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Product LoginPSX Information Circulars 2010
The NASDAQ Stock Market, NASDAQ BX and PSX
Overview
The NASDAQ Stock Market, NASDAQ BX (BX), and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.
This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of NASDAQ Rule 2310, BX Rule 2310 and PSX Rule763 which require members to determine the suitability of investments recommended to customers.
| AB Svensk Exportkredit | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | AB Svensk Exportkredit ELEMENTS Linked to the MLCX Grains Index - Total Return | GRU |
| 10.08.10 | AB Svensk Exportkredit ELEMENTS Linked to the Rogers International Commodity Index – Total Return AB Svensk Exportkredit ELEMENTS Linked to the Rogers International Commodity Index – Agriculture Total Return AB Svensk Exportkredit ELEMENTS Linked to the Rogers International Commodity Index – Energy Total Return AB Svensk Exportkredit ELEMENTS Linked to the Rogers International Commodity Index – Metals Total Return |
RJI RJA RJN RJZ |
| 10.08.10 | AB Svensk Exportkredit ELEMENTS Linked to the SPECTRUM Large Cap U.S. Sector Momentum Index | EEH |
| AdvisorShares Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.01.10 | Peritus High Yield ETF | HYLD |
| 10.26.10 | Cambria Global Tactical ETF | GTAA |
| 10.08.10 | WCM / BNY Mellon Focused Growth ADR ETF | AADR |
| 10.08.10 | Mars Hill Global Relative Value ETF | GRV |
| 10.08.10 | AdvisorShares Dent Tactical ETF | DENT |
| ALPS ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | ALPS Alerian MLP ETF | AMLP |
| 10.08.10 | ALPS Thomson Reuters/Jefferies CRB Wildcatters Exploration & Production Equity ETF | WCAT |
| 10.08.10 | ALPS Thomson Reuters/Jefferies CRB Global Agriculture Equity Index Fund ALPS Thomson Reuters/Jefferies CRB Global Industrial Metals Equity Index Fund |
CRBA CRBI |
| 10.08.10 | Thomson Reuters/Jefferies CRB Global Commodity Equity Index Fund | CRBQ |
| 10.08.10 | ALPS Equal Sector Weight ETF | EQL |
| 10.08.10 | Cohen & Steers Global Realty Majors ETF | GRI |
| American International Group, Inc. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | American International Group, Inc. Nikkei 225 Index Market Index Target-Term Securities | NOW |
| Ameristock Exchange-Traded Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Ameristock/Ryan 1 Year Treasury ETF Ameristock/Ryan 2 Year Treasury ETF Ameristock/Ryan 5 Year Treasury ETF Ameristock/Ryan 10 Year Treasury ETF Ameristock/Ryan 20 Year Treasury ETF |
GKA GKB GKC GKD GKE |
| Bank of America | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | CDK |
| 10.08.10 | Bank of America MITTS Linked to the S&P 500 Index | MHM |
| 10.08.10 | Bank of America Accelerated Return Notes Linked to the S&P 500 Index | ACK |
| 10.08.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | SNK |
| 10.08.10 | Bank of America MITTS Linked to the Dow Jones Industrial Average | DFF |
| 10.08.10 | Bank of America Accelerated Return Notes Linked to the S&P 500 Index | ADJ |
| 10.08.10 | Bank of America MITTS Linked to the Dow Jones Industrial Average | MSC |
| 10.08.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | CGQ |
| 10.08.10 | Bank of America MITTS Linked to the Dow Jones Industrial Average | MHW |
| 10.08.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | CVF |
| 10.08.10 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SMY |
| 10.08.10 | Bank of America MITTS Linked to the Dow Jones Industrial Average | SDA |
| 10.08.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | LDX |
| 10.08.10 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | ADF |
| 10.08.10 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | LMZ |
| 10.08.10 | Bank of America MITTS Linked to the S&P 500 Index | SMU |
| 10.08.10 | Bank of America Market-Linked Step Up Notes Linked to the S&P 500 Index | MQC |
| 10.08.10 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SYO |
| 10.08.10 | Bank of America Accelerated Return Notes Linked to the S&P 500 Index | ALO |
| 10.08.10 | Bank of America Market-Linked Step Up Notes Linked to the S&P 500 Index | MPD |
| 10.08.10 | Bank of America MITTS Linked to the Dow Jones Industrial Average | SHN |
| 10.08.10 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SJV |
| 10.08.10 | Bank of America Corporation Market-Linked Step Up Notes Linked to the S&P 500 Index | MMY |
| 10.08.10 | Bank of America Market-Linked Step Up Notes Linked to the S&P 500 Index | BSQ |
| 10.08.10 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SFH |
| 10.08.10 | Bank of America Market-Linked Step Up Notes Linked to the S&P 500 Index | MZW |
| 10.08.10 | Bank of America Market Index Target-Term Securities Linked to the Dow Jones Industrial Average | MMF |
| 10.08.10 | Bank of America Corporation Step Up Notes Linked to the Russell 2000 Index | RIH |
| 10.08.10 | Bank of America Corporation Step Up Notes Linked to the S&P 500 Index | SKN |
| 10.08.10 | Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index | MLA |
| 10.08.10 | Bank of America Corporation Index Linked Notes | SKL |
| 10.08.10 | Bank of America Corporation Accelerated Return Notes Linked to the S&P 500 Index | SPC |
| 10.08.10 | Bank of America Leveraged Index Return Notes Linked to the S&P 500 Index | SBA |
| 10.08.10 | Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index | MKF |
| 10.08.10 | Bank of America Leveraged Index Return Notes Linked to the S&P 500 Index | SVW |
| 10.08.10 | Bank of America Leveraged Index Return Notes Linked to the S&P 500 Index | SZE |
| 10.08.10 | Bank of America Market Index Target-Term Securities Linked to the Dow Jones Industrial Average | MBL |
| 10.08.10 | Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index | MPE |
| 10.08.10 | Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index | SCT |
| 10.08.10 | Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index | MGJ |
| Barclays Bank PLC | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.30.10 | iPath Long Extended Russell 1000 TR Index ETN iPath Short Extended Russell 1000 TR Index ETN iPath Long Extended Russell 2000 TR Index ETN iPath Short Extended Russell 2000 TR Index ETN iPath Long Extended S&P 500 TR Index ETN iPath Short Extended S&P 500 TR Index ETN iPath Long Enhanced MSCI EAFE Index ETN iPath Short Enhanced MSCI EAFE Index ETN iPath Long Enhanced MSCI Emerging Markets Index ETN iPath Short Enhanced MSCI Emerging Markets Index ETN iPath Long Enhanced S&P 500 VIX Mid-Term Futures ETN |
ROLA ROSA RTLA RTSA SFLA SFSA MFLA MFSA EMLB EMSA VZZ |
| 10.08.10 | Barclays ETN+ S&P 500 Dynamic VEQTOR ETNs | VQT |
| 10.08.10 | iPath US Treasury 10-Year Bear ETN iPath US Treasury 10-Year Bull ETN iPath US Treasury Steepener ETN iPath US Treasury Flattener ETN iPath US Treasury 2-Year Bear ETN iPath US Treasury 2-Year Bull ETN iPath US Treasury Long Bond Bear ETN iPath US Treasury Long Bond Bull ETN |
DTYS DTYL STPP FLAT DTUS DTUL DLBS DLBL |
| 10.08.10 | Barclays ETN+ Inverse S&P 500 VIX Short-Term Futures ETNs | XXV |
| 10.08.10 | Barclays Long B Leveraged S&P 500 Total Return ETN Barclays Long C Leveraged S&P 500 Total Return ETN Barclays Short B Leveraged S&P 500 Total Return ETN Barclays Short C Leveraged S&P 500 Total Return ETN Barclays Short D Leveraged S&P 500 Total Return ETN |
BXUB BXUC BXDB BXDC BXDD |
| 10.08.10 | iPath S&P 500 VIX Short-Term Futures ETN iPath S&P 500 VIX Mid-Term Futures ETN |
VXX VXZ |
| 10.08.10 | iPath EUR/USD Exchange Rate ETN iPath GBP/USD Exchange Rate ETN iPath JPY/USD Exchange Rate ETN |
ERO GBB JYN |
| 10.08.10 | iPath Dow Jones-AIG Agriculture Total Return Sub-Index ETN iPath Dow Jones-AIG Copper Total Return Sub-Index ETN iPath Dow Jones-AIG Energy Total Return Sub-Index ETN iPath Dow Jones-AIG Grains Total Return Sub-Index ETN iPath Dow Jones-AIG Livestock Total Return Sub-Index ETN iPath Dow Jones-AIG Natural Gas Total Return Sub-Index ETN iPath Dow Jones-AIG Nickel Total Return Sub-Index ETN iPath Dow Jones-AIG Industrial Metals Total Return Sub-Index ETN |
JJA JJC JJE JJG COW GAZ JJN JJM |
| 10.08.10 | Barclays GEMS Asia 8 Exchange-Traded Notes Due April 8, 2038 | AYT |
| 10.08.10 | Barclays Asian and Gulf Currency Revaluation ETN | PGD |
| 10.08.10 | Barclays GEMS Index Exchange-Traded Notes | JEM |
| BLDRS Index Fund Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | BLDRS Asia 50 ADR Index Fund BLDRS Developed Markets 100 ADR Index Fund BLDRS Emerging Markets 50 ADR Index Fund BLDRS Europe 100 ADR Index Fund |
ADRA ADRD ADRE ADRU |
| Capital Protected Notes | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Capital Protected Notes Capital Protected Notes 1.875% Capital EFP 1% Capital Protected Notes Capital Protected Notes Capital Protected Notes Capital Protected Notes Capital Protected Notes |
GIT MIB MST DPP EEC SDM BEM |
| Citigroup Funding Inc. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.15.10 | C-Tracks Exchange-Traded Notes Based on the Performance of the Citi Volatility Index Total Return | CVOL |
| 10.08.10 | Citigroup Funding Inc. 2% Minimum Coupon Principal Protected Notes Based Upon the Price of Gold | MOL |
