Short Sale Circuit Breaker


The SEC adopted amendments to Regulation SHO with a compliance date of November 10, 2010. Among the rule changes, the SEC introduced Rule 201 (Alternative Uptick Rule), a short sale-related circuit breaker that when triggered, will impose a restriction on prices at which securities may be sold short. The SEC also issued guidance for broker-dealers wishing to mark certain qualifying orders 201cshort exempt.201d For more details, refer to Amendments to Regulation SHO (Release 34-61595).

Trade Date Download Link File Creation Timestamp
Friday, February 12,2016 2/12/2016 4:30:24 PM

Symbol Security Name Market Category Trigger Time
OMEX Odyssey Marine Exploriation R 2/11/2016 9:30:00 AM
CADTW DT Asia Investments Ltd Wt R 2/11/2016 9:30:00 AM
VPCO Vapor Corp. Common Stock R 2/11/2016 9:30:00 AM
NILE Blue Nile Inc Q 2/11/2016 9:30:00 AM
CHEK Check-Cap Ltd. Ord R 2/11/2016 9:30:00 AM
DTYS iPath US Treasury 10 Yr Bear Q 2/11/2016 9:30:00 AM
LPSN LivePerson Inc Q 2/11/2016 9:30:00 AM
DGLD VelocityShares 3x Inverse Q 2/11/2016 9:30:00 AM
PPC Pilgrim's Pride Corp Cmn Stk Q 2/11/2016 9:30:00 AM
PRGN Paragon Shipping Cl A Cmn Stk R 2/11/2016 9:30:00 AM
CCCR China Commercial Credit, Inc. R 2/11/2016 9:30:00 AM
MYL Mylan N.V. Ord Shares Q 2/11/2016 9:30:00 AM
INCY Incyte Corporation Q 2/11/2016 9:30:00 AM
ZNGA Zynga Inc. Class A Cmn Stk Q 2/11/2016 9:30:00 AM
CNFR Conifer Holdings, Inc. Cmn Q 2/11/2016 9:30:00 AM
RITT RIT Technologies Ltd R 2/11/2016 9:30:00 AM
PGTI PGT INC Q 2/11/2016 9:30:01 AM
ENSG The Ensign Group, Inc. Q 2/11/2016 9:30:02 AM
VNDA Vanda Pharmaceuticals Inc. Q 2/11/2016 9:30:02 AM
INVA Innoviva, Inc. Q 2/11/2016 9:30:04 AM
ANAD ANADIGICS Inc R 2/11/2016 9:30:06 AM
NEOS Neos Therapeutics, Inc. Cmn Q 2/11/2016 9:30:12 AM
SGRP SPAR Group Inc R 2/11/2016 9:30:23 AM
NXTD Nxt-ID, Inc. Common Stock R 2/11/2016 9:30:23 AM
ECPG Encore Capital Group, Inc. Q 2/11/2016 9:30:47 AM
PBMD PRIMA BIOMED LTD Q 2/11/2016 9:30:48 AM
RUN Sunrun Inc. Common Stock Q 2/11/2016 9:31:00 AM
GTIM Good Times Restaurants R 2/11/2016 9:31:09 AM
DNAI ProNAi Therapeutics, Inc. Cmn Q 2/11/2016 9:31:12 AM
CMFN CM Finance Inc Cmn Stk Q 2/11/2016 9:31:31 AM
NSIT Insight Enterprises Inc Q 2/11/2016 9:31:36 AM
RXDX Ignyta, Inc. Common Stock R 2/11/2016 9:32:14 AM
SPHS Sophiris Bio, Inc. Common Stk R 2/11/2016 9:32:29 AM
ANY Sphere 3D Corp. Q 2/11/2016 9:32:51 AM
LNCO Linn Co, LLC Q 2/11/2016 9:32:59 AM
VTL Vital Therapies, Inc. Q 2/11/2016 9:33:23 AM
BLPH Bellerophon Thera Common Stock Q 2/11/2016 9:33:33 AM
LLNW Limelight Networks, Inc. Q 2/11/2016 9:33:36 AM
