Friday, December 6, 2024

Equity Corporate Actions Alert #2024 - 601
(UPDATED: Closing completed) Information Regarding the Business Combination of Roth CH Acquisition V Co. (ROCL/U/W) & New Era Helium Inc

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  • Industry Announcement

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The business combination of Roth CH Acquisition V Co. (ROCL/U/W) & New Era Helium Inc has become effective. As a result of the business combination, the Common Stock, Warrant, and Unit of Roth CH Acquisition V Co. (ROCL/U/W) will be suspended from trading. The suspension details are as follows:

Company Name/Issue: Roth CH Acquisition V Co. Common Stock
CUSIP#: 77867R100
Symbol: ROCL
Last Trading Date: December 6, 2024
Marketplace Effective Date for Suspension: December 9, 2024
Merger Consideration: One (1) New Era Helium Inc Common Stock (NEHC) for each share held.

Company Name/Issue: Roth CH Acquisition V Co. Warrant
CUSIP#: 77867R118
Symbol: ROCLW
Last Trading Date: December 6, 2024
Marketplace Effective Date for Suspension: December 9, 2024
Merger Consideration: One (1) New Era Helium Inc Warrant expiring 12/6/2029 (NEHCW) for each warrant held.

Company Name/Issue: Roth CH Acquisition V Co. Unit
CUSIP#: 77867R209
Symbol: ROCLU
Last Trading Date: December 6, 2024
Marketplace Effective Date for Suspension: December 9, 2024
Merger Consideration: Unit will separate into its components.

As a result of the merger the combined company will be domiciled in Nevada and will list its Common Stock on the Nasdaq Global Market and its Warrants on the Nasdaq Capital Market. The details are as follows:

Company Name/Issue: New Era Helium Inc Common Stock
CUSIP#: 64428N109
Symbol: NEHC
Marketplace Effective Date: December 9, 2024

Company Name/Issue: New Era Helium Inc Warrant expiring 12/6/2029
CUSIP#: 64428N117
Symbol: NEHCW
Marketplace Effective Date: December 9, 2024

If you would like to register as a market maker in NEHC or NEHCW, contact Nasdaq Trading Services at +1 212 231 5100.



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