| 10.08.10 | Citigroup Funding Inc. Index LeAding Stock MarkEt Return Securities Based Upon the S&P 500 Index | IFO |
| 10.08.10 | Citigroup Funding Inc. 2% Minimum Coupon Principal Protected Notes Based Upon the S&P 500 Index | MHC |
| 10.08.10 | Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index | BLN |
| 10.08.10 | Citigroup Funding Inc. 3% Minimum Principal Protected Notes Based Upon the Russell 2000 Index | MJC |
| 10.08.10 | Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the S&P 500 Index | MUK |
| 10.08.10 | Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the Price of Gold | MTY |
| 10.08.10 | Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the Dow Jones-UBS Commodity Index | MKZ |
| 10.08.10 | Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the S&P MidCap 400 Index | MBF |
| 10.08.10 | Citigroup Funding Inc. 3% Minimum Principal Protected Notes Based Upon the Russell 2000 Index | MBC |
| 10.08.10 | Citigroup Funding Inc. Safety First Trust Series 2009-2 Principal Protected Trust Certificates Linked to the Dow Jones Industrial Average Index | ABI |
| 10.08.10 | Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the Dow Jones AIG Commodity Index – Excess Return | MKN |
| 10.08.10 | Citigroup Funding Inc. 2% Minimum Principal Protected Notes Based Upon the Russell 2000 Index | MOU |
| 10.08.10 | Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index | BEJ |
| 10.08.10 | Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index | BGI |
| 10.08.10 | Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index | BUW |
| 10.08.10 | Citigroup Funding Inc. Strategic Market Access Notes Based Upon the Citi U.S. Equity Model Index | CKK |
| 10.08.10 | Safety First Trust Principal-Protected Certificates Linked to a Global Index Basket | AKE |
| 10.08.10 | Citigroup Funding Inc. Safety First Trust Series 2007-2 Principal-Protected Certificates Linked to the Nikkei 225 Index | AFO |
| Claymore Exchange-Traded Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Claymore China Technology ETF | CQQQ |
| 10.08.10 | Claymore/AlphaShares China All-Cap Exchange-Traded Fund | YAO |
| 10.08.10 | Claymore/Clear Global Vaccine Index ETF Claymore/SWM Canadian Energy Income Index ETF Claymore/Clear Global Exchanges, Brokers & Asset Managers Index ETF |
JNR ENY EXB |
| 10.08.10 | Claymore/BBD High Income Index ETF Claymore/KLD Sudan-Free Large Cap Core ETF |
LVL KSF |
| 10.08.10 | Claymore/Zacks Country Rotation ETF Claymore/Zacks International Yield Hog Index ETF |
CRO HGI |
| 10.08.10 | Claymore/Robeco Developed International Equity ETF Claymore/Robeco Developed World Equity ETF |
EEN EEW |
| 10.08.10 | Claymore S&P Global Water Index ETF | CGW |
| 10.08.10 | Claymore/Zacks Mid-Cap Core ETF Claymore/BIR Leaders Mid-Cap Value ETF Claymore/BIR Leaders Small-Cap Core ETF Claymore/BIR Leaders 50 ETF Claymore/Ocean Tomo Growth Index ETF Claymore/Great Companies Large-Cap Growth Index ETF |
CZA BES BMV BST OTR XGC |
| 10.08.10 | Claymore/Clear Spin-off ETF Claymore/Ocean Tomo Patent ETF Claymore/ LGA Green ETF Claymore/Sabrient Defender ETF Claymore/BNY BRIC ETF Claymore/Sabrient Insider ETF Claymore/Sabrient Stealth ETF Claymore/Zacks Sector Rotation ETF Claymore/Zacks Yield Hog ETF |
CSD OTP GRN DEF EEB NFO STH XRO CVY |
| 10.08.10 | Claymore Shipping ETF | SEA |
| 10.08.10 | Claymore BulletShares 2011 Corporate Bond ETF Claymore BulletShares 2012 Corporate Bond ETF Claymore BulletShares 2013 Corporate Bond ETF Claymore BulletShares 2014 Corporate Bond ETF Claymore BulletShares 2015 Corporate Bond ETF Claymore BulletShares 2016 Corporate Bond ETF Claymore BulletShares 2017 Corporate Bond ETF |
BSCB BSCC BSCD BSCE BSCF BSCG BSCH |
| 10.08.10 | Claymore Wilshire 5000 Total Market ETF Claymore Wilshire 4500 Completion ETF Claymore Wilshire US REIT ETF |
WFVK WXSP WREI |
| 10.08.10 | Claymore China Technology ETF | CQQQ |
| 10.08.10 | Claymore/BNY Mellon Frontier Markets ETF | FRN |
| 10.08.10 | Claymore/MAC Global Solar Energy Index ETF | TAN |
| 10.08.10 | Claymore U.S. Capital Markets Bond ETF Claymore U.S. Capital Markets Micro-Term Fixed Income ETF Claymore US-1 - The Capital Markets Index ETF |
UBD ULQ UEM |
| 10.08.10 | Claymore/AlphaShares China Small Cap Index ETF | HAO |
| 10.08.10 | Claymore/AlphaShares China Real Estate ETF | TAO |
| 10.08.10 | Claymore/Clear Global Timber Index ETF | CUT |
| Credit Suisse AG | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.30.10 | VelocityShares Daily Inverse VIX Short-Term ETN VelocityShares Daily Inverse VIX Medium-Term ETN VelocityShares VIX Short-Term ETN VelocityShares VIX Medium-Term ETN VelocityShares Daily 2x VIX Short-Term ETN VelocityShares Daily 2x VIX Medium-Term ETN |
XIV ZIV VIIX VIIZ TVIX TVIZ |
| 10.08.10 | Credit Suisse Merger Arbitrage Index ETNs | CSMA |
| 10.08.10 | Credit Suisse Cushing 30 MLP Index ETNs | MLPN |
| 10.08.10 | Credit Suisse Long/Short Liquid Index ETNs | CSLS |
| 10.08.10 | ELEMENTS MLCX Gold Index - Total Return ETN | GOE |
| 10.08.10 | ELEMENTS MLCX Livestock Index - Total Return ETN | LSO |
| CurrencyShares Trusts | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | CurrencyShares Australian Dollar Trust CurrencyShares British Pound Sterling Trust CurrencyShares Canadian Dollar Trust CurrencyShares Euro Trust CurrencyShares Swiss Franc Trust CurrencyShares Mexican Peso Trust CurrencyShares Swedish Krona Trust CurrencyShares Japanese Yen Trust |
FXA FXB FXC FXE FXF FXM FXS FXY |
| Deutsche Bank AG | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Deutsche Bank AG ELEMENTS – “Dogs of the Dow” | DOD |
| 10.08.10 | Deutsche Bank AG ELEMENTS Linked to the Morningstar Wide Moat Focus Total Return Index Linked to the Dow Jones High Yield Select 10 Total Return Index | WMW |
| 10.08.10 | DB DB ELEMENTS Linked to the Benjamin Graham Total Market Value Index – Total Return DB ELEMENTS Linked to the Benjamin Graham Small Cap Value Index – Total Return DB ELEMENTS Linked to the Benjamin Graham Large Cap Value Index – Total Return |
BVT BVS BVL |
| 10.08.10 | ELEMENTS Linked to the British Pound/U.S. Dollar Exchange Rate ELEMENTS Linked to the U.S. Dollar/Canadian Dollar Exchange Rate ELEMENTS Linked to the U.S. Dollar/Swiss Franc Exchange Rate ELEMENTS Linked to the Euro/U.S. Dollar Exchange Rate ELEMENTS Linked to the Australian Dollar/U.S. Dollar Exchange Rate |
EGB CUD SZE ERE ADE |
| 10.08.10 | PowerShares DB Base Metals Double Long ETN PowerShares DB Base Metals Double Short ETN PowerShares DB Base Metals Long ETN PowerShares DB Base Metals Short ETN PowerShares DB Crude Oil Double Long ETN PowerShares DB Crude Oil Double Short ETN PowerShares DB Crude Oil Long ETN PowerShares DB Crude Oil Short ETN |
BDD BOM BDG BOS DXO DTO OLO SZO |
| 10.08.10 | DB Commodity Double Short Exchange Traded Notes DB Commodity Double Long Exchange Traded Notes DB Commodity Short Exchange Traded Notes DB Commodity Long Exchange Traded Notes |
DEE DYY DDP DPU |
| 10.08.10 | DB Agriculture Double Short Exchange Traded Notes DB Agriculture Double Long Exchange Traded Notes DB Agriculture Short Exchange Traded Notes DB Agriculture Long Exchange Traded Notes |
AGA DAG ADZ AGF |
| 10.08.10 | PowerShares DB 3X Long 25+ Year Treasury Bond ETN PowerShares DB 3X Short 25+ Year Treasury Bond ETN |
LBND SBND |
| DIAMONDS Trust Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | DIAMONDS Trust Series I | DIA |
| Direxion Shares ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.08.10 | Direxion Airline Shares Direxion Daily Gold Miners Bull 2X Shares Direxion Daily Gold Miners Bear 2X Shares |
FLYX NUGT DUST |
| 10.08.10 | Direxion Funds Daily Natural Gas Related Bull 2X Shares Direxion Funds Daily Natural Gas Related Bear 2X Shares Direxion Funds Daily Retail Bull 2X Shares Direxion Funds Daily Retail Bear 2X Shares |
FCGL FCGS RETL RETS |
| 10.08.10 | Direxion Funds Daily BRIC Bull 2X Shares Direxion Funds Daily BRIC Bear 2X Shares Direxion Funds Daily India Bull 2X Shares Direxion Funds Daily India Bear 2X Shares Direxion Funds Daily Semiconductor Bull 2X Shares Direxion Funds Daily Semiconductor Bull 2X Shares |
BRIL BRIS INDL INDZ SOXL SOXS |
| 10.08.10 | Direxion Funds Daily 2-Year Treasury Bull 3X Shares Direxion Funds Daily 2-Year Treasury Bear 3X Shares |
TWOL TWOZ |
| 10.08.10 | Direxion Funds Daily China Bull 3X Shares Direxion Funds Daily China Bear 3X Shares Direxion Funds Daily Latin America Bull 3X Shares Direxion Funds Daily Latin America Bear 3X Shares |
CZM CZI LBJ LHB |
| 10.08.10 | Direxion Funds Daily Real Estate Bull 3X Shares Direxion Funds Daily Real Estate Bear 3X Shares |
DRN DRV |
| 10.08.10 | Direxion Funds Daily 10-Year Treasury Bull 3X Shares Direxion Funds Daily 10-Year Treasury Bear 3X Shares Direxion Funds Daily 30-Year Treasury Bull 3X Shares Direxion Funds Daily 30-Year Treasury Bear 3X Shares |
TYD TYO TMF TMV |
| 10.08.10 | Direxion Funds Developed Markets Bull 3x Shares Direxion Funds Emerging Markets Bull 3x Shares Direxion Funds Technology Bull 3x Shares |
DZK EDC TYH |