AHGP Alliance Holdings GP LP Q 2/11/2016 9:33:38 AM
GBIM GlobeImmune, Inc Cmn R 2/11/2016 9:33:54 AM
KMDA Kamada Ltd. Q 2/11/2016 9:34:05 AM
HIHO Highway Holdings Limited R 2/11/2016 9:34:46 AM
GPRE Green Plains Inc. Cmn Stk Q 2/11/2016 9:35:01 AM
MEIP MEI PHARMA, INC. COM R 2/11/2016 9:35:07 AM
ONTX Onconova Therapeutics Inc R 2/11/2016 9:35:08 AM
SEMI SunEdison Semiconductor Ord Sh Q 2/11/2016 9:35:36 AM
VDTH Videocon d2h Limited ADS Q 2/11/2016 9:37:00 AM
IRBT iRobot Corporation Q 2/11/2016 9:37:14 AM
RADA Rada Electronic Industries Ltd R 2/11/2016 9:38:42 AM
ALXA Alexza Pharmaceuticals, Inc. R 2/11/2016 9:38:47 AM
TEAR TearLab Corporation R 2/11/2016 9:39:07 AM
IDXG Interpace Diagnostics Grp Inc R 2/11/2016 9:40:25 AM
IPDN Professional Diversity Network R 2/11/2016 9:41:32 AM
OVAS OvaScience, Inc. Cmn Stk Q 2/11/2016 9:41:39 AM
ZIONW Zions Bancorporation Wts Q 2/11/2016 9:41:43 AM
RDUS Radius Health, Inc. Cmn Stk Q 2/11/2016 9:41:43 AM
ELTK Eltek Ltd R 2/11/2016 9:42:07 AM
EVEP EV Energy Partners, L.P. Q 2/11/2016 9:42:31 AM
BIOL Biolase, Inc. Common Stock R 2/11/2016 9:43:32 AM
EPIX ESSA Pharma Inc Common R 2/11/2016 9:44:24 AM
PLAB Photronics Inc Q 2/11/2016 9:44:52 AM
CCCL China Ceramics Co Cmn Stk Q 2/11/2016 9:45:20 AM
UBIO ProShares UltraPro NQ Biotec Q 2/11/2016 9:49:18 AM
TRCH Torchlight Energy Rsrc Cmn R 2/11/2016 9:52:05 AM
FREE FreeSeas Inc. R 2/11/2016 9:52:09 AM
AVNW Aviat Networks, Inc. Cmn Stk Q 2/11/2016 9:52:37 AM
DCIX Diana Containerships Inc. Q 2/11/2016 9:52:50 AM
NAVG Navigators Group, Inc. Q 2/11/2016 9:53:55 AM
RRM RR Media Ltd. Ordinary Shares Q 2/11/2016 9:54:14 AM
IOTS Adesto Tech Corp Cmn Stk R 2/11/2016 9:54:19 AM
RAVE Rave Restaurant Group, Inc. R 2/11/2016 9:55:13 AM
ALOT Astro-Med Inc Q 2/11/2016 9:56:16 AM
VRNG Vringo, Inc. Common Stock R 2/11/2016 9:57:01 AM
EYEG Eyegate Pharmaceuticals Cm R 2/11/2016 9:59:55 AM
PRKR ParkerVision Inc R 2/11/2016 9:59:58 AM
PHMD PhotoMedex Inc Q 2/11/2016 10:06:30 AM
SKYS Sky Solar Holdings ADS R 2/11/2016 10:10:52 AM
KOOL Cesca Therapeutics Inc. R 2/11/2016 10:12:55 AM
USEG U S Energy Corp R 2/11/2016 10:15:02 AM
STRM Streamline Health Solutions R 2/11/2016 10:17:11 AM
ABAC Aoxin Tianli Grp Inc R 2/11/2016 10:19:38 AM
CLRB Cellectar Biosciences Cmn St R 2/11/2016 10:23:08 AM
DDAY DraftDay Fantasy Sports Inc R 2/11/2016 10:24:21 AM
VRTB Vestin Realty Mortgage II, Inc Q 2/11/2016 10:27:39 AM
LLEX Lilis Energy, Inc. Cmn Stk R 2/11/2016 10:31:44 AM
HMPR Hampton Roads Bankshares Q 2/11/2016 10:33:56 AM
BGNE BeiGene, Ltd. ADS Q 2/11/2016 10:39:44 AM
ABILW Ability Inc. Warrants R 2/11/2016 10:39:54 AM
