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Information Circulars 2026

Overview

The Nasdaq Stock Market, Nasdaq BX, and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.

This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of Nasdaq Rule 2310, BX Rule 2310 and PSX Rule763 which require members to determine the suitability of investments recommended to customers.

 

Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01/02/2026 ARKD ARK ETF Trust ARK DIET Q1 Buffer ETF BATS BZX Exchange
01/02/2026 DDFJ Innovator ETFs Trust Innovator Equity Dual Directional 15 Buffer ETF - January BATS BZX Exchange
01/02/2026 DDNQ Innovator ETFs Trust Innovator Growth-100 Dual Directional 5 Buffer ETF - Quarterly BATS BZX Exchange
01/02/2026 DDSQ Innovator ETFs Trust Innovator Equity Dual Directional 5 Buffer ETF - Quarterly BATS BZX Exchange
01/02/2026 DDTJ Innovator ETFs Trust Innovator Equity Dual Directional 10 Buffer ETF - January BATS BZX Exchange
01/02/2026 GOLS Gabelli ETFs Trust Gabelli Opportunities in Live and Sports ETF NYSE Arca
01/02/2026 PRAY FIS Trust FIS Christian Stock Fund NYSE Arca
01/07/2026 KIQQ KraneShares Trust KraneShares InspereX Nasdaq Dynamic Buffered High Income Index ETF NASDAQ Global Market
01/07/2026 PLU Tidal Trust II Defiance Daily Target 2x Long PL ETF BATS BZX Exchange
01/07/2026 TDAX ETF Opportunities Trust TDAQ Lift ETF BATS BZX Exchange
01/07/2026 TSYX ETF Opportunities Trust TSPY Lift ETF NASDAQ Global Market
01/07/2026 ZCBA Global X Funds Global X Zero Coupon Bond 2030 ETF NYSE Arca
01/07/2026 ZCBB Global X Funds Global X Zero Coupon Bond 2031 ETF NYSE Arca
01/07/2026 ZCBC Global X Funds Global X Zero Coupon Bond 2032 ETF NYSE Arca
01/07/2026 ZCBE Global X Funds Global X Zero Coupon Bond 2033 ETF NYSE Arca
01/07/2026 ZCBF Global X Funds Global X Zero Coupon Bond 2034 ETF NYSE Arca
01/07/2026 ZCBG Global X Funds Global X Zero Coupon Bond 2035 ETF NYSE Arca