| 10.08.10 | Direxion Funds Large Cap Bull 3x Shares Direxion Funds Small Cap Bull 3x Shares Direxion Funds Energy Bull 3x Shares Direxion Funds Financial Bull 3x Shares |
BGU TNA ERX FAS |
| 10.08.10 | Direxion Funds Large Cap Bear 3x Shares Direxion Funds Small Cap Bear 3x Shares Direxion Funds Energy Bear 3x Shares Direxion Funds Financial Bear 3x Shares Direxion Funds Developed Markets Bear 3x Shares Direxion Funds Emerging Markets Bear 3x Shares Direxion Funds Technology Bear 3x Shares Direxion Funds Mid Cap Bear 3x Shares |
BGZ TZA ERY FAZ DPK EDZ TYP MWN |
| EGA Emerging Global Shares Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Emerging Global Shares INDXX India Infrastructure Index Fund | INXX |
| 10.08.10 | Emerging Global Shares INDXX India Mid Cap Index Fund | SCIN |
| 10.08.10 | Emerging Global Shares INDXX Brazil Infrastructure Index Fund | BRXX |
| 10.08.10 | Emerging Global Shares INDXX China Infrastructure Index Fund | CHXX |
| 10.08.10 | Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | EFN |
| 10.08.10 | Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index Fund | EEG |
| 10.08.10 | Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund |
EMT EEO |
| Eksportfinans ASA | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Eksportfinans ASA Accelerated Return Notes Linked to the Russell 2000 Index | RHA |
| 10.08.10 | Eksportfinans ASA Accelerated Redemption Securities Linked to the MSCI Brazil Index | BON |
| ETFS Gold Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | ETFS Physical Swiss Gold Shares | SGOL |
| ETFS Palladium Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | ETFS Physical Palladium Shares | PALL |
| ETFS Platinum Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | ETFS Physical Platinum Shares | PPLT |
| ETFS Precious Metals Basket Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.22.10 | ETFS Physical Precious Metals Basket Shares | GLTR |
| ETFS White Metals Basket Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.03.10 | ETFS White Metals Basket Shares | WITE |
| FaithShares Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | FaithShares Baptist Values Fund FaithShares Lutheran Values Fund |
FZB FKL |
| 10.08.10 | FaithShares Catholic Values Fund FaithShares Christian Values Fund FaithShares Methodist Values Fund |
FCV FOC FMV |
| First Trust Exchange-Traded Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | First Trust NASDAQ ABA Community Bank Index Fund | QABA |
| 10.08.10 | First Trust Dow Jones Global Select Dividend Index Fund | FGD |
| 10.08.10 | First Trust DJ STOXX Select Dividend 30 Index Fund First Trust FTSE EPRA/NAREIT Global Real Estate Index Fund |
FDD FFR |
| 10.08.10 | First Trust Value Line 100 Exchange- Traded Fund | FVL |
| 10.08.10 | First Trust ISE ChIndia Index Fund | FNI |
| 10.08.10 | First Trust Consumer Discretionary AlphaDEX Fund First Trust Consumer Staples AlphaDEX Fund First Trust Energy AlphaDEX Fund First Trust Financials AlphaDEX Fund First Trust Health Care AlphaDEX Fund First Trust Industrials AlphaDEX Fund First Trust Materials AlphaDEX Fund First Trust Technology AlphaDEX Fund First Trust Utilities AlphaDEX Fund First Trust Large Cap Core AlphaDEX Fund First Trust Mid Cap Core AlphaDEX Fund First Trust Small Cap Core AlphaDEX Fund First Trust Large Cap Value Opportunities AlphaDEX Fund First Trust Large Cap Growth Opportunities AlphaDEX Fund First Trust Multi Cap Value AlphaDEX Fund First Trust Multi Cap Growth AlphaDEX Fund |
FXD FXG FXN FXO FXH FXR FXZ FXL FXU FEX FNX FYX FTA FTC FAB FAD |
| 10.08.10 | First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund | GRID |
| 10.08.10 | First Trust ISE-Revere Natural Gas Index Fund First Trust ISE Water Index Fund |
FCG FIW |
| 10.08.10 | First Trust S&P REIT Index Fund | FRI |
| 10.08.10 | First Trust IPOX-100 Index Fund First Trust Morningstar Dividend Leaders Index Fund First Trust Dow Jones Select MicroCap Index Fund |
FPX FDL FDM |
| 10.08.10 | First Trust Amex Biotechnology Index Fund First Trust Dow Jones Internet Index Fund First Trust DB Strategic Value Index Fund |
FBT FDN FDV |
| 10.08.10 | First Trust NASDAQ-100 Equal Weighted Index Fund | QQEW |
| 10.08.10 | First Trust NASDAQ-100 Ex-Technology Sector Index Fund | QQXT |
| 10.08.10 | First Trust NASDAQ-100 Technology Sector Index Fund | QTEC |
| 10.08.10 | First Trust NASDAQ Clean Edge U.S. Liquid Series Index Fund | QCLN |
| 10.08.10 | First Trust ISE Global Engineering and Construction Index Fund | FLM |
| 10.08.10 | First Trust ISE Global Wind Energy Index Fund | FAN |
| 10.08.10 | First Trust BICK Index Fund | BICK |
| 10.08.10 | First Trust ISE Global Copper Index Fund First Trust ISE Global Platinum Index Fund |
CU PLTM |
| Global X Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.10.10 | Global X FTSE Norway 30 ETF | NORW |
| 11.05.10 | Global X Uranium ETF | URA |
| 11.04.10 | Global X Gold Explorers ETF | GLDX |
| 10.08.10 | Global X Brazil Financials ETF | BRAF |
| 10.08.10 | Global X Lithium ETF | LIT |
| 10.08.10 | Global X Brazil Consumer ETF | BRAQ |
| 10.08.10 | Global X Brazil Mid Cap ETF | BRAZ |
| 10.08.10 | Global X Silver Miners ETF Global X Copper Miners ETF |
SIL COPX |
| 10.08.10 | Global X China Materials ETF | CHIM |
| 10.08.10 | Global X China Energy ETF | CHIE |
| 10.08.10 | Global X China Financials ETF | CHIX |
| 10.08.10 | Global X China Technology ETF | CHIB |
| 10.08.10 | Global X China Consumer ETF Global X China Industrials ETF |
CHIQ CHII |
| 10.08.10 | Global X FTSE Nordic 30 ETF | GXF |
| 10.08.10 | Global X/InterBolsa FTSE Colombia 20 ETF | GXG |
| Goldman Sachs Group, Inc. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | GS Connect Exchange Traded Notes linked to the S&P GSCI™ Enhanced Commodity Total Return Strategy Index | GSC |
| 10.08.10 | GS Connect Exchange-Traded NotesLinked to the Claymore CEF Index | GCE |
| Grail Advisors ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Grail McDonnell Intermediate Municipal Bond ETF Grail McDonnell Core Taxable Bond ETF |
GMMB GMBT |
| 10.08.10 | Grail Advisors RP Growth ETF Grail Advisors RP Focused Large Cap Growth ETF Grail Advisors RP Technology ETF Grail Advisors RP Financials ETF |
RPX RWG RPQ RFF |
| 10.08.10 | Grail American Beacon Large Cap Value ETF | GVT |
| Greenhaven Continuous Commodity Index Fund | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Greenhaven Continuous Commodity Index Fund | GCC |
| HOLDRS Trusts | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Market 2000+ HOLDRS Wireless HOLDRS CP HOLDRS |
MKH WMH HCH |
| 10.08.10 | Biotech HOLDRS Broadband HOLDRS B2B HOLDRS Europe 2001 HOLDRS Internet HOLDRS Internet Architecture HOLDRS Internet Infrastructure HOLDRS Oil Services HOLDRS Pharmaceutical HOLDRS Regional Bank HOLDRS Retail HOLDRS Semiconductor HOLDERS Software HOLDRS Telecom HOLDRS Utilities HOLDRS |
BBH BDH BHH EKH HHH IAH IIH OIH PPH RKH RTH SMH SWH TTH UTH |
| HSBC USA Inc. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | HSBC USA Inc. ELEMENTS Linked to the S&P Commodity Trends Indicator — Total Return due June 16, 2023 | LSC |
| IndexIQ ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | IQ Taiwan Small Cap ETF | TWON |
| 10.08.10 | IQ South Korea Small Cap Index ETF | SKOR |
| 10.08.10 | IQ Australia Small Cap ETF IQ Canada Small Cap ETF |
KROO CNDA |
| 10.08.10 | IQ ARB Merger Arbitrage ETF | MNA |
| 10.08.10 | IQ CPI Inflation Hedged ETF IQ ARB Global Resources ETF |
CPI GRES |
| 10.08.10 | IQ Hedge Macro Tracker ETF | MCRO |
| 10.08.10 | IQ Hedge Multi-Strategy Tracker ETF | QAI |
| iPath | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | iPath Dow Jones-AIG Agriculture Total Return Sub-Index ETN iPath Dow Jones-AIG Copper Total Return Sub-Index ETN iPath Dow Jones-AIG Energy Total Return Sub-Index ETN iPath Dow Jones-AIG Grains Total Return Sub-Index ETN iPath Dow Jones-AIG Livestock Total Return Sub-Index ETN iPath Dow Jones-AIG Natural Gas Total Return Sub-Index ETN iPath Dow Jones-AIG Nickel Total Return Sub-Index ETN iPath Dow Jones-AIG Industrial Metals Total Return Sub-Index ETN |
JJA JJC JJE JJG COW GAZ JJN JJM |
| 10.08.10 | iPath Exchange-Traded Notes Linked to the MSCI India Total Return Index (the “Notes”) | INP |
| 10.08.10 | iPath Exchange Traded Notes Linked to the CBOE S&P 500 BuyWrite Index | BWV |
| 10.08.10 | Dow Jones – AIG Commodity Index Total Return | DJP |
| 10.08.10 | Goldman Sachs Crude Oil Total Return Index | OIL |
| 10.08.10 | GSCI Total Return Index | GSP |
| 10.08.10 | iPath DJ-AIG Tin ETN iPath DJ-AIG Sugar ETN iPath DJ-AIG Softs ETN iPath DJ-AIG Precious Metals ETN iPath DJ-AIG Platinum ETN iPath DJ-AIG Lead ETN iPath DJ-AIG Cotton ETN iPath DJ-AIG Coffee ETN iPath DJ-AIG Cocoa ETN iPath DJ-AIG Aluminum ETN iPath Global Carbon ETN |
JJT SGG JJS JJP PGM LD BAL JO NIB JJU GRN |
| 10.08.10 | iPath Optimized Currency Carry Exchange-Traded Notes | ICI |
| iShares Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.03.10 | iShares Barclays 0-5 Year TIPS Bond Fund | STIP |
| 11.10.10 | iShares MSCI Russia Capped Index Fund | ERUS |
