relative Value ETF | GRV |
| ALPS ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 08.25.10 | ALPS Alerian MLP ETF | AMLP |
| 01.20.10 | ALPS Thomson Reuters/Jefferies CRB Wildcatters Exploration & Production Equity ETF | WCAT |
| Bank of America | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 09.02.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | SOS |
| 08.09.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | CDK |
| 08.09.10 | Bank of America MITTS Linked to the S&P 500 Index | MHM |
| 08.09.10 | Bank of America Accelerated Return Notes Linked to the S&P 500 Index | ACK |
| 07.02.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | SNK |
| 07.02.10 | Bank of America MITTS Linked to the Dow Jones Industrial Average | DFF |
| 06.08.10 | Bank of America Accelerated Return Notes Linked to the S&P 500 Index | ADJ |
| 06.04.10 | Bank of America MITTS Linked to the Dow Jones Industrial Average | MSC |
| 06.04.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | CGQ |
| 05.06.10 | Bank of America MITTS Linked to the Dow Jones Industrial Average | MHW |
| 05.06.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | CVF |
| 05.06.10 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SMY |
| 04.06.10 | Bank of America MITTS Linked to the Dow Jones Industrial Average | SDA |
| 04.05.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | LDX |
| 03.17.10 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | ADF |
| 03.04.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | LMZ |
| 03.04.10 | Bank of America MITTS Linked to the S&P 500 Index | SMU |
| 03.04.10 | Bank of America Market-Linked Step Up Notes Linked to the S&P 500 Index | MQC |
| 02.08.10 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SYO |
| 02.04.10 | Bank of America Accelerated Return Notes Linked to the S&P 500 Index | ALO |
| 02.04.10 | Bank of America Market-Linked Step Up Notes Linked to the S&P 500 Index | MPD |
| 02.03.10 | Bank of America MITTS Linked to the Dow Jones Industrial Average | SHN |
| Barclays Bank PLC | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.30.10 | iPath Long Extended Russell 1000 TR Index ETN iPath Short Extended Russell 1000 TR Index ETN iPath Long Extended Russell 2000 TR Index ETN iPath Short Extended Russell 2000 TR Index ETN iPath Long Extended S&P 500 TR Index ETN iPath Short Extended S&P 500 TR Index ETN iPath Long Enhanced MSCI EAFE Index ETN iPath Short Enhanced MSCI EAFE Index ETN iPath Long Enhanced MSCI Emerging Markets Index ETN iPath Short Enhanced MSCI Emerging Markets Index ETN iPath Long Enhanced S&P 500 VIX Mid-Term Futures ETN |
ROLA ROSA RTLA RTSA SFLA SFSA MFLA MFSA EMLB EMSA VZZ |
| 09.01.10 | Barclays ETN+ S&P 500 Dynamic VEQTOR ETNs | VQT |
| 08.10.10 | iPath US Treasury 10-Year Bear ETN iPath US Treasury 10-Year Bull ETN iPath US Treasury Steepener ETN iPath US Treasury Flattener ETN iPath US Treasury 2-Year Bear ETN iPath US Treasury 2-Year Bull ETN iPath US Treasury Long Bond Bear ETN iPath US Treasury Long Bond Bull ETN |
DTYS DTYL STPP FLAT DTUS DTUL DLBS DLBL |
| 07.19.10 | Barclays ETN+ Inverse S&P 500 VIX Short-Term Futures ETNs | XXV |
| 06.08.10 | iPath Dow Jones-UBS Agriculture Subindex Total Return Callable ETN iPath Dow Jones-UBS Aluminum Subindex Total Return Callable ETN iPath Dow Jones-UBS Commodity Index Total Return Callable ETN iPath Dow Jones-UBS Cocoa Subindex Total Return Callable ETN iPath Dow Jones-UBS Coffee Subindex Total Return Callable ETN iPath Dow Jones-UBS Copper Subindex Total Return Callable ETN iPath Dow Jones-UBS Cotton Subindex Total Return Callable ETN iPath Dow Jones-UBS Energy Subindex Total Return Callable ETN iPath Dow Jones-UBS Grains Subindex Total Return Callable ETN iPath Dow Jones-UBS Lead Subindex