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Thursday, April 11, 2013

Equity Technical Update #2013 - 16
Limit Up/Limit Down Symbol Rollout - April 15th, 2013 (Week 2)

Markets Impacted:

Contact Information:

What you need to know:

  • NASDAQ OMX, in coordination with the other primary listing markets, will continue to roll out in production groups of securities part of the Phase 1 implementation of Limit Up/ Limit Down.
  • On Monday, April 15, 2013, NASDAQ plans to roll out in production an additional 19 securities to comply with the Limit Up/Limit Down Plan.

What is the plan for Limit Up/Limit Down (LULD) production roll out?

NASDAQ OMX® will be rolling out in production groups of Phase 1 securities in compliance with the Limit Up/Limit Down Plan starting April 8, 2013 and ending the week of May 6, 2013. For more details on the general roll out plans please refer to ETU #2013-13.

What NASDAQ symbols will be rolled out during production Week 2 starting April 15th?

Week 2: April 15th - 19th

19 Stocks Listed Below:

Symbol Description
AAPL Apple, Inc.
ACWX iShares MSCI ACWI ex US Index Fund
ALTR Altera Corp
ALXN Alexion Pharmaceuticals, Inc.
AMAT Applied Materials, Inc.
AMCX AMC Networks, Inc.
AMGN Amgen, Inc.
AMZN Amazon.com, Inc.
ANAT American National Insurance Co
ANSS ANSYS, Inc.
APOL Apollo Group, Inc.
ARCC Ares Capital Corp
ARIA Ariad Pharmaceuticals, Inc.
ASBC Associated Banc-Corp
ASNA Ascena Retail Group, Inc.
ATML Atmel Corp
ATVI Activision Blizzard, Inc.
AVGO Avago Technologies Ltd
AWAY HomeAway, Inc.

Do you have a detailed list of the NASDAQ symbols part of the roll out?

Yes. Refer to the complete NASDAQ LULD Phase 1 Symbol Rollout List located on the NASDAQ Trader® web page.

Where can I find additional information?


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