| 10.08.10 | iShares MSCI New Zealand Investable Market Index Fund | ENZL |
| 10.08.10 | iShares MSCI ACWI ex US Utilities Sector Index Fund iShares MSCI ACWI ex US Telecommunication Services Sector Index Fund iShares MSCI ACWI ex US Materials Sector Index Fund iShares MSCI ACWI ex US Information Technology Sector Index Fund iShares MSCI ACWI ex US Industrials Sector Index Fund iShares MSCI ACWI ex US Energy Sector Index Fund iShares MSCI ACWI ex US Consumer Staples Sector Index Fund iShares MSCI ACWI ex US Consumer Discretionary Sector Index Fund iShares MSCI ACWI ex US Health Care Sector Index Fund |
AXUT AXTE AXMT AXIT AXID AXEN AXSL AXDI AXHE |
| 10.08.10 | iShares MSCI Poland Investable Market Index Fund | EPOL |
| 10.08.10 | iShares MSCI USA Index Fund iShares MSCI Indonesia Investable Market Index Fund iShares MSCI Ireland Capped Investable Market Index Fund |
EUSA EIDO EIRL |
| 10.08.10 | iShares MSCI Far East Financial Sector Index Fund iShares MSCI Europe Financial Sector Index Fund iShares MSCI Emerging Markets Materials Sector Index Fund iShares MSCI Emerging Markets Financial Sector Index Fund iShares MSCI ACWI ex US Financials Index Fund |
FEFN EUFN EMMT EMFN AXFN |
| 10.08.10 | iShares 2012 S&P AMT-Free Municipal Series iShares 2013 S&P AMT-Free Municipal Series iShares 2014 S&P AMT-Free Municipal Series iShares 2015 S&P AMT-Free Municipal Series iShares 2016 S&P AMT-Free Municipal Series iShares 2017 S&P AMT-Free Municipal Series |
MUAA MUAB MUAC MUAD MUAE MUAF |
| 10.08.10 | iShares S&P National Municipal Bond Fund | MUB |
| 10.08.10 | iShares S&P World ex-U.S. Property Index Fund | WPS |
| 10.08.10 | iShares S&P U.S. Preferred Stock Index Fund | PFF |
| 10.08.10 | iShares Silver Trust | SLV |
| 10.08.10 | iShares COMEX Gold Trust | IAU |
| 10.08.10 | iShares GSCI Commodity-Indexed Trust | GSG |
| 10.08.10 | iShares Lehman Short Treasury iShares Lehman 3-7 Year Treasury Bond Fund iShares Lehman 10-20 Year Treasury Bond Fund iShares Lehman 1-3 Year Credit Bond Fund iShares Lehman Intermediate Credit Bond Fund iShares Lehman Credit Bond Fund iShares Lehman Intermediate Government/Credit Bond Fund iShares Lehman Government/Credit Bond Fund iShares Lehman Aggregate Bond Fund iShares Lehman TIPS Bond Fund iShares Lehman 1-3 Year Treasury Bond Fund iShares Lehman 7-10 Year Treasury Bond Fund iShares Lehman 20+ Year Treasury Bond Fund iShares iBoxx $ Investment Grade Corporate Bond Fund |
SHV IEI TLH CSJ CIU CFT GVI GBF AGG TIP SHY IEF TLT LQD |
| 10.08.10 | iShares NASDAQ Biotechnology Index Fund IBB iShares S&P 500 Index Fund iShares S&P 100 Index Fund iShares S&P Midcap 400 Index Fund iShares S&P SmallCap 600 Index Fund iShares S&P 500 Value Index Fund iShares S&P 500 Growth Index Fund iShares S&P MidCap 400 Growth Index Fund iShares S&P MidCap 400 Value Index Fund iShares S&P SmallCap 600 Growth Index Fund iShares S&P SmallCap 600 Value Index Fund iShares Dow Jones Transportation Index Fund iShares Dow Jones Select Dividend Index Fund iShares Goldman Sachs Natural Resources Index Fund iShares KLD 400 Select Social Index Fund iShares Morningstar Small Core Index Fund iShares Morningstar Mid Value Index Fund iShares Morningstar Large Value Index Fund iShares Morningstar Mid Growth Index Fund iShares Morningstar Mid Core Index Fund iShares Morningstar Large Growth Index Fund iShares Morningstar Large Core Index Fund iShares Morningstar Small Growth Index Fund iShares Morningstar Small Value Index Fund iShares MSCI EAFE Growth Index Fund iShares MSCI EAFE Value Index Fund iShares NYSE 100 Index Fund iShares NYSE Composite Index Fund iShares S&P 1500 Index Fund |
IBB IVV OEF IJH IJR IVE IVW IJK IJJ IJT IJS IYT DVY IGE KLD JKJ JKI JKF JKH JKG JKE JKD JKK JKL EFG EFV NY NYC ISI |
| 10.08.10 | iShares MSCI Brazil iShares MSCI South Africa iShares MSCI South Korea iShares MSCI Taiwan iShares S&P Europe 350 Index Fund iShares S&P Global Energy Sector Index Fund iShares S&P Global Financials Sector Index Fund iShares S&P Global Health Care Sector Index Fund iShares S&P Global Telecommunications Sector Index Fund iShares S&P Global Technology Sector Index Fund iShares S&P/TOPIX 150 Index Fund iShares S&P Latin America 40 Index Fund iShares MSCI EAFE Index Fund iShares MSCI Emerging Markets Index Fund iShares MSCI Pacific Free Ex Japan Index Fund iShares MSCI Belgium iShares MSCI France iShares MSCI Hong Kong iShares MSCI Italy iShares MSCI Japan iShares MSCI Malaysia iShares MSCI Netherlands iShares MSCI Singapore iShares MSCI Spain iShares MSCI Sweden iShares MSCI Switzerland iShares MSCI United Kingdom iShares S&P Global 100 Index Fund iShares Russell Midcap Index Fund iShares Russell Midcap Growth Index Fund iShares Russell Midcap Value Index Fund iShares Cohen & Steers Realty Majors Index Fund iShares Russell 1000 Index Fund iShares Russell 1000 Growth Index Fund iShares Russell 1000 Value Index Fund iShares Russell 2000 Index Fund iShares Russell 2000 Growth Index Fund iShares Russell 2000 Value Index Fund iShares Russell 3000 Index Fund iShares Russell 3000 Growth Index Fund iShares Russell 3000 Value Index Fund iShares MSCI Australia Index Fund iShares MSCI Austria Index Fund iShares MSCI Canada Index Fund iShares MSCI EMU Index Fund iShares MSCI Germany Index Fund iShares MSCI Mexico Index Fund iShares KLD 400 Social Index Fund iShares S&P Global Consumer Discretionary Sector Index Fund iShares S&P Global Consumer Staples Sector Index Fund iShares S&P Global Industrials Sector Index Fund iShares S&P Global Utilities Sector Index Fund iShares S&P Global Materials Sector Index Fund iShares Dow Jones U.S. Oil & Gas Exploration & Production Index Fund iShares Dow Jones U.S. Oil Equipment & Services Index Fund iShares Dow Jones U.S. Pharmaceuticals Index Fund iShares Dow Jones U.S. Health Care Providers Index Fund iShares Dow Jones U.S. Medical Devices Index Fund iShares Dow Jones U.S. Broker-Dealers Index Fund iShares Dow Jones U.S. Insurance Index Fund iShares Dow Jones U.S. Regional Banks Index Fund iShares Dow Jones U.S. Aerospace & Defense Index Fund iShares Dow Jones U.S. Home Construction Index Fund iShares Russell Micrcap Index Fund iShares FTSE/Xinhua China 25 Index Fund |
EWZ EZA EWY EWT IEV IXC IXG IXJ IXP IXN ITF ILF EFA EEM EPP EWK EWQ EWH EWI EWJ EWM EWN EWS EWP EWD EWL EWU IOO IWR IWP IWS ICF IWB IWF IWD IWM IWO IWN IWV IWZ IWW EWA EWO EWC EZU EWG EWW DSI RXI KXI EXI JXI MXI IEO IEZ IHE IHF IHI IAI IAK IAT ITA ITB IWC FXI |
| 10.08.10 | iShares MSCI ACWI Index Fund iShares MSCI ACWI ex US Index Fund |
ACWI ACWX |
| 10.08.10 | iShares 10+ Year Credit Bond Fund iShares 10+ Year Government Credit Bond Fund |
CLY GLJ |
| 10.08.10 | iShares S&P India Nifty 50 Index Fund | INDY |
| 10.08.10 | iShares Diversified Alternatives Trust | ALT |
| 10.08.10 | iShares MSCI Emerging Markets Eastern Europe Index Fund | ESR |
| 10.08.10 | iShares Russell Top 200 Value Index Fund iShares Russell Top 200 Index Fund iShares Russell Top 200 Growth Index Fund |
IWX IWL IWY |
| 10.08.10 | iShares MSCI All Peru Capped Index Fund | EPU |
| 10.08.10 | iShares S&P Emerging Markets Infrastructure Index Fund | EMIF |
| 10.08.10 | iShares MSCI Kokusai Index Fund iShares S&P Global Infrastructure Index Fund iShares MSCI EAFE Small Cap Index Fund |
TOK IGF SCZ |
| 10.08.10 | iShares MSCI BRIC Index Fund iShares MSCI Chile Index Fund iShares S&P Asia 50 Index Fund |
BKF ECH AIA |
| 10.08.10 | iShares S&P California Municipal Bond Fund iShares S&P New York Municipal Bond Fund |
CMF NYF |
| 10.08.10 | iShares Dow Jones EPAC Select Dividend Index Fund | IDV |
| 10.08.10 | iShares iBozz $$ High Yield Corporate Bond Fund iShares Lehman MBS Fixed-Rate Bond Fund |
HYG MBB |
| 10.08.10 | iShares FTSE NAREIT Residential Index Fund iShares FTSE NAREIT Industrial/Office Index Fund iShares FTSE NAREIT Retail Index Fund iShares FTSE NAREIT Mortgage REITs Index Fund iShares FTSE NAREIT Real Estate 50 Index Fund |
REZ FIO RTL REM FTY |
| 10.08.10 | iShares MSCI Israel Capped Investable Market Index Fund iShares MSCI ACWI ex US Index Fund iShares MSCI Thailand Investable Market Index Fund |
EIS TUR THD |
| 10.08.10 | iShares Barclays Agency Bond Fund iShares S&P Short Term National Municipal Bond Fund |
AGZ SUB |
| 10.08.10 | iShares S&P Target Date Retirement Income Index Fund iShares S&P Target Date 2010 Index Fund iShares S&P Target Date 2015 Index Fund iShares S&P Target Date 2020 Index Fund iShares S&P Target Date 2025 Index Fund iShares S&P Target Date 2030 Index Fund iShares S&P Target Date 2035 Index Fund iShares S&P Target Date 2040 Index Fund |
TGR TZD TZE TZG TZI TZL TZO TZV |
| 10.08.10 | iShares S&P Conservative Allocation Fund iShares S&P Moderate Allocation Fund iShares S&P Growth Allocation Fund iShares S&P Aggressive Allocation Fun |
AOK AOM AOR AOA |
| 10.08.10 | iShares FTSE China (HK Listed) Index Fund iShares S&P Global Clean Energy Index Fund iShares S&P Global Nuclear Energy Index Fund iShares S&P Global Timber & Forestry Index Fund |
FCHI ICLN NUCL WOOD |
| 10.08.10 | iShares JPMorgan USD Emerging Markets Bond Fund | EMB |