TBRA Tobira Therapeutics, Inc. R 2/11/2016 10:40:22 AM
VTNR Vertex Energy, Inc Cmn Stk R 2/11/2016 10:40:59 AM
SYPR Sypris Solutions Inc Q 2/11/2016 10:41:12 AM
AMTX Aemetis, Inc. Common Stock Q 2/11/2016 10:41:18 AM
CRZO Carrizo Oil & Gas Inc Q 2/11/2016 10:41:19 AM
ABIL Ability Inc. R 2/11/2016 10:42:52 AM
CYAN Cyanotech Corporation R 2/11/2016 10:44:44 AM
MOMO Momo Inc. ADS Q 2/11/2016 10:46:03 AM
RTTR Ritter Pharmaceuticals, CM R 2/11/2016 10:49:10 AM
THST Truett Hurst Class A Commmon R 2/11/2016 10:50:47 AM
ROIA Radio One Inc Cl A R 2/11/2016 10:50:51 AM
RIBTW RiceBran Technologies Warrant R 2/11/2016 10:50:56 AM
IIN IntriCon Corporation Q 2/11/2016 10:53:00 AM
TACOW Del Taco Restnts Warrants R 2/11/2016 10:55:09 AM
AQXP Aquinox Pharmaceuticals, Inc. Q 2/11/2016 10:55:10 AM
EVOK Evoke Pharma, Inc. Cmn R 2/11/2016 10:57:19 AM
DLHC DLH Holdings Corp. R 2/11/2016 10:59:13 AM
SHIP Seanergy Maritime Hld Corp R 2/11/2016 11:00:04 AM
ICLD InterCloud Systems, Inc. Cmn R 2/11/2016 11:00:27 AM
ROKA Roka Bioscience, Inc Q 2/11/2016 11:00:42 AM
EXXI Energy XXI Ltd Q 2/11/2016 11:01:38 AM
YY YY Inc ADS Q 2/11/2016 11:07:12 AM
FALC FalconStor Software Inc Q 2/11/2016 11:08:37 AM
AHPI Allied Healthcare Products Q 2/11/2016 11:11:58 AM
MGI MoneyGram Intl Common Stock Q 2/11/2016 11:13:40 AM
KEYW The KEYW Holding Corporation Q 2/11/2016 11:16:40 AM
CBAN Colony Bankcorp, Inc. Q 2/11/2016 11:16:49 AM
SAJA Sajan, Inc. Cmn Stk R 2/11/2016 11:20:01 AM
DSLV VelocityShares 3x Inverse Silv Q 2/11/2016 11:30:34 AM
ADXSW Advaxis, Inc. Warrants R 2/11/2016 11:30:54 AM
SMMT Summit Therapeutics plc ADR Q 2/11/2016 11:31:10 AM
ZIONZ Zions Bancorporation Q 2/11/2016 11:32:35 AM
JAGX Jaguar Animal Health, Inc. Cmn R 2/11/2016 11:33:58 AM
RUSHA RUSH ENTERPRISES INC CL A Q 2/11/2016 11:34:27 AM
CREG China Recycling Energy Corp R 2/11/2016 11:36:10 AM
ACOR Acorda Therapeutics Q 2/11/2016 11:36:11 AM
EVLV EVINE Live Inc. Cl A Q 2/11/2016 11:37:00 AM
BUR Burcon NutraScience Corp Q 2/11/2016 11:37:36 AM
RUSHB Rush Enterprises Inc Q 2/11/2016 11:39:47 AM
ASTI Ascent Solar Tech Cmn Stk R 2/11/2016 11:41:47 AM
GLMD Galmed Pharmaceuticals Ltd R 2/11/2016 11:42:11 AM
APLP Archrock Partners, L.P. Q 2/11/2016 11:48:32 AM
ANDE The Andersons, Inc. Q 2/11/2016 11:54:24 AM
FNJN Finjan Holdings, Inc. Cmn Stk R 2/11/2016 11:56:38 AM
CBAY CymaBay Therapeutics Cmn Stk R 2/11/2016 12:07:41 PM
EVAR Lombard Medical, Inc. Ord Shs Q 2/11/2016 12:11:53 PM
TAPR Barclays PLC Composite ETN Q 2/11/2016 12:13:05 PM
AUPH Aurinia Pharmaceuticals Ord Sh Q 2/11/2016 12:15:39 PM
