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Tuesday, December 31, 2013

Equity Trader Alert #2013 - 124
Limit Up/Limit Down Exchange Traded Product Tier 1 List Update

Markets Impacted:

Contact Information:

What you need to know:

  • ETPs eligible for Tier 1 of the Limit Up/Limit Down Plan will be updated starting Thursday, January 2, 2014.

What is happening?

NASDAQ OMX® in conjunction with other listing exchanges has updated the list of ETPs eligible for Tier 1 of the Limit Up/Limit Down Plan (LULD Plan). The updated list of Tier 1 ETPs can be found here and will be effective as of Thursday, January 2, 2014.

What symbols will be moved from Tier 1 to Tier 2?

The following NASDAQ listed symbols will be moved from Tier 1 to Tier 2 starting Thursday, January 2, 2014:

EEMA iShares MSCI Emerging Markets Asia Fund
VGLT Vanguard Long-Term Government Bond Fund
VWOB Vanguard Emerging Markets Government Bond
VGIT Vanguard Intermediate Term Government Bond
WOOD iShares S&P Global Timber & forestry Index Fund
ISHG iShares S&P/Citigroup 1-3 Year Int’l Treasury Fund

What symbols will be moved from Tier 2 to Tier 1?

The following NASDAQ listed symbols will be added from Tier 2 to Tier 1 starting Thursday, January 2, 2014:

VIDI Vident International Equity Fund
QQEW First Trust NASDAQ-100 Equal Weight Index Fund
EUFN iShares MSCI Europe Financials Sector Index Fund
PNQI PowerShares NASDAQ Internet Portfolio
SOCL Global X Social Media
ONEQ Fidelity NASDAQ Composite

Where can I find additional information?


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