| 10.08.10 | iShares MSCI Japan Small Cap Index Fund | SCJ |
| 10.08.10 | iShares MSCI All Country Asia ex Japan Index Fund | AAXJ |
| 10.08.10 | iShares MSCI ACWI Index Fund iShares MSCI ACWI ex US Index Fund |
ACWI ACWX |
| 10.08.10 | iShares FTSE EPRA/NAREIT Global Real Estate ex-U.S. Index Fund iShares FTSE EPRA/NAREIT Asia Index Fund Shares FTSE EPRA/NAREIT Europe Index Fund iShares FTSE EPRA/NAREIT North America Index Fund iShares FTSE Developed Small Cap ex-North America Index Fund |
IFGL IFAS IFEU IFNA IFSM |
| 10.08.10 | iShares MSCI Brazil Small Cap Index Fund iShares MSCI China Small Cap Index Fund iShares MSCI Philippines Investable Market Index Fund |
EWZS ECNS EPHE |
| Javelin Exchange-Traded Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | JETS Contrarian Opportunities Index Fund | JCO |
| 10.08.10 | JETS Dow Jones Islamic Market International Index Fund | JVS |
| JPMorgan Chase & Co. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | JPMorgan Double Short US 10 Year Treasury Futures ETN JPMorgan Double Short US Long Bond Treasury Futures ETN |
DSXJ DSTJ |
| 10.08.10 | JPMorgan Chase & Co. Buffer Notes Based Upon the S&P 500 Index | BJI |
| 10.08.10 | J.P. Morgan Alerian MLP Index Exchange-Traded Notes | AMJ |
| 10.08.10 | JPMorgan Chase & Co. KEYnotes Exchange-Traded Notes Linked to the First Trust Enhanced 130/30 Large Cap Index Due May 25, 2023 | JFT |
| Market Vectors ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.28.10 | Market Vectors Rare Earth/Strategic Metals Exchange-Traded Fund | REMX |
| 10.14.10 | Market Vectors China A-Shares Exchange-Traded Fund | PEK |
| 10.08.10 | Market Vectors India Small-Cap Index Exchange-Traded Fund | SCIF |
| 10.08.10 | Market Vectors Emerging Markets Local Currency Bond ETF | EMLC |
| 10.08.10 | Market Vectors Latin America Small-Cap Index Exchange-Traded Fund | LATM |
| 10.08.10 | Market Vectors Egypt Index Exchange-Traded Fund | EGPT |
| 10.08.10 | Market Vectors Poland Exchange-Traded Fund | PLND |
| 10.08.10 | Market Vectors Vietnam Exchange-Traded Fund | VNM |
| 10.08.10 | Market Vectors Brazil Small-Cap Exchange-Traded Fund | BRF |
| 10.08.10 | Market Vectors-RVE Hard Assets Producers ETF | HAP |
| 10.08.10 | Market Vectors - Gulf States Index ETF | MES |
| 10.08.10 | Market Vectors - Africa Index ETF | AFK |
| 10.08.10 | Market Vectors - Solar Energy ETF | KWT |
| 10.08.10 | Market Vector - Lehman Brothers AMT- Free Short Municipal Index ETF | SMB |
| 10.08.10 | Market Vectors – Gaming ETF | BJK |
| 10.08.10 | Market Vectors – Coal ETF | KOL |
| 10.08.10 | Market Vectors - Lehman Brothers AMT- Free Long Municipal Index ETF | MLN |
| 10.08.10 | Market Vectors Junior Gold Miners Exchange-Traded Fund | GDXJ |
| 10.08.10 | Market Vectors High-Yield Municipal Index ETF | HYD |
| 10.08.10 | Market Vectors Pre-Refunded Municipal Index ETF | PRB |
| 10.08.10 | Market Vectors – Lehman Brothers AMT-Free Intermediate Municipal Index ETF | ITM |
| 10.08.10 | Market Vectors – Agribusiness ETF | MOO |
| 10.08.10 | Market Vectors - Russia ETF | RSX |
| 10.08.10 | Market Vectors – Nuclear Energy ETF | NLR |
| 10.08.10 | Market Vectors – Global Alternative Energy ETF | GEX |
| 10.08.10 | Market Vectors – Environmental Services ETF Market Vectors – Steel ETF Market Vectors – Gold Miners ETF |
EVX SLX GDX |
| Market Vectors Exchange-Traded Notes | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Market Vectors-Indian Rupee/USD ETNs | INR |
| 10.08.10 | Market Vectors-Chinese Renminbi/USD ETNs | CNY |
| Merrill Lynch & Co., Inc. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Merrill Lynch Factor Model | MXH |
| 10.08.10 | Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Select 10 Index | SZX |
| 10.08.10 | Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Select 10 Index | RSY |
| 10.08.10 | S&P 500 Market Index Target-Term Securities, due December 8, 2010 | IFK |
| 10.08.10 | Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Merrill Lynch Factor Model | HFB |
| 10.08.10 | Merrill Lynch Strategic Return Notes Linked to the Select 10 Index due March 8, 2012 | MSS |
| 10.08.10 | Strategic Return Notes linked to the Value 30 Index, due August 8, 2011 8% Monthly Income Strategic Return Notes linked to the CBOE S&P 500 BuyWrite Index, due January 3, 2011 8% Monthly Income Strategic Return Notes linked to the CBOE Dow Jones Industrial Index BuyWrite Index, due November 9, 2011 Strategic Return Notes linked to the Industrial 15 Index, due August 9, 2010 Strategic Return Notes linked to the Biotech-Pharmaceutical Index, due November 1, 2007 Strategic Return Notes linked to the Industrial 15 Index (IXD), due August 30, 2007 Strategic Return Notes linked to the Select Ten Index, due March 1, 2007 Strategic Return Notes linked to the Oil and Natural Gas Index, due March 28, 2007 Strategic Return Notes linked to the Select Ten Index, due June 28, 2007 Strategic Return Notes linked to the Select Ten Index, due October 25, 2007 8% Strategic Return Notes linked to the CBOE S&P 500 BuyWrite Index, due June 7, 2010 Strategic Return Notes Linked to the Industrial 15 Index, due August 3, 2009 Strategic Return Notes linked to the Select Utility Index, Due February 25, 2009 Strategic Return Notes linked to the Value Select 30 Index, due July 6, 2011 Strategic Return Notes linked to the Select European 50 Index, due June 11, 2007 Strategic Return Notes linked to the Baby Boomer Consumption Index, due September 6, 2011 Strategic Return Notes linked to the Select 10 Index, due November 8, 2011 |
MVI BXU BWR LDB DMP DCV DTY OGN DSZ DMD BXA SRK UUD MLV MFY RTS |
| 10.08.10 | The Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Industrial 15 Index | SRIB |
| Morgan Stanley | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Securities linked to the Nikkei 225 Index, due December 30, 2010 | MJP |
| 10.08.10 | Notes based on the S&P 500 Index, due December 30, 2011 | MOR |
| 10.08.10 | Morgan Stanley Capital Protected Notes based on a Global Basket of Indices | GBC |
| 10.08.10 | Morgan Stanley Market Vectors - Double Short Euro ETNs Morgan Stanley Market Vectors - Double Long Euro ETNs |
DRR URR |
| 10.08.10 | Morgan Stanley Protected Absolute Return Barrier Notes Based on the S&P 500 Index | SNZ |
| 10.08.10 | Morgan Stanley Buffered Performance Leverage Upside Securities Based on the S&P 500 Index | BJI |
| 10.08.10 | Morgan Stanley Performance Leveraged Upside Securities Based on the Performance of the S&P 500 Index | BTQ |
| 10.08.10 | S&P 500 Index Capital Protected Notes, due June 30, 2011 | NPS |
| 10.08.10 | 2.8% Market Participation Securities linked to the DJ High Yield Select 10 Index | PPY |
| 10.08.10 | PROPELS based on the value of the S&P 500 Index, due December 30, 2011 PROPELS based on the Value of a Basket of Three International Indices, due December 30, 2011 PROPELS based on the value of the Dow Jones Industrial Average, Due December 30, 2011 |
PEL EBK PDJ |
| 10.08.10 | Strategic Total Return Securities Exchangeable for a Cash Amount based on the CBOE Dow Jones Industrial Average BuyWrite Index, due July 30, 2011 | DBY |
| Old Mutual Global Shares Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | GlobalShares FTSE Emerging Markets Fund | GSR |
| 10.08.10 | GlobalShares FTSE All-World Fund GlobalShares FTSE All-Cap Asia Pacific ex Japan Fund GlobalShares FTSE All-World ex US Fund |
GSW GSZ GSO |
| 10.08.10 | GlobalShares FTSE Developed Countries ex US Fund | GSD |
| PAX World Funds Trust II | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | ESG Shares FTSE Environmental Texchnologies Index Fund | ETFY |
| 10.08.10 | ESG Shares North America Sustainability Index ETF | NASI |
| PIMCO ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 11.01.10 | PIMCO Broad U.S. Treasury Index Fund | TRSY |
| 10.08.10 | PIMCO Investment Grade Corporate Bond Index Fund | CORP |
| 10.08.10 | PIMCO Build America Bond Strategy Fund | BABZ |
| 10.08.10 | PIMCO Intermediate Municipal Bond Strategy Fund | MUNI |
| 10.08.10 | PIMCO Enhanced Short Maturity Strategy Fund | MINT |
| 10.08.10 | PIMCO 3-7 Year U.S. Treasury Index Fund PIMCO 25+ Year Zero Coupon U.S. Treasury Index Fund |
FIVZ ZROZ |
| 10.08.10 | PIMCO 7-15 Year U.S. Treasury Index Fund | TENZ |
| 10.08.10 | PIMCO 15+ Year U.S. TIPS Index Fund PIMCO Broad U.S. TIPS Index Fund |
LTPZ TIPZ |
| 10.08.10 | PIMCO 1-5 Year U.S. TIPS Index Fund | STPZ |
| 10.08.10 | PIMCO 1-3 Year U.S. Treasury Index Fund | TUZ |
| 10.08.10 | PIMCO Short Term Municipal Bond Strategy Fund | SMMU |
| PowerShares | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | PowerShares Emerging Markets Infrastructure Portfolio | PXR |
| 10.08.10 | PowerShares Global Nuclear Energy Portfolio | PKN |
| 10.08.10 | PowerShares Preferred Portfolio | PGX |
| 10.08.10 | PowerShares Autonomic Growth NFA Global Asset Portfolio PowerShares Autonomic Balanced NFA Global Asset Portfolio PowerShares Autonomic Balanced Growth NFA Global Asset Portfolio |
PTO PCA PAO |
| 10.08.10 | PowerShares VRDO Tax-Free Weekly Portfolio PowerShares High Yield Corporate Bond Portfolio |