Total Return Callable ETN iPath Dow Jones-UBS Livestock Subindex Total Return Callable ETN iPath Dow Jones-UBS Natural Gas Subindex Total Return Callable ETN iPath Dow Jones-UBS Nickel Subindex Total Return Callable ETN iPath Dow Jones-UBS Platinum Subindex Total Return Callable ETN iPath Dow Jones-UBS Sugar Subindex Total Return Callable ETN iPath Dow Jones-UBS Softs Subindex Total Return Callable ETN iPath Dow Jones-UBS Tin Subindex Total Return Callable ETN iPath Global Carbon Callable ETN iPath S&P GSCI Crude Oil Total Return Index Callable ETN iPath S&P GSCI Total Return Index Callable ETN iPath Dow Jones-UBS Industrial Metals Subindex Total Return Callable ETN iPath Dow Jones-UBS Precious Metals Subindex Total Return Callable ETN |
JJAC JJUC DJPC NIBC CAFE JJCC BALC JJEC JJGC LDC COWC GAZC JJNC PLAC SGAR JJSC JJTC CARB OILC GSPC JJMC JJPC |
| Citigroup Funding Inc. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.15.10 | C-Tracks Exchange-Traded Notes Based on the Performance of the Citi Volatility Index Total Return | CVOL |
| Claymore ETFs | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 06.11.10 | Claymore Shipping ETF | SEA |
| 06.07.10 | Claymore BulletShares 2011 Corporate Bond ETF Claymore BulletShares 2012 Corporate Bond ETF Claymore BulletShares 2013 Corporate Bond ETF Claymore BulletShares 2014 Corporate Bond ETF Claymore BulletShares 2015 Corporate Bond ETF Claymore BulletShares 2016 Corporate Bond ETF Claymore BulletShares 2017 Corporate Bond ETF |
BSCB BSCC BSCD BSCE BSCF BSCG BSCH |
| 03.09.10 | Claymore Wilshire 5000 Total Market ETF Claymore Wilshire 4500 Completion ETF Claymore Wilshire US REIT ETF |
WFVK WXSP WREI |
| Credit Suisse AG | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.30.10 | VelocityShares Daily Inverse VIX Short-Term ETN VelocityShares Daily Inverse VIX Medium-Term ETN VelocityShares VIX Short-Term ETN VelocityShares VIX Medium-Term ETN VelocityShares Daily 2x VIX Short-Term ETN VelocityShares Daily 2x VIX Medium-Term ETN |
XIV ZIV VIIX VIIZ TVIX TVIZ |
| 10.04.10 | Credit Suisse Merger Arbitrage Index ETNs | CSMA |
| 04.13.10 | Credit Suisse Cushing 30 MLP Index ETNs | MLPN |
| 02.22.10 | Credit Suisse Long/Short Liquid Index ETNs | CSLS |
| Deutsche Bank AG | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 06.29.10 | PowerShares DB 3X Long 25+ Year Treasury Bond ETN PowerShares DB 3X Short 25+ Year Treasury Bond ETN |
LBND SBND |
| Direxion Shares ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.08.10 | Direxion Airline Shares Direxion Daily Gold Miners Bull 2X Shares Direxion Daily Gold Miners Bear 2X Shares |
FLYX NUGT DUST |
| 07.14.10 | Direxion Funds Daily Natural Gas Related Bull 2X Shares Direxion Funds Daily Natural Gas Related Bear 2X Shares Direxion Funds Daily Retail Bull 2X Shares Direxion Funds Daily Retail Bear 2X Shares |
FCGL FCGS RETL RETS |
| 03.11.10 | Direxion Funds Daily BRIC Bull 2X Shares Direxion Funds Daily BRIC Bear 2X Shares Direxion Funds Daily India Bull 2X Shares Direxion Funds Daily India Bear 2X Shares Direxion Funds Daily Semiconductor Bull 2X Shares Direxion Funds Daily Semiconductor Bull 2X Shares |
BRIL BRIS INDL INDZ SOXL SOXS |
| 02.25.10 | Direxion Funds Daily 2-Year Treasury Bull 3X Shares Direxion Funds Daily 2-Year Treasury Bear 3X Shares |
TWOL TWOZ |
| EGA Emerging Global Shares Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 09.14.10 | Emerging Global Shares Dow Jones Emerging Markets Consumer Titans Index Fund | ECON |
| 08.11.10 | Emerging Global Shares INDXX India Infrastructure Index Fund | INXX |
| 07.07.10 | Emerging Global Shares INDXX India Mid Cap Index Fund | SCIN |
| 02.24.10 | Emerging Global Shares INDXX Brazil Infrastructure Index Fund | BRXX |
