Short Sale Circuit Breaker

The SEC adopted amendments to Regulation SHO with a compliance date of November 10, 2010. Among the rule changes, the SEC introduced Rule 201 (Alternative Uptick Rule), a short sale-related circuit breaker that when triggered, will impose a restriction on prices at which securities may be sold short. The SEC also issued guidance for broker-dealers wishing to mark certain qualifying orders 201cshort exempt.201d For more details, refer to Amendments to Regulation SHO (Release 34-61595).

Trade Date Download Link File Creation Timestamp
Thursday, July 31,2014 7/31/2014 4:15:04 AM

Symbol Security Name Market Category Trigger Time
DWA Dreamworks Animation SKG Cl A Q 7/30/2014 9:30:00 AM
DEST Destination Maternity Cp Q 7/30/2014 9:30:00 AM
MMSI Merit Medical Systems Inc Q 7/30/2014 9:30:00 AM
AMCC Applied Micro Circuits Q 7/30/2014 9:30:00 AM
ICLDW InterCloud Systems Wrnt R 7/30/2014 9:30:00 AM
CBSTZ Cubist Pharmctcls CVR Q 7/30/2014 9:30:00 AM
BGFV Big5SportingGoodsCorporation Q 7/30/2014 9:30:03 AM
PTSX Point.360 Common Stock R 7/30/2014 9:30:07 AM
BWLD Buffalo Wild Wings, Inc. Q 7/30/2014 9:30:11 AM
SYMX Synthesis Energy Sytems Inc Q 7/30/2014 9:30:17 AM
NTRI NutriSystem Inc Q 7/30/2014 9:33:49 AM
UIHC United Insurance Holdings Corp R 7/30/2014 9:36:10 AM
CREG China Recycling Energy Corp Q 7/30/2014 9:37:43 AM
BBOX Black Box Corporation Q 7/30/2014 9:39:38 AM
VBIV VBI Vaccines Inc. R 7/30/2014 9:39:49 AM
DORM Dorman Products, Inc. Cmn Stk Q 7/30/2014 9:40:59 AM
OPHC OPTIMUMBANK HLDGS R 7/30/2014 9:41:18 AM
MGAM Multimedia Games Hldg Inc Q 7/30/2014 9:46:57 AM
GSJK COMPRESSCO PARTNERS, L.P. Q 7/30/2014 9:49:35 AM
TROVW Trovagene inc warrant R 7/30/2014 9:52:53 AM
JASNW Jason Industries, Inc. Warrant R 7/30/2014 10:00:16 AM
BOSC BOS Better Online Solutions R 7/30/2014 10:06:40 AM
HMNY Helios and Matheson Analytics R 7/30/2014 10:25:26 AM
ISSC Innovative Solutions & Support Q 7/30/2014 10:25:35 AM
WPCS WPCS INTL INC R 7/30/2014 10:31:53 AM
BYFC Broadway Financial Corporation R 7/30/2014 10:32:07 AM
TGE TGC Industries Inc Q 7/30/2014 10:47:51 AM
MICT Micronet Enertec Tech Cmn Stk R 7/30/2014 11:09:06 AM
MBLX Metabolix, Inc. Q 7/30/2014 11:25:29 AM
CYTXW Cytori Therapeutics Warrants Q 7/30/2014 11:59:42 AM
WATT Energous Corporation Cmn R 7/30/2014 12:15:09 PM
CBDE CBD Energy Ltd Ord Shs R 7/30/2014 12:16:45 PM
IVAN IVANHOE ENERGY INC R 7/30/2014 12:34:56 PM
CNYD CHINA YIDA HOLDING, CO R 7/30/2014 12:38:29 PM
CBMG Cellular Biomedicine Grp Cmn R 7/30/2014 12:58:46 PM
TRNS Transcat Inc Q 7/30/2014 1:54:40 PM
EDAP EDAP TMS SA ADR Q 7/30/2014 2:23:38 PM
CNET ChinaNet Online Holdings, Inc. R 7/30/2014 3:00:18 PM
EVRY EveryWare Global, Inc. Q 7/30/2014 3:02:22 PM
FNHC Federated National Hldg Co. Q 7/30/2014 3:07:56 PM
CARA Cara Therapeutics, Inc. Q 7/30/2014 3:23:16 PM
SONS Sonus Networks Inc Q 7/30/2014 3:23:53 PM
IDSA Industrial Services of America R 7/30/2014 3:24:35 PM
OVRL Overland Storage, Inc. R 7/30/2014 3:48:01 PM
ACPW ACTIVE POWER CMN R 7/30/2014 3:59:18 PM
GGACW Gernero Grp Acq Warrant R 7/30/2014 3:59:40 PM