PVI PHB |
| 10.08.10 | PowerShares Insured National Municipal Bond Portfolio PowerShares Insured California Municipal Bond Portfolio PowerShares Insured New York Municipal Bond Portfolio PowerShares Emerging Markets Sovereign Debt Portfolio PowerShares 1-30 Laddered Treasury Portfolio |
PZA PWZ PZT PCY PLW |
| 10.08.10 | PowerShares FTSE RAFI Europe Small-Mid Portfolio PowerShares FTSE RAFI Emerging Markets Portfolio PowerShares International Listed Private Equity Portfolio PowerShares FTSE RAFI Developed Markets ex-US Small-Mid Portfolio PowerShares FTSE RAFI Asia Pacific ex-Japan Small-Mid Portfolio |
PWD PXH PFP PDN PDQ |
| 10.08.10 | PowerShares FTSE RAFI Asia ex-Japan Portfolio PowerShares FTSE RAFI Europe Portfolio PowerShares FTSE RAFI Developed Markets ex-US Portfolio PowerShares FTSE RAFI Japan Portfolio |
PAF PEF PXF PJO |
| 10.08.10 | PowerShares Dynamic Asia Pacific Portfolio PowerShares Dynamic Europe Portfolio PowerShares Global Water Portfolio PowerShares Global Clean Energy Portfolio PowerShares Dynamic Developed International Opportunities Portfolio |
PUA PEH PIO PBD PFA |
| 10.08.10 | PowerShares DB US Dollar Index Bullish Fund PowerShares DB US Dollar Index Bearish Fund |
UUP UDN |
| 10.08.10 | PowerShares DB Energy Fund PowerShares DB Oil Fund PowerShares DB Precious Metals Fund PowerShares DB Gold Fund PowerShares DB Silver Fund PowerShares DB Base Metals Fund PowerShares DB Agriculture Fund |
DBE DBO DBP DGL DBS DBB DBA |
| 10.08.10 | PowerShares DWA Technical Leaders Portfolio | PDP |
| 10.08.10 | PowerShares Wilderhill Clean Energy PowerShares Dynamic Biotechnology & Genome PowerShares Dynamic Food & Beverage PowerShares Dynamic Networking PowerShares Dynamic Pharmaceuticals PowerShares Dynamic Software PowerShares Dynamic Media PowerShares Dynamic Leisure & Entertainment PowerShares Dynamic OTC PowerShares Dynamic Market PowerShares Dynamic Energy Sector PowerShares Dynamic Large Cap Growth PowerShares Dynamic Large Cap Value PowerShares Dynamic Mid Cap Growth PowerShares Dynamic Small Cap Growth PowerShares Dynamic Mid Cap Value PowerShares Dynamic Small Cap Value PowerShares Golden Dragon Halter USX China PowerShares High Yield Equity Dividend Achievers |
PBW PBE PBJ PXQ PJP PSJ PBS PEJ PWO PWC PXI PWB PWV PWJ PWT PWP PWY PGJ PEY |
| 10.08.10 | PowerShares Buyback Achievers Portfolio PowerShares Dynamic Deep Value Portfolio PowerShares Dynamic Aggressive Growth Portfolio PowerShares Dynamic Large Cap Portfolio PowerShares Dynamic Mid Cap Portfolio PowerShares Dynamic Small Cap Portfolio PowerShares Financial Preferred Portfolio PowerShares Value Line Industry Rotation Portfolio PowerShares Listed Private Equity Portfolio PSP PowerShares WilderHill Progressive Energy Portfolio PowerShares CleantechTM Portfolio PowerShares Dynamic MagniQuant Portfolio PowerShares Dynamic Basic Materials Sector Portfolio PowerShares Dynamic Consumer Discretionary Sector Portfolio PowerShares Dynamic Consumer Staples Sector Portfolio PowerShares Dynamic Energy Sector Portfolio PowerShares Dynamic Financial Sector Portfolio PowerShares Dynamic Healthcare Sector Portfolio PowerShares Dynamic Industrials Sector Portfolio PowerShares Dynamic Technology Sector Portfolio PowerShares Dynamic Banking Portfolio PowerShares Dynamic Healthcare Services Portfolio PowerShares International Dividend Achievers Portfolio PowerShares Zacks Small Cap Portfolio PowerShares FTSE RAFI US 1000 Portfolio PowerShares Value Line Timeliness Select Portfolio PowerShares Dividend Achievers Portfolio PowerShares High Growth Rate Dividend Achievers Portfolio PowerShares Dynamic Hardware & Consumer Electronics Portfolio PowerShares Dynamic Telecommunications & Wireless Portfolio PowerShares Water Resources Portfolio PowerShares Aerospace & Defense Portfolio PowerShares Dynamic Building & Construction Portfolio PowerShares Dynamic Energy Exploration & Production Portfolio PowerShares Dynamic Insurance Portfolio PowerShares Dynamic Oil Services Portfolio PowerShares Dynamic Retail Portfolio PowerShares Dynamic Utilities Portfolio PowerShares Lux Nanotech Portfolio PowerShares Zacks Micro Cap Portfolio |
PKW PVM PGZ PJF PJG PJM PGF PYH PSP PUW PZD PIQ PYZ PEZ PSL PXI PFI PTH PRN PTF PJB PTJ PID PZJ PRF PIV PFM PHJ PHW PTE PHO PPA PKB PXE PIC PXJ PMR PUI PXN PZI |
| 10.08.10 | PowerShares FTSE RAFI US 1500 Small-Mid Portfolio PowerShares FTSE RAFI Energy Sector Portfolio PowerShares FTSE RAFI Basic Materials Sector Portfolio PowerShares FTSE RAFI Industrials Sector Portfolio PowerShares FTSE RAFI Consumer Goods Sector Portfolio PowerShares FTSE RAFI Healthcare Sector Portfolio PowerShares FTSE RAFI Consumer Services Sector Portfolio PowerShares FTSE RAFI Telecommunications & Technology Sector Portfolio PowerShares FTSE RAFI Utilities Sector Portfolio PowerShares FTSE RAFI Sector Financials Portfolio |
PRFZ PRFE PRFM PRFN PRFG PRFH PRFS PRFQ PRFU PRFF |
| 10.08.10 | PowerShares NASDAQ Internet Portfolio PowerShares Nasdaq-100 BuyWrite Portfolio |
PNQI PQBW |
| 10.08.10 | PowerShares Global Wind Energy Portfolio | PWND |
| 10.08.10 | PowerShares NASDAQ NextQ Portfolio PowerShares FTSE NASDAQ Small Cap Portfolio |
PNXQ PQSC |
| 10.08.10 | PowerShares MENA Frontier Countries Portfolio | PMNA |
| 10.08.10 | PowerShares Global Agriculture Portfolio PowerShares Global Progressive Transportation Portfolio PowerShares Global Steel Portfolio PowerShares Global Coal Portfolio PowerShares Global Gold and Precious Metals Portfolio PowerShares Global Biotech Portfolio |
PAGG PTRP PSTL PKOL PSAU PBTQ |
| 10.08.10 | PowerShares DWA Developed Markets Technical Leaders Portfolio PowerShares DWA Emerging Markets Technical Leaders Portfolio PowerShares FTSE RAFI International Real Estate Portfolio |
PIZ PIE PRY |
| 10.08.10 | PowerShares India Portfolio | PIN |
| PowerShares ETF Trust II | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.02.10 | PowerShares KBW Premium Yield Equity REIT Portfolio PowerShares KBW High Dividend Yield Financial Portfolio PowerShares KBW International Financial Portfolio PowerShares KBW Property & Casualty Insurance Portfolio |
KBWY KBWD KBWX KBWP |
| 10.08.10 | PowerShares International Corporate Bond Portfolio | PICB |
| 10.08.10 | PowerShares S&P SmallCap Consumer Staples Portfolio PowerShares S&P SmallCap Energy Portfolio PowerShares S&P SmallCap Financials Portfolio PowerShares S&P SmallCap Health Care Portfolio PowerShares S&P SmallCap Industrials Portfolio PowerShares S&P SmallCap Information Technology Portfolio PowerShares S&P SmallCap Materials Portfolio PowerShares S&P SmallCap Utilities Portfolio PowerShares S&P SmallCap Consumer Discretionary Portfolio |
XLPS XLES XLFS XLVS XLIS XLKS XLBS XLUS XLYS |
| 10.08.10 | PowerShares CEF Income Composite Portfolio | PCEF |
| 10.08.10 | PowerShares DB G10 Currency Harvest Fund | DBV |
| 10.08.10 | PowerShares Build America Bond Portfolio ETF | BAB |
| PowerShares Actively Managed ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | PowerShares Active AlphaQ Fund PowerShares Active Alpha Multi-Cap Fund PowerShares Active Mega Cap Fund PowerShares Active Low Duration Fund |
PQY PQZ PMA PLK |
| ProShares Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.06.10 | ProShares RAFI Long/Short | RALS |
| 10.08.10 | ProShares Short 20+ Year Treasury | TBF |
| 10.08.10 | ProShares Credit Suisse 130/30 | CSM |
| 10.08.10 | ProShares Ultra Russell 3000 ProShares UltraShort Russell 3000 |
UWC TWQ |
| 10.08.10 | ProShares UltraPro S&P500 ProShares UltraPro Short S&P 500 |
UPRO SPXU |
| 10.08.10 | ProShares UltraShort MSCI Europe ProShares UltraShort MSCI Pacific ex-Japan ProShares UltraShort MSCI Brazil ProShares UltraShort MSCI Mexico Investable Market |
EPV JPX BZQ SMK |
| 10.08.10 | ProShares Ultra MSCI EAFE ProShares Ultra MSCI Emerging Markets ProShares Ultra FTSE/Xinhua China 25 ProShares Ultra MSCI Japan |
EFO EET XPP EZJ |
| 10.08.10 | ProShares Trust Ultra Telecommunications ETF ProShares Trust UltraShort Telecommunications ETF ProShares Trust UltraShort Lehman 7-10 Year Treasury ETF ProShares Trust UltraShort Lehman 20+ Year Treasury ETF ProShares Trust Short Oil & Gas ETF ProShares Trust Short Financials ETF |
LTL TLL PST TBT DDG SEF |
| 10.08.10 | ProShares Trust UltraShort MSCI EAFE ETF ProShares Trust Short MSCI EAFE ETF ProShares Trust UltraShort MSCI Emerging Markets ETF ProShares Trust Short MSCI Emerging Markets ETF ProShares Trust UltraShort MSCI Japan ETF ProShares Trust UltraShort FTSE/Xinhua China 25 ETF |
EFU EFZ EEV EUM EWV FXP |
