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Friday, July 29, 2022

Equity Corporate Actions Alert #2022 - 190
(UPDATED: Merger Effective) Information Regarding the Business Combination of Brookline Capital Acquiistion Corp. (BCAC/U/W) and Apexigen, Inc.

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  • Industry Announcement

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The business combination of Brookline Capital Acquisition Corp. (BCAC/U/W) and Apexigen, Inc. closed on Friday, July 29, 2022. Following the completion of the business combination, the company's common stock (BCAC) and Warrants (BCACW) will undergo a name, symbol, and CUSIP number change and the company's Units (BCACU) will be suspended from trading. These actions will become effective on August 1, 2022.

Current Company Name/Issue: Brookline Capital Acquisition Corp. Common Stock
New Company Name & Issue Type: Apexigen, Inc. Common Stock
Current CUSIP: 11374E104
New CUSIP: 03759B102
Current Symbol: BCAC
New Symbol: APGN
Marketplace Effective Date: Monday, August 1, 2022

Current Company Name/Issue: Brookline Capital Acquisition Corp. Warrant
New Company Name & Issue Type: Apexigen, Inc. Warrant expiring 7/29/2027
Current CUSIP: 11374E112
New CUSIP: 03759B110
Current Symbol: BCACW
New Symbol: APGNW
Marketplace Effective Date: Monday, August 1, 2022

If you would like to register as a market maker in APGN or APGNW, contact Nasdaq Trading Services at +1 212 231 5100.


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