| 02.17.10 | Emerging Global Shares INDXX China Infrastructure Index Fund | CHXX |
| ETFS Palladium Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 01.08.10 | ETFS Physical Palladium Shares | PALL |
| ETFS Platinum Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 01.08.10 | ETFS Physical Platinum Shares | PPLT |
| ETFS Precious Metals Basket Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.22.10 | ETFS Physical Precious Metals Basket Shares | GLTR |
| ETFS White Metals Basket Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.03.10 | ETFS White Metals Basket Shares | WITE |
| First Trust Exchange-Traded Fund II | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 04.13.10 | First Trust BICK Index Fund | BICK |
| 03.11.10 | First Trust ISE Global Copper Index Fund First Trust ISE Global Platinum Index Fund |
CU PLTM |
| Global X Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.10.10 | Global X FTSE Norway 30 ETF | NORW |
| 11.05.10 | Global X Uranium ETF | URA |
| 11.04.10 | Global X Gold Explorers ETF | GLDX |
| 07.29.10 | Global X Brazil Financials ETF | BRAF |
| 07.23.10 | Global X Lithium ETF | LIT |
| 07.08.10 | Global X Brazil Consumer ETF | BRAQ |
| 06.22.10 | Global X Brazil Mid Cap ETF | BRAZ |
| 04.20.10 | Global X Silver Miners ETF Global X Copper Miners ETF |
SIL COPX |
| 01.14.10 | Global X China Materials ETF | CHIM |
| Grail Advisors ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 01.29.10 | Grail McDonnell Intermediate Municipal Bond ETF Grail McDonnell Core Taxable Bond ETF |
GMMB GMBT |
| IndexIQ ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 05.19.10 | IQ Taiwan Small Cap ETF | TWON |
| 04.14.10 | IQ South Korea Small Cap Index ETF | SKOR |
| 03.23.10 | IQ Australia Small Cap ETF IQ Canada Small Cap ETF |
KROO CNDA |
| iShares Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.03.10 | iShares Barclays 0-5 Year TIPS Bond Fund | STIP |
| 11.10.10 | iShares MSCI Russia Capped Index Fund | ERUS |
| 09.29.10 | iShares MSCI Brazil Small Cap Index Fund iShares MSCI China Small Cap Index Fund iShares MSCI Philippines Investable Market Index Fund |
EWZS ECNS EPHE |
| 09.02.10 | iShares MSCI New Zealand Investable Market Index Fund | ENZL |
| 07.16.10 | iShares MSCI ACWI ex US Utilities Sector Index Fund iShares MSCI ACWI ex US Telecommunication Services Sector Index Fund iShares MSCI ACWI ex US Materials Sector Index Fund iShares MSCI ACWI ex US Information Technology Sector Index Fund iShares MSCI ACWI ex US Industrials Sector Index Fund iShares MSCI ACWI ex US Energy Sector Index Fund iShares MSCI ACWI ex US Consumer Staples Sector Index Fund iShares MSCI ACWI ex US Consumer Discretionary Sector Index Fund iShares MSCI ACWI ex US Health Care Sector Index Fund |
AXUT AXTE AXMT AXIT AXID AXEN AXSL AXDI AXHE |
| 05.26.10 | iShares MSCI Poland Investable Market Index Fund | EPOL |
| 05.07.10 | iShares MSCI USA Index Fund iShares MSCI Indonesia Investable Market Index Fund iShares MSCI Ireland Capped Investable Market Index Fund |
EUSA EIDO EIRL |
| 01.22.10 | iShares MSCI Far East Financial Sector Index Fund iShares MSCI Europe Financial Sector Index Fund iShares MSCI Emerging Markets Materials Sector Index Fund iShares MSCI Emerging Markets Financial Sector Index Fund iShares MSCI ACWI ex US Financials Index Fund |
FEFN EUFN EMMT EMFN AXFN |
| 01.08.10 | iShares 2012 S&P AMT-Free Municipal Series iShares 2013 S&P AMT-Free Municipal Series iShares 2014 S&P AMT-Free Municipal Series iShares 2015 S&P AMT-Free Municipal Series iShares 2016 S&P AMT-Free Municipal Series iShares 2017 S&P AMT-Free Municipal Series |
MUAA MUAB MUAC MUAD MUAE MUAF |
| Javelin Exchange-Traded Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 04.07.10 | JETS Contrarian Opportunities Index Fund | JCO |