| 10.08.10 | Ultra Dow30 ProShares Ultra MidCap400 ProShares Ultra QQQ ProShares Ultra S&P500 ProShares Ultra Russell 1000 Value ProShares Ultra Russell MidCap Value ProShares Ultra Russell MidCap Growth ProShares Ultra Russell 1000 Growth ProShares Ultra Russell 2000 Value ProShares Ultra Russell 2000 Growth ProShares Ultra Oil & Gas ProShares Ultra Technology ProShares Ultra Health Care ProShares Ultra SmallCap600 ProShares Ultra Consumer Services ProShares Ultra Consumer Goods ProShares Ultra Utilities ProShares Ultra Real Estate ProShares Ultra Semiconductors ProShares Ultra Russell 2000 ProShares Ultra Industrials ProShares Ultra Financials ProShares Ultra Basic Materials ProShares Short Dow30 ProShares Short MidCap400 ProShares Short QQQ ProShares Short S&P500 ProShares Short Russell 2000 ProShares Short SmallCap600 ProShares UltraShort Dow30 ProShares UltraShort MidCap400 ProShares UltraShort QQQ ProShares UltraShort S&P500 ProShares UltraShort Russell 1000 Value ProShares UltraShort Russell 1000 Growth ProShares UltraShort Russell MidCap Value ProShares UltraShort Russell MidCap Growth ProShares UltraShort Russell 2000 Value ProShares UltraShort Russell 2000 Growth ProShares UltraShort Oil & Gas ProShares UltraShort Technology ProShares UltraShort Health Care ProShares UltraShort Consumer Services ProShares UltraShort SmallCap600 ProShares UltraShort Utilities ProShares UltraShort Industrials ProShares UltraShort Financials ProShares UltraShort Basic Materials ProShares UltraShort Real Estate ProShares UltraShort Semiconductors ProShares UltraShort Consumer Goods ProShares UltraShort Russell 2000 ProShares |
DDM MVV QLD SSO UVG UVU UKW UKF UVT UKK DIG ROM RXL SAA UCC UGE UPW URE USD UWM UXI UYG UYM DOG MYY PSQ SH RWM SBB DXD MZZ QID SDS SJF SFK SJL SDK SJH SKK DUG REW RXD SCC SDD SDP SIJ SKF SMN SRS SSG SZK TWM |
| 10.08.10 | ProShares Ultra MSCI Brazil ProShares Ultra MSCI Pacific ex-Japan ProShares Ultra MSCI Europe ProShares Ultra MSCI Mexico Investable Market |
UBR UXJ UPV UMX |
| 10.08.10 | ProShares Ultra KBW Regional Banking ProShares Short KBW Regional Banking |
KRU KRS |
| 10.08.10 | ProShares Ultra Nasdaq Biotechnology ProShares UltraShort Nasdaq Biotechnology |
BIB BIS |
| 10.08.10 | ProShares Short Basic Materials ProShares Short Real Estate ProShares Short FTSE/Xinhua China 25 |
SBM REK YXI |
| 10.08.10 | ProShares UltraPro Dow30 ProShares UltraPro Short Dow30 ProShares UltraPro MidCap400 ProShares UltraPro Short MidCap400 ProShares UltraPro Russell2000 ProShares UltraPro Short Russell2000 |
UDOW SDOW UMDD SMDD URTY SRTY |
| 10.08.10 | ProShares UltraPro QQQ ProShares UltraPro Short QQQ |
TQQQ SQQQ |
| 10.08.10 | ProShares Ultra 7-10 Year Treasury Fund ProShares Ultra 20+ Year Treasury Fund |
UST UBT |
| RevenueShares ETF Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | RevenueShares ADR Fund | RTR |
| 10.08.10 | RevenueShares Financials Sector Fund | RWW |
| 10.08.10 | RevenueShares Large Cap Fund RevenueShares Mid Cap Fund RevenueShares Small Cap Fund |
RWL RWK RWJ |
| The Royal Bank of Scotland N.V. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.08.10 | RBS US Large Cap Trendpilot Exchange Traded Notes | TRND |
| Rydex Exchange Traded Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.08.10 | Rydex Russell MidCap Equal Weight ETF Rydex Russell 1000 Equal Weight ETF Rydex Russell 2000 Equal Weight ETF Rydex MSCI EAFE Equal Weight ETF Rydex MSCI Emerging Markets Equal Weight ETF |
EWRM EWRI EWRS EWEF EWEM |
| 10.08.10 | Rydex S&P Equal Weight ETF Rydex Russell Top 50 ETF |
RSP XLG |
| 10.08.10 | Rydex S&P Equal Weight Consumer Discretionary ETF Rydex S&P Equal Weight Consumer Staples ETF Rydex S&P Equal Weight Energy ETF Rydex S&P Equal Weight Financial ETF Rydex S&P Equal Weight Health Care ETF Rydex S&P Equal Weight Industrial ETF Rydex S&P Equal Weight Materials Rydex S&P Equal Weight Technology ETF Rydex S&P Equal Weight Utilities Rydex S&P 500 Pure Value ETF Rydex S&P 500 Pure Growth ETF Rydex S&P MidCap 400 Pure Value ETF Rydex S&P MidCap 400 Pure Growth ETF Rydex S&P SmallCap 600 Pure Value ETF Rydex S&P SmallCap 600 Pure Growth ETF |
RCD RHS RYE RYF RYH RGI RTM RYT RYU RPV RPG RFV RFG RZV RZG |
| 10.08.10 | Rydex 2x S&P 500 ETF Rydex Inverse 2x S&P 500 ETF |
RSU RSW |
| Safety First Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Citigroup Funding Inc. Safety First Trust Series 2009-2 3% Minimum Principal Protected Notes Based Upon the S&P 500 Index | MYP |
| 10.08.10 | Citigroup Funding Inc. Safety First Trust Series 2009-1 Principal Protected Trust Certificates Linked to the S&P 500 Index | AJB |
| 10.08.10 | Safety First Trust Series 2007-4 Principal-Protected Certificates linked to a Global Index Basket | AKN |
| 10.08.10 | Safety First Trust Series 2008-4 Principal-Protected Certificates linked to the S&P 500 Index | AHY |
| 10.08.10 | Safety First Trust Series 2008-3 Principal-Protected Certificates linked to a Global Index Basket | AHB |
| 10.08.10 | Safety First Trust Principal-Protected Certificates Linked to the S&P 500 Index | AMM |
| 10.08.10 | Safety First Trust Series 2008-1 Principal-Protected Certificates Linked to a U.S.-Europe-Japan Basket | ATA |
| Schwab Strategic Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Schwab U.S. TIPS ETF Schwab Short-Term U.S. Treasury ETF Schwab Intermediate-Term U.S. Treasury ETF |
SCHP SCHO SCHR |
| 10.08.10 | Schwab International Small-Cap Equity ETF Schwab Emerging Markets Equity ETF |
SCHC SCHE |
| 10.08.10 | Schwab U.S. Large-Cap Growth ETF Schwab U.S. Large-Cap Value ETF |
SCHG SCHV |
| 10.08.10 | Schwab U.S. Broad Market ETF Schwab U.S. Large-Cap ETF Schwab U.S. Small-Cap ETF Schwab International Equity ETF |
SCHB SCHX SCHA SCHF |
| SPDR Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | SPDR S&P Global Natural Resources ETF | GNR |
| 10.08.10 | SPDR S&P Russia ETF | RBL |
| 10.08.10 | SPDR DB International Government Inflation-Protected Bond ETF | WIP |
| 10.08.10 | Heath Care Select Sector SPDR Fund Consumer Discretionary Select Sector SPDR Fund Consumer Staples Select Sector SPDR Fund Materials Select Sector SPDR Fund Energy Select Sector SPDR Fund Financial Select Sector SPDR Fund Industrial Select Sector SPDR Fund Technology Select Sector SPDR Fund Utilities Select Sector SPDR Fund |
XLV XLY XLP XLB XLE XLF XLI XLK XLU |
| 10.08.10 | SPDR Barclays Capital International Corporate Bond ETF | IBND |
| 10.08.10 | SPDR Nuveen Barclays Capital Build America Bond ETF | BABS |
| 10.08.10 | SPDR KBW Mortgage Finance ETF | KME |
| 10.08.10 | MidCap SPDR Trust, Series I | MDY |
| 10.08.10 | SPDR Barclays Capital Long Term Credit Bond ETF | LWC |
| 10.08.10 | SPDR Barclays Capital Intermediate Term Credit Bond ETF | ITR |
| 10.08.10 | SPDR Lehman High Yield Bond ETF | JNK |
| 10.08.10 | SPDR Lehman International Treasury Bond ETF | BWX |
| 10.08.10 | SPDR Lehman Municipal Bond ETF | TFI |
| 10.08.10 | SPDR Russell/Nomura Small Cap Japan ETF SPDR Russell/Nomura PRIME Japan ETF SPDR DJ Wilshire International Real Estate ETF SPDR MSCI ACWI (EX-US) ETF |
JSC JPP RWX CWI |
| 10.08.10 | SPDR Trust, Series I | SPY |
| 10.08.10 | SPDR DOW JONES WILSHIRE LARGE CAP SPDR DOW JONES WILSHIRE SMALL CAP SPDR DOW JONES WILSHIRE MID CAP SPDR DOW JONES WILSHIRE MID CAP GROWTH SPDR DOW JONES WILSHIRE MID CAP VALUE SPDR DOW JONES WILSHIRE LARGE CAP GROWTH SPDR DOW JONES WILSHIRE LARGE CAP VALUE DOW JONES WILSHIRE REIT ETF SPDR DOW JONES WILSHIRE SMALL CAP GROWTH SPDR DOW JONES WILSHIRE SMALL CAP VALUE SPDR DOW JONES WILSHIRE TOTAL MARKET ETF SPDR GLOBAL TITANS ETF KBW BANK ETF KBW CAPITAL MARKETS ETF KBW INSURANCE ETF KBW REGIONAL BANK ETF MORGAN STANLEY TECHNOLOGY ETF SPDR BIOTECH ETF SPDR DIVIDEND ETF SPDR HOMEBUILDERS ETF SPDR METALS & MINING ETF SPDR OIL & GAS EXPLORATION & PRODUCTION ETF SPDR OIL & GAS EQUIPMENT & SERVICES ETF SPDR PHARMACEUTICALS ETF SPDR RETAIL ETF SPDR SEMI CONDUCTOR ETF STREETTRACK DOW JONES EURO STOXX 50 STREETTRACKS DOW JONES STOXX 50 FUND |
ELR DSC EMM EMG EMV ELG ELV RWR DSG DSV TMW DGT KBE KCE KIE KRE MTK XBI SDY XHB XME XOP XES XPH XRT XSD FEZ FEU |
| 10.08.10 | SPDR S&P International Energy Sector ETF SPDR S&P International Industrial Sector ETF SPDR S&P International Financial Sector ETF SPDR S&P International Materials Sector ETF SPDR S&P International Technology Sector ETF SPDR S&P International Utilities Sector ETF SPDR S&P International Telecommunications Sector ETF SPDR S&P International Consumer Staples Sector ETF SPDR S&P International Consumer Discretionary Sector ETF SPDR S&P International Health Care Sector ETF |
IPW IPN IPF IRV IPK IPU IST IPS IPD IRY |
| 10.08.10 | SPDR S&P Emerging Markets Small Cap | EWX |
| 10.08.10 | SPDR S&P International Mid Cap ETF SPDR DJ Wilshire Global Real Estate ETF |
MDD RWO |
| 10.08.10 | SPDR S&P VRDO Municipal Bond ETF | VRD |
| 10.08.10 | SPDR Wells Fargo Preferred Stock ETF | PSK |
| 10.08.10 | SPDR Lehman California Municipal Bond ETF SPDR Lehman New York Municipal Bond ETF SPDR Lehman Short Term Municipal Bond ETF |
CXA INY SHM |
| Sprott Physical Gold Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Sprott Physical Gold Trust Units | PHYS |
| Sprott Physical Silver Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.28.10 | Sprott Physical Silver Units | PSLV |
| StreetTRACKS | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | SPDR S&P BRIC 40 Exchange-Traded Fund | BIK |
| 10.08.10 | SPDR Lehman 1-3 Month T-Bill ETF SPDR Lehman Intermediate Term Treasury ETF SPDR Lehman Long Term Treasury ETF SPDR Barclays Capital Tips ETF SPDR Lehman Aggregate Bond ETF |