TBIO Transgenomic Inc. Cmn Stk R 2/11/2016 12:18:03 PM
NTEC Intec Pharma Ltd Ord Shrs R 2/11/2016 12:22:43 PM
CERS Cerus Corporation Q 2/11/2016 12:26:39 PM
QUMU QUMU CORPORATION Q 2/11/2016 12:33:07 PM
SMLR Semler Scientific, Inc. R 2/11/2016 12:35:03 PM
CORI Corium International Cmn Q 2/11/2016 12:35:44 PM
RITTW RIT Technologies WT exp 2018 R 2/11/2016 12:39:35 PM
EMITF Elbit Imaging Ltd. Ord Shs Q 2/11/2016 12:44:46 PM
SODA SodaStream International Ltd. Q 2/11/2016 12:45:47 PM
BASI Bioanalytical Systems Inc R 2/11/2016 12:54:48 PM
SYMX Synthesis Energy Sytems Inc Q 2/11/2016 12:56:25 PM
CRDS Crossroads Systems Inc R 2/11/2016 12:58:17 PM
DGLY Digital Ally, Inc. Cmn R 2/11/2016 1:12:17 PM
BSPM Biostar Pharmaceuticals, Inc. R 2/11/2016 1:22:53 PM
DRWI DragonWave Inc Cmn R 2/11/2016 1:23:05 PM
TCBIP Texas Capital Bancshares Pfd Q 2/11/2016 1:23:54 PM
SBLKL StarBulk 8% Senior Nts 2019 Q 2/11/2016 1:27:36 PM
OXLC Oxford Lane Capital Corp. Q 2/11/2016 1:38:47 PM
EDGE Edge Therapeutics, Inc. Cm St Q 2/11/2016 1:41:13 PM
STDY SteadyMed Ltd Ord Shares Q 2/11/2016 1:41:15 PM
CSTE CaesarStone Sdot-Yam Ltd. Q 2/11/2016 1:44:28 PM
GSM Ferroglobe PLC OS Q 2/11/2016 1:47:35 PM
URRE URANIUM RESOURCES R 2/11/2016 1:52:14 PM
LMFAW LM Funding America WT R 2/11/2016 1:54:14 PM
TOPS TOP Ships Inc Q 2/11/2016 1:57:29 PM
SNTA Synta Pharmaceuticals Corp. Q 2/11/2016 1:57:43 PM
NAUH National American Univrsty Hld Q 2/11/2016 1:57:55 PM
VNRAP Vanguard Ntl Rsc 7.857% Pf A Q 2/11/2016 1:59:03 PM
HOVNP Hovanian Enterprises Inc. Dep. Q 2/11/2016 2:00:26 PM
VSAR Versartis, Inc. Cmn Stk Q 2/11/2016 2:03:10 PM
MATR Mattersight Corporation Q 2/11/2016 2:05:40 PM
CLDN Celladon Corporation Q 2/11/2016 2:07:47 PM
CLMT Calumet Specialty Products Par Q 2/11/2016 2:10:29 PM
CNIT China Information Technology Q 2/11/2016 2:15:32 PM
SCTY SolarCity Corporation Q 2/11/2016 2:24:15 PM
AMBCW Ambac Financial Group, Inc. Q 2/11/2016 2:24:58 PM
MIRN Mirna Therapeutics Cmn Stk Q 2/11/2016 2:25:56 PM
NVCR NovoCure Limited Ord Shs Q 2/11/2016 2:28:59 PM
ABGB Abengoa, S.A. ADS Q 2/11/2016 2:34:26 PM
CSIQ Canadian Solar Inc. Q 2/11/2016 2:34:47 PM
VRML Vermillion, Inc. R 2/11/2016 2:40:55 PM
XGTI xG Technology, Inc Common Stk R 2/11/2016 2:41:09 PM
CRME CARDIOME PHARMA CORP R 2/11/2016 2:41:24 PM
SPEX Spherix Incorporated R 2/11/2016 2:41:40 PM
IMMY Imprimis Pharmaceuticals Cmn R 2/11/2016 2:51:46 PM
SGNL Signal Genetics, Inc. Cmn Stk R 2/11/2016 3:06:06 PM
NRX NephroGenex Inc R 2/11/2016 3:16:59 PM
CETX Cemtrex Inc. Common Stock R 2/11/2016 3:20:05 PM
TTGT TechTarget, Inc. Q 2/11/2016 3:22:11 PM