| JPMorgan & Chase Co. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.05.10 | JPMorgan Double Short US 10 Year Treasury Futures ETN JPMorgan Double Short US Long Bond Treasury Futures ETN |
DSXJ DSTJ |
| Market Vectors ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.28.10 | Market Vectors Rare Earth/Strategic Metals Exchange-Traded Fund | REMX |
| 10.14.10 | Market Vectors China A-Shares Exchange-Traded Fund | PEK |
| 08.25.10 | Market Vectors India Small-Cap Index Exchange-Traded Fund | SCIF |
| 07.23.10 | Market Vectors Emerging Markets Local Currency Bond ETF | EMLC |
| 04.07.10 | Market Vectors Latin America Small-Cap Index Exchange-Traded Fund | LATM |
| 02.18.10 | Market Vectors Egypt Index Exchange-Traded Fund | EGPT |
| Old Mutual Global Shares Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 04.05.10 | GlobalShares FTSE All-World Fund GlobalShares FTSE All-Cap Asia Pacific ex Japan Fund GlobalShares FTSE All-World ex US Fund |
GSW GSZ GSO |
| 02.11.10 | GlobalShares FTSE Developed Countries ex US Fund | GSD |
| PAX World Funds Trust II | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 05.26.10 | ESG Shares FTSE Environmental Texchnologies Index Fund | ETFY |
| 05.19.10 | ESG Shares North America Sustainability Index ETF | NASI |
| PIMCO ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.01.10 | PIMCO Broad U.S. Treasury Index Fund | TRSY |
| 09.21.10 | PIMCO Investment Grade Corporate Bond Index Fund | CORP |
| 09.21.10 | PIMCO Build America Bond Strategy Fund | BABZ |
| 02.02.10 | PIMCO Short Term Municipal Bond Strategy Fund | SMMU |
| PowerShares ETF Trust II | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.02.10 | PowerShares KBW Premium Yield Equity REIT Portfolio PowerShares KBW High Dividend Yield Financial Portfolio PowerShares KBW International Financial Portfolio PowerShares KBW Property & Casualty Insurance Portfolio |
KBWY KBWD KBWX KBWP |
| 06.03.10 | PowerShares International Corporate Bond Portfolio | PICB |
| 04.07.10 | PowerShares S&P SmallCap Consumer Staples Portfolio PowerShares S&P SmallCap Energy Portfolio PowerShares S&P SmallCap Financials Portfolio PowerShares S&P SmallCap Health Care Portfolio PowerShares S&P SmallCap Industrials Portfolio PowerShares S&P SmallCap Information Technology Portfolio PowerShares S&P SmallCap Materials Portfolio PowerShares S&P SmallCap Utilities Portfolio PowerShares S&P SmallCap Consumer Discretionary Portfolio |
XLPS XLES XLFS XLVS XLIS XLKS XLBS XLUS XLYS |
| 02.19.10 | PowerShares CEF Income Composite Portfolio | PCEF |
| ProShares Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.06.10 | ProShares RAFI Long/Short | RALS |
| 04.29.10 | ProShares Ultra MSCI Brazil ProShares Ultra MSCI Pacific ex-Japan ProShares Ultra MSCI Europe ProShares Ultra MSCI Mexico Investable Market |
UBR UXJ UPV UMX |
| 04.22.10 | ProShares Ultra KBW Regional Banking ProShares Short KBW Regional Banking |
KRU KRS |
| 04.08.10 | ProShares Ultra Nasdaq Biotechnology ProShares UltraShort Nasdaq Biotechnology |
BIB BIS |
| 03.18.10 | ProShares Short Basic Materials ProShares Short Real Estate ProShares Short FTSE/Xinhua China 25 |
SBM REK YXI |
| 02.11.10 | ProShares UltraPro Dow30 ProShares UltraPro Short Dow30 ProShares UltraPro MidCap400 ProShares UltraPro Short MidCap400 ProShares UltraPro Russell2000 ProShares UltraPro Short Russell2000 |
UDOW SDOW UMDD SMDD URTY SRTY |
| 02.11.10 | ProShares UltraPro QQQ ProShares UltraPro Short QQQ |
TQQQ SQQQ |
| 01.21.10 | ProShares Ultra 7-10 Year Treasury Fund ProShares Ultra 20+ Year Treasury Fund |
UST UBT |
| The Royal Bank of Scotland N.V. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.08.10 | RBS US Large Cap Trendpilot Exchange Traded Notes | TRND |
| Rydex ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.08.10 | Rydex Russell MidCap Equal Weight ETF Rydex Russell 1000 Equal Weight ETF Rydex Russell 2000 Equal Weight ETF Rydex MSCI EAFE Equal Weight ETF Rydex MSCI Emerging Markets Equal Weight ETF |
EWRM EWRI EWRS EWEF EWEM |
| Schwab Strategic Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 08.05.10 | Schwab U.S. TIPS ETF Schwab Short-Term U.S. Treasury ETF Schwab Intermediate-Term U.S. Treasury ETF |
SCHP SCHO SCHR |
| 01.14.10 | Schwab International Small-Cap Equity ETF Schwab Emerging Markets Equity ETF |
SCHC SCHE |
| SPDR Index Shares Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 09.14.10 | SPDR S&P Global Natural Resources ETF | GNR |
| 03.11.10 | SPDR S&P Russia ETF | RBL |
| SPDR Series Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 05.20.10 | SPDR Barclays Capital International Corporate Bond ETF | IBND |
| 05.13.10 | SPDR Nuveen Barclays Capital Build America Bond ETF | BABS |
| Sprott Physical Gold Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 02.26.10 | Sprott Physical Gold Trust Units | PHYS |
| Sprott Physical Silver Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.28.10 | Sprott Physical Silver Units | PSLV |
| Swedish Export Credit Corporation | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 03.04.10 | Swedish Export Credit Corporation Accelerated Return Notes Linked to the S&P 500 Index | AMY |
| 02.03.10 | Swedish Export Credit Corporation Accelerated Return Notes Linked to the Russell 2000 Index | AGR |
| Teucrium Corn Fund | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 06.09.10 | Teucrium Corn Fund | CORN |
| UBS AG | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.01.10 | UBS E-TRACS Daily Long-Short VIX ETN | XVIX |
| 11.01.10 | UBS E-TRACS Linked to the Wells Fargo MLP Index ETN | MLPW |
| 09.29.10 | UBS E-TRACS 1X Monthly Short Alerian MLP Infrastructure Index ETN | MLPS |
| 07.14.10 | UBS E-TRACS Linked to the Alerian Natural Gas MLP Index ETN | MLPG |
| 07.07.10 | UBS 2X Leverage Long E-TRACS Linked to the Alerian MLP Infrastructure Index ETN | MLPL |
| 04.01.10 | UBS E-TRACS Linked to the Alerian MLP Infrastructure Index ETN | MLPI |
| 01.28.10 | UBS E-TRACS S&P 500 Gold Hedged Index ETN | SPGH |
| U.S. One Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 05.11.10 | One Fund | ONEF |
| United States Brent Oil Fund, L.P. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 06.02.10 | United States Brent Oil Fund, L.P. | BNO |
| United States Commodity Index Fund | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 08.10.10 | United States Commodity Index Fund | USCI |
| Vanguard Index Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 09.09.10 | Vanguard S&P 500 ETF | VOO |
| Vanguard Admiral Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 09.09.10 | Vanguard S&P 500 Value Index Fund � ETF Shares Vanguard S&P 500 Growth Index Fund � ETF Shares Vanguard S&P Mid-Cap 400 Index Fund � ETF Shares Vanguard S&P Mid-Cap 400 Value Index Fund - ETF Shares Vanguard S&P Mid-Cap 400 Growth Index Fund � ETF Shares Vanguard S&P Small-Cap 600 Index Fund � ETF Shares Vanguard S&P Small-Cap 600 Value Index Fund � ETF Shares Vanguard S&P Small-Cap 600 Growth Index Fund - ETF Shares |
VOOV VOOG IVOO IVOV IVOG VIOO VIOV VIOG |
| Vanguard Scottsdale Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 09.22.10 | Vanguard Russell 1000 ETF Vanguard Russell 1000 Growth ETF Vanguard Russell 1000 Value ETF Vanguard Russell 2000 ETF Vanguard Russell 2000 Growth ETF Vanguard Russell 2000 Value ETF Vanguard Russell 3000 ETF |
VONE VONG VONV VTWO VTWG VTWV VTHR |
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Contact Information
- NASDAQ Listing Qualifications at
+1 301 978 8008.