BIL ITE TLO IPE LAG |
| 10.08.10 | SPDR S&P World ex-US ETF SPDR S&P International Small Cap ETF |
GWL GWX |
| 10.08.10 | SPDR S&P Emerging Markets ETF SPDR S&P China ETF SPDR S&P Emerging Latin America ETF SPDR S&P Emerging Asia Pacific ETF SPDR S&P Emerging Middle East & Africa ETF SPDR S&P Emerging Europe ETF |
GMM GXC GML GMF GAF GUR |
| 10.08.10 | streetTRACKS Gold Shares | GLD |
| Swedish Export Credit Corporation | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Swedish Export Credit Corporation Accelerated Return Notes Linked to the S&P 500 Index | AMY |
| 10.08.10 | Swedish Export Credit Corporation Accelerated Return Notes Linked to the Russell 2000 Index | AGR |
| 10.08.10 | Swedish Export Credit Corporation Accelerated Return | ANI |
| 10.08.10 | Swedish Export Credit Corporation Capped Leveraged Index Return Notes Linked to the S&P 500 Index | SOG |
| TDAX Funds, Inc. ETFs | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | TDAX Independence 2010 Exchange-Traded Fund TDAX Independence 2020 Exchange-Traded Fund TDAX Independence 2030 Exchange-Traded Fund TDAX Independence 2040 Exchange-Traded Fund TDAX Independence In-Target Exchange-Traded Fund |
TDD TDH TDN TDV TDX |
| Teucrium Corn Fund | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Teucrium Corn Fund | CORN |
| UBS AG | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 12.01.10 | UBS E-TRACS Daily Long-Short VIX ETN | XVIX |
| 11.01.10 | UBS E-TRACS Linked to the Wells Fargo MLP Index ETN | MLPW |
| 10.08.10 | UBS E-TRACS 1X Monthly Short Alerian MLP Infrastructure Index ETN | MLPS |
| 10.08.10 | UBS E-TRACS Linked to the Alerian Natural Gas MLP Index ETN | MLPG |
| 10.08.10 | UBS 2X Leverage Long E-TRACS Linked to the Alerian MLP Infrastructure Index ETN | MLPL |
| 10.08.10 | UBS E-TRACS Linked to the Alerian MLP Infrastructure Index ETN | MLPI |
| 10.08.10 | UBS E-TRACS S&P 500 Gold Hedged Index ETN | SPGH |
| 10.08.10 | UBS E-TRACS Dow Jones-UBS Commodity Exchange-Traded Notes | DJCI |
| 10.08.10 | UBS Exchange Traded Access Securities Linked to the Inverse Performance of the UBS Bloomberg CMCI Platinum Excess Return | PTD |
| 10.08.10 | E-TRACS UBS Bloomberg CMCI ETN E-TRACS UBS Bloomberg CMCI Agriculture ETN E-TRACS UBS Bloomberg CMCI Industrial Metals ETN E-TRACS UBS Bloomberg CMCI Energy ETN E-TRACS UBS Bloomberg CMCI Food ETN E-TRACS UBS Bloomberg CMCI Livestock ETN E-TRACS UBS Bloomberg CMCI Gold ETN E-TRACS UBS Bloomberg CMCI Silver ETN E-TRACS UBS Bloomberg CMCI Platinum ETN |
UCI UAG UBM UBN FUD UBC UBG USV PTM |
| United States Brent Oil Fund, L.P. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | United States Brent Oil Fund, L.P. | BNO |
| United States Commodity Index Fund | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | United States Commodity Index Fund | USCI |
| United States Gasoline Fund L.P. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | United States Gasoline Fund, LP | UGA |
| United States Heating Oil Fund, LP | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | United States Heating Oil Fund, LP | UHN |
| United States Natural Gas Fund, L.P. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | United States Natural Gas Fund, L.P. | UNG |
| United States Oil Fund L.P. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | United States Short Oil Fund, LP | DNO |
| 10.08.10 | United States Oil Fund | USO |
| U.S. One Trust | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | One Fund | ONEF |
| United States 12 Month Natural Gas Fund L.P. | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | United States 12 Month Natural Gas Fund, LP | UNL |
| United States 12 Month Oil Fund, LP | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | United States 12 month Oil Fund, LP | USL |
| Vanguard Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | Vanguard S&P 500 ETF | VOO |
| 10.08.10 | Vanguard S&P 500 Value Index Fund - ETF Shares Vanguard S&P 500 Growth Index Fund - ETF Shares Vanguard S&P Mid-Cap 400 Index Fund - ETF Shares Vanguard S&P Mid-Cap 400 Value Index Fund - ETF Shares Vanguard S&P Mid-Cap 400 Growth Index Fund - ETF Shares Vanguard S&P Small-Cap 600 Index Fund - ETF Shares Vanguard S&P Small-Cap 600 Value Index Fund - ETF Shares Vanguard S&P Small-Cap 600 Growth Index Fund - ETF Shares |
VOOV VOOG IVOO IVOV IVOG VIOO VIOV VIOG |
| 10.08.10 | Vanguard Total World Stock ETF | VT |
| 10.08.10 | Vanguard Extended Duration Treasury Index Fund | EDV |
| 10.08.10 | Vanguard Europe Pacific ETF | VEA |
| 10.08.10 | Vanguard Intermediate-Term Bond ETF Vanguard Long-Term Bond ETF Vanguard Short-Term Bond ETF Vanguard Total Bond Market ETF |
BIV BLV BSV BND |
| 10.08.10 | Vanguard FTSE All-World ex- U.S. ETF Shares | VEU |
| 10.08.10 | Vanguard Emerging Market ETF Vanguard European ETF Vanguard Pacific ETF Vanguard Telecommunications Service ETF Vanguard Consumer Staples ETF Vanguard Dividend Appreciation ETF Vanguard Energy ETF Vanguard Extended Market ETF Vanguard Financials ETF Vanguard Growth ETF Vanguard High Dividend Yield ETF Vanguard Health Care ETF Vanguard Industrials ETF Vanguard Information Technology ETF Vanguard Large-Cap ETF Vanguard Mid-Cap ETF Vanguard Mid-Cap Growth ETF Vanguard Mid-Cap Value ETF Vanguard Materials ETF Vanguard Consumer Discretionary ETF Vanguard REIT ETF Vanguard Small-Cap ETF Vanguard Small-Cap Growth ETF Vanguard Small-Cap Vanguard Total Stock Market ETF Vanguard Utilities ETF Vanguard Value ETF |
VWO VGK VPL VOX VDC VIG VDE VXF VFH VUG VYM VHT VIS VGT VV VO VOT VOE VAW VCR VNQ VB VBK VBR VTI VPU VTV |
| 10.08.10 | Vanguard Short-Term Government Bond ETF Vanguard Intermediate-Term Government Bond ETF Vanguard Long-Term Government Bond ETF Vanguard Short-Term Corporate Bond ETF Vanguard Intermediate-Term Corporate Bond ETF Vanguard Long-Term Corporate Bond ETF Vanguard Mortgage-Backed Securities ETF |
VGSH VGIT VGLT VCSH VCIT VCLT VMBS |
| 10.08.10 | Vanguard Mega Cap 300 ETF Vanguard Mega Cap 300 Value ETF Vanguard Mega Cap 300 Growth ETF |
MGC MGV MGK |
| 10.08.10 | Vanguard Russell 1000 ETF Vanguard Russell 1000 Growth ETF Vanguard Russell 1000 Value ETF Vanguard Russell 2000 ETF Vanguard Russell 2000 Growth ETF Vanguard Russell 2000 Value ETF Vanguard Russell 3000 ETF |
VONE VONG VONV VTWO VTWG VTWV VTHR |
| WisdomTree Funds | ||
| Circular Date | Structured Product | Symbol(s) |
|---|---|---|
| 10.08.10 | WisdomTree Emerging Markets High Yield Equity Fund | DEM |
| 10.08.10 | WisdomTree Middle East Dividend Fund | GULF |
| 10.08.10 | WisdomTree International Hedged Equity Fund | HEDJ |
| 10.08.10 | WisdomTree Dreyfus Emerging Currency Fund | CEW |
| 10.08.10 | WisdomTree LargeCap Growth Fund | ROI |
| 10.08.10 | WisdomTree U.S. Current Income Fund WisdomTree Dreyfus Brazilian Real Fund WisdomTree Dreyfus Chinese Yuan Fund WisdomTree Dreyfus Indian Rupee Fund WisdomTree Dreyfus New Zealand Dollar Fund WisdomTree Dreyfus Euro Fund WisdomTree Dreyfus Japanese Yen Fund |
USY BZF CYB ICN BNZ EU JYF |
| 10.08.10 | WisdomTree India Earnings Fund | EPI |
| 10.08.10 | WisdomTree International Real Estate Sector Fund ETF | DGS |
| 10.08.10 | WisdomTree International Real Estate Sector Fund ETF | DRW |
| 10.08.10 | WisdomTree SmallCap Earnings Fund WisdomTree Earnings Top 100 Fund WisdomTree Earnings 500 Fund WisdomTree Total Earnings Fund WisdomTree MidCap Earnings Fund WisdomTree Low P/E Fund |
EES EEZ EPS EXT EZM EZY |
| 10.08.10 | WisdomTree Total Dividend Fund WisdomTree High-Yielding EquitySM Fund WisdomTree LargeCap Dividend Fund WisdomTree Dividend Top 100 Fund WisdomTree MidCap Dividend Fund WisdomTree SmallCap Dividend Fund WisdomTree International Equity Funds WisdomTree DIEFA Fund WisdomTree DIEFA High-Yielding Equity Fund WisdomTree Europe Total Dividend Fund WisdomTree Europe High-Yielding Equity Fund WisdomTree Europe SmallCap Dividend Fund WisdomTree Japan Total Dividend Fund WisdomTree Japan High-Yielding Equity Fund WisdomTree Japan SmallCap Dividend Fund WisdomTree Pacific ex-Japan Total Dividend Index Fund WisdomTree Pacific ex-Japan High-Yielding Equity Fund WisdomTree International LargeCap Dividend Fund WisdomTree International Dividend Top 100 Fund WisdomTree International MidCap Dividend Fund WisdomTree International SmallCap Dividend Fund WisdomTree International Basic Materials Sector Fund WisdomTree International Communications Sector Fund WisdomTree International Consumer Cyclical Sector Fund WisdomTree International Consumer Non-Cyclical Sector Fund WisdomTree International Energy Sector Fund WisdomTree International Financial Sector Fund WisdomTree International Health Care Sector Fund WisdomTree International Industrial Sector Fund WisdomTree International Technology Sector Fund WisdomTree International Utilities Sector Fund |
DTD DHS DLN DTN DON DES DWM DTH DEB DEW DFE DXJ DNL DFJ DND DNH DOL DOO DIM DLS DBN DGG DPC DPN DKA DRF DBR DDI DBT DBU |
| 10.08.10 | WisdomTree Emerging Markets Local Debt Fund | ELD |
| 10.08.10 | WisdomTree Dreyfus Commodity Currency Fund | CCX |
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