PHII Petroleum Helicopters Inc Q 2/11/2016 3:26:14 PM
AGFSW AgroFresh Solu Warrants Q 2/11/2016 3:30:09 PM
ISRL Isramco Inc R 2/11/2016 3:35:00 PM
CYCCP Cyclacel Pharmaceuticals Prefe R 2/11/2016 3:36:11 PM
OESX Orion Energy Systems, Inc Cmn R 2/11/2016 3:46:45 PM
DPRX Dipexium Pharmaceuticals Inc R 2/11/2016 3:50:08 PM
DELTW Delta Tech Hldgs. Warrant R 2/11/2016 3:55:05 PM
LINE Linn Energy LLC Q 2/11/2016 3:58:28 PM
BHACR Barington/Hilco Acq Cp Rights R 2/11/2016 3:59:05 PM
CBIO Catalyst Biosciences Cmn Stk R 2/11/2016 3:59:29 PM
FSAM Fifth Street Asset Cmn Q 2/11/2016 3:59:37 PM
AMKR Amkor Tech Inc Q 2/12/2016 9:30:00 AM
LPLA LPL Financial Holdings Cmn Q 2/12/2016 9:30:00 AM
CYBR CyberArk Software Ltd. ORD Q 2/12/2016 9:30:00 AM
SCSS Select Comfort Corporation Q 2/12/2016 9:30:00 AM
TEAR TearLab Corporation R 2/12/2016 9:30:00 AM
LOGM LogMeIn, Inc. Q 2/12/2016 9:30:01 AM
QLIK Qlik Technologies Inc. Q 2/12/2016 9:30:03 AM
AEGR Aegerion Pharmaceuticals, Inc. Q 2/12/2016 9:30:12 AM
DRWI DragonWave Inc Cmn R 2/12/2016 9:30:12 AM
PARN Parnell Pharmaceuticals Ord Q 2/12/2016 9:30:42 AM
CRBP Corbus Pharma Hlds Cmn R 2/12/2016 9:31:03 AM
BCOR Blucora, Inc. Common Stock Q 2/12/2016 9:31:31 AM
SMT SMART Technologies Inc. R 2/12/2016 9:31:58 AM
GSOL Global Sources Ltd Q 2/12/2016 9:33:11 AM
GBIM GlobeImmune, Inc Cmn R 2/12/2016 9:34:24 AM
CRDS Crossroads Systems Inc R 2/12/2016 9:36:15 AM
AGFSW AgroFresh Solu Warrants Q 2/12/2016 9:38:32 AM
CAPNW Capnia, Inc. Series A Warrant R 2/12/2016 9:39:02 AM
MFSF MutualFirst Financial Inc, Q 2/12/2016 9:40:29 AM
SKLN Skyline Medical Inc. Cmn Stk R 2/12/2016 9:41:10 AM
HOVNP Hovanian Enterprises Inc. Dep. Q 2/12/2016 9:43:12 AM
ATVI Activision Blizzard Inc Q 2/12/2016 9:45:08 AM
TWER Towerstream Corporation Cmn R 2/12/2016 9:46:12 AM
FWM Fairway Group Hldgs Cl A Cmn Q 2/12/2016 9:46:34 AM
ESES Eco-Stim Energy Sltns Cmn R 2/12/2016 9:48:55 AM
CNYD CHINA YIDA HOLDING, CO R 2/12/2016 9:49:03 AM
NUVA NuVasive Inc Q 2/12/2016 9:49:33 AM
CFMS ConforMIS, Inc. CS Q 2/12/2016 9:50:03 AM
ALXA Alexza Pharmaceuticals, Inc. R 2/12/2016 9:53:06 AM
SPI SPI Energy Co ADS Q 2/12/2016 9:54:38 AM
SMLR Semler Scientific, Inc. R 2/12/2016 9:55:14 AM
EPRS EPIRUS Biopharma Inc R 2/12/2016 9:56:10 AM
SSNC SS&C Technologies Holdings, In Q 2/12/2016 9:57:11 AM
CADTW DT Asia Investments Ltd Wt R 2/12/2016 10:03:52 AM
LENS Presbia PLC Ordinary Shs Q 2/12/2016 10:09:50 AM
MIRN Mirna Therapeutics Cmn Stk Q 2/12/2016 10:10:32 AM
CBAY CymaBay Therapeutics Cmn Stk R 2/12/2016 10:10:59 AM
NCTY The9 Limited Q 2/12/2016 10:17:20 AM
IMOS ChipMOS TECHNOLOGIES (Bermuda) R 2/12/2016 10:19:33 AM
WGBS WaferGen Bio-systems Cmn Stk R 2/12/2016 10:19:40 AM
CNTF China TechFaith Wireless Commu Q 2/12/2016 10:25:25 AM
RGSE Real Goods Solar, Inc. R 2/12/2016 10:34:25 AM
VICL Vical Incorporated R 2/12/2016 10:34:58 AM
XGTI xG Technology, Inc Common Stk R 2/12/2016 10:37:08 AM
PHII Petroleum Helicopters Inc Q 2/12/2016 10:43:42 AM
ASTI Ascent Solar Tech Cmn Stk R 2/12/2016 10:55:46 AM
RITT RIT Technologies Ltd R 2/12/2016 11:05:28 AM
KOOL Cesca Therapeutics Inc. R 2/12/2016 11:11:31 AM
FREE FreeSeas Inc. R 2/12/2016 11:11:38 AM
ABILW Ability Inc. Warrants R 2/12/2016 11:14:31 AM
CYRXW CryoPort, Inc. Warrants R 2/12/2016 11:18:56 AM
HIHO Highway Holdings Limited R 2/12/2016 11:21:40 AM
EMMSP Emmis Communications Pfd A Q 2/12/2016 11:21:47 AM
REDF Rediff.com India Limited ADS R 2/12/2016 11:24:14 AM
LNCO Linn Co, LLC Q 2/12/2016 11:24:51 AM
CHNR China Natural Resources, Inc. R 2/12/2016 11:25:00 AM
PTI Proteostasis Therapeutic Cm Q 2/12/2016 11:27:17 AM
BLPH Bellerophon Thera Common Stock Q 2/12/2016 11:32:21 AM
JYNT The Joint Corp Cmn R 2/12/2016 11:39:26 AM
AEMD Aethlon Medical Common R 2/12/2016 11:54:11 AM
SBBX Sussex Bancorp Q 2/12/2016 12:04:45 PM
MOKO MOKO Social Media Ltd ADR Q 2/12/2016 12:05:01 PM
GCVRZ Sanofi CVR Q 2/12/2016 12:06:51 PM
GPIAW GP Investments Acquisition Wt R 2/12/2016 12:13:46 PM
AAME Atlantic American Corporation Q 2/12/2016 12:19:58 PM
USEG U S Energy Corp R 2/12/2016 12:37:12 PM
TBIO Transgenomic Inc. Cmn Stk R 2/12/2016 12:44:56 PM
FES Forbes Energy Services Ltd Q 2/12/2016 12:45:03 PM
EVLV EVINE Live Inc. Cl A Q 2/12/2016 1:22:10 PM
APDNW Applied DNA Scien Warrant R 2/12/2016 1:23:39 PM
GNOW American CareSource Hldgs R 2/12/2016 1:28:50 PM
GLRI Glori Energy Inc Common Stock R 2/12/2016 1:36:46 PM
CDTI Clean Diesel Technologies, Inc R 2/12/2016 1:37:22 PM
JAGX Jaguar Animal Health, Inc. Cmn R 2/12/2016 1:55:37 PM
TRCH Torchlight Energy Rsrc Cmn R 2/12/2016 2:00:18 PM
TBPH Theravance Biophr Ord Shs Q 2/12/2016 2:13:19 PM
CCCL China Ceramics Co Cmn Stk Q 2/12/2016 2:17:27 PM
OXBRW Oxbridge Re Hldgs Ltd Warrants R 2/12/2016 2:18:05 PM
MB MINDBODY, Inc. Class A CS Q 2/12/2016 2:20:59 PM
CETX Cemtrex Inc. Common Stock R 2/12/2016 2:35:29 PM
ZHNE Zhone Technologies Inc R 2/12/2016 2:39:07 PM
QBAK Qualstar Corporation R 2/12/2016 2:43:53 PM
TACOW Del Taco Restnts Warrants R 2/12/2016 2:47:30 PM
OPXAW Opexa Therapeutics Warrant R 2/12/2016 3:03:42 PM
EXXI Energy XXI Ltd Q 2/12/2016 3:15:24 PM
BBLU Blue Earth, Inc. Common Stock R 2/12/2016 3:25:55 PM
CUI CUI Global, Inc. Common Stock R 2/12/2016 3